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Institutional Investment Manager
Allworth Financial LP
Allworth Financial LP (CIK: 0001555170) incorporated in California, located at 340 Palladio Pkwy, Folsom, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 720 holdings with a total value of $987,122,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 CHUBB LIMITED 1,470 194,000 0.02%
102 ROYAL DUTCH SHELL PLC 3,568 194,000 0.02%
103 TESLA INC 894 191,000 0.02%
104 MATSON INC COM 5,280 187,000 0.02%
105 GENWORTH FINL INC 184,157 185,000 0.02%
106 POWERSHARES ETF TR II 4,366 182,000 0.02%
107 SPDR SER TR 2,093 179,000 0.02%
108 VANGUARD WORLD FD 1,699 178,000 0.02%
109 AMERICAN ELEC PWR INC 2,779 175,000 0.02%
110 STANLEY BLACK &DECKER INC 1,450 166,000 0.02%
111 SALESFORCE COM INC 2,400 164,000 0.02%
112 AUTOMATIC DATA PROCESSING IN 1,551 159,000 0.02%
113 LINCOLN NATL CORP IND 2,400 159,000 0.02%
114 WALGREENS BOOTS ALLIANCE INC 1,900 157,000 0.02%
115 VANGUARD SCOTTSDALE FDS 1,448 156,000 0.02%
116 SPDR DOW JONES INDL AVRG ETF 792 156,000 0.02%
117 PUBLIC STORAGE 683 153,000 0.02%
118 VANGUARD BD INDEX FDS 1,870 151,000 0.02%
119 SJW CORP 2,676 150,000 0.02%
120 MCCORMICK & CO INC 1,600 149,000 0.02%
121 ABBOTT LABS 3,825 147,000 0.01%
122 BP PLC 3,896 146,000 0.01%
123 UNION PAC CORP 1,412 146,000 0.01%
124 US BANCORP DEL 2,795 144,000 0.01%
125 GENERAL MLS INC 2,311 143,000 0.01%
126 ESSEX PPTY TR INC 613 143,000 0.01% PRN
127 SOUTHWEST AIRLS CO 2,852 142,000 0.01%
128 CENTENE CORP DEL 2,511 142,000 0.01%
129 UNITEDHEALTH GROUP INC 880 141,000 0.01%
130 VANGUARD STAR FDS 3,060 140,000 0.01%
131 VANGUARD BD INDEX FDS 1,740 138,000 0.01%
132 STARBUCKS CORP 2,466 137,000 0.01%
133 WESTAR ENERGY 2,438 137,000 0.01%
134 FIDELITY NATIONAL FINANCIAL 4,002 136,000 0.01%
135 SPDR S&P MIDCAP 400 ETF TR 445 134,000 0.01%
136 LOCKHEED MARTIN CORP 529 132,000 0.01%
137 MASTERCARD INCORPORATED 1,269 131,000 0.01%
138 HAWAIIAN ELEC INDUSTRIES COM 3,966 131,000 0.01%
139 VISA INC 1,596 125,000 0.01%
140 AMAZON COM INC 166 124,000 0.01%
141 GOLDMAN SACHS GROUP INC 508 122,000 0.01%
142 CALATLANTIC GROUP INC 3,520 120,000 0.01%
143 AGILENT TECHNOLOGIES INC 2,631 120,000 0.01%
144 CONOCOPHILLIPS 2,349 118,000 0.01%
145 CONSTELLATION BRANDS INC 767 118,000 0.01%
146 XCEL ENERGY INC 2,763 112,000 0.01%
147 DOMINION ENERGY INC 1,468 112,000 0.01%
148 SCHWAB INTERNATIONAL EQUITY ETF 4,024 111,000 0.01%
149 RYANAIR HLDGS PLC 1,297 108,000 0.01%
150 ENTERPRISE PRODS PARTNERS L 3,970 107,000 0.01% PRN
Page 3 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-004133, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.