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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
401 ABBVIE INC 3,781 238 0.07%
402 TIME INC NEW 16,421 238 0.07%
403 BIOSPECIFICS TECHNOLOGIES CO 5,204 238 0.07%
404 SKECHERS U S A INC 10,393 238 0.07%
405 GREENBRIER COS INC 6,722 237 0.07%
406 HEICO CORP NEW 3,428 237 0.07%
407 DUN & BRADSTREET CORP DEL NE 1,727 236 0.07%
408 SUNOPTA INC 33,495 236 0.07%
409 RYDER SYS INC 3,544 234 0.07%
410 ALLIANT ENERGY CORP 6,103 234 0.07%
411 CONVERGYS CORP 7,705 234 0.07%
412 PHILLIPS 66 2,892 233 0.07%
413 FLOWERS FOODS INC 15,377 233 0.07%
414 FIRST BANCORP P R COM NEW 44,746 233 0.07%
415 RLJ LODGING TR COM 11,102 233 0.07%
416 REALOGY HLDGS CORP 8,978 232 0.07%
417 APOLLO COML REAL EST FIN INC 14,124 231 0.07%
418 CATO CORP NEW CL A 6,992 230 0.07%
419 MID AMER APT CMNTYS INC 2,452 230 0.07%
420 PROSHARES TR 13,978 229 0.07%
421 NRG YIELD INC 13,951 228 0.07%
422 COMMERCIAL VEH GROUP INC COM 38,847 225 0.07%
423 AGCO CORP 4,555 225 0.07%
424 CENTRAL GARDEN & PET CO COM 8,672 225 0.07%
425 THOR INDS INC 2,651 225 0.07%
426 NORTHERN TRUST 3,295 224 0.07%
427 CISCO SYS INC 7,055 224 0.07%
428 AMERICAN WTR WKS CO INC NEW 2,987 224 0.07%
429 GUESS INC 15,329 224 0.07%
430 TEXAS INSTRS INC 3,176 223 0.07%
431 VIRTU FINL INCORPORATED CLASS A 14,854 222 0.07%
432 QORVO INC 3,989 222 0.07%
433 HOLOGIC INC 5,698 221 0.07%
434 EAGLE PHARMACEUTICALS INC 3,146 220 0.07%
435 NISOURCE 9,122 220 0.07%
436 SPORTSMANS WAREHOUSE 20,954 220 0.07%
437 ADVANCED MICRO DEVICES INC 31,738 219 0.07%
438 CENTERPOINT ENERGY INC 9,427 219 0.07%
439 PROTO LABS INC COM 3,661 219 0.07%
440 CHENIERE ENERGY INC 5,000 218 0.07%
441 INTERPUBLIC GROUP COS INC 9,734 218 0.07%
442 MORGAN STANLEY 6,807 218 0.07%
443 TIVO CORPORATION COM 11,117 217 0.07%
444 AMEREN CORP 4,422 217 0.07%
445 K2M GROUP HLDGS INC COM 12,144 216 0.07%
446 GAP 9,725 216 0.07%
447 PATTERSON UTI ENERGY INC 9,588 214 0.07%
448 BROADCOM LTD 1,235 213 0.07%
449 AT&T INC 5,253 213 0.07%
450 BAXTER INTL INC 4,482 213 0.07%
Page 9 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
2 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
3 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
4 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
5 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
6 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
7 DISNEY WALT CO 27,100 2,517 1.80% Call
8 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
9 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
10 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
11 QUALCOMM INC 29,300 2,007 1.44% Call
12 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
13 QUALCOMM INC 27,100 1,856 1.33% Call
14 ISHARES TR 14,600 1,813 1.30% Call
15 HARMAN INTL INDS INC COM 20,100 1,697 1.22% Call
16 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
17 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
18 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
19 ALPHABET INC 2,000 1,608 1.15% Call
20 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
21 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
22 CELGENE CORP 12,800 1,338 0.96% Call
23 BAIDU INC 7,300 1,329 0.95% Call
24 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
25 TRIMBLE INC 41,400 1,182 0.85% Call
26 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
27 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
28 ISHARES TR 12,100 976 0.70% Call
29 SALESFORCE COM INC 13,500 963 0.69% Call
30 CURENCYSHARES EURO TR EURO SHS 8,800 962 0.69% Call
31 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
32 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
33 LIGHT & WONDER INC COM 65,200 735 0.53% Call
34 ISHARES TR 11,800 698 0.50% Call
35 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
36 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
37 GILEAD SCIENCES INC 8,000 633 0.45% Call
38 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
39 VANTIV INC 11,100 625 0.45% Call
40 ISHARES TR 5,000 621 0.45% Call
41 POWERSHARES QQQ TRUST 5,000 594 0.43% Call
42 EXPEDIA INC DEL 5,000 584 0.42% Call
43 NETAPP INC 15,700 562 0.40% Call
44 CISCO SYS INC 17,700 561 0.40% Call
45 SELECT SECTOR SPDR TR 11,600 554 0.40% Call
46 SENSATA TECHNOLOGIES HLDG NV 14,200 551 0.39% Call
47 TIME WARNER INC 6,800 541 0.39% Call
48 COCA COLA CO 12,600 533 0.38% Call
49 SCRIPPS NETWORKS INTERACT IN 8,400 533 0.38% Call
50 SELECT SECTOR SPDR TR 7,400 523 0.37% Call
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