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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
151 FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF 10,106 337 0.14%
152 FISERV INC 5,850 332 0.14%
153 HUNTINGTON BANCSHARES INC 33,270 332 0.14%
154 SYSCO CORP 8,900 322 0.14%
155 VANGUARD SCOTTSDALE FDS 5,053 308 0.13%
156 Air Products & Chemicals Inc 2,498 297 0.12%
157 SPECTRA ENERGY PARTNERS LP 5,952 291 0.12%
158 VANGUARD WORLD FDS 2,619 290 0.12%
159 ISHARES TR 3,062 289 0.12%
160 INTEL CORP 11,120 287 0.12%
161 PIEDMONT OFFICE REALTY TR INC COM CL A 16,036 275 0.12%
162 PFIZER INC 8,484 273 0.11%
163 Baker Hughes Inc. 4,103 267 0.11%
164 ISHARES TR 2,168 261 0.11%
165 STRATASYS LTD 2,400 255 0.11%
166 STERICYCLE INC 2,200 250 0.10%
167 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 9,500 249 0.10%
168 EBAY INC 4,486 248 0.10%
169 Walgreens 3,679 243 0.10%
170 FEDEX CORP 1,799 238 0.10%
171 ISHARES TR 966 228 0.10%
172 VANGUARD INDEX FDS 2,638 224 0.09%
173 CHEVRON CORP NEW 1,872 223 0.09%
174 ISHARES TR 2,632 222 0.09%
175 AMERICAN RLTY CAP PPTYS INC PF 9,752 222 0.09%
176 ILLINOIS TOOL WKS INC 2,722 221 0.09%
177 AMERICAN ELECTRIC POWER 4,304 218 0.09%
178 NUVEEN DIV ADV MUNI FD 3 PFD S 21,398 214 0.09%
179 VANGUARD SCOTTSDALE FDS 3,326 211 0.09%
180 UNITED STATES STL CORP NEW 7,547 208 0.09%
181 ENTERPRISE PRODS PARTNERS L 2,966 206 0.09%
182 HELIX ENERGY SOLUTIONS GRP I 8,970 206 0.09%
183 ANNALY CAP MGMT INC 18,388 202 0.08%
184 WAL-MART STORES INC 2,625 201 0.08%
185 CINTAS CORP 3,300 197 0.08%
186 POTASH CORP SASK INC 5,400 196 0.08%
187 WELLS FARGO CO NEW 3,898 194 0.08%
188 TARGET CORP 3,179 192 0.08%
189 KBS REAL ESTATE INVT TR INC 42,733 190 0.08%
190 TOTAL S A 2,900 190 0.08%
191 ISHARES TR 1,669 189 0.08%
192 CISCO SYS INC 8,332 187 0.08%
193 FIFTH THIRD BANCORP 8,151 187 0.08%
194 Abbott Labs Common 4,859 187 0.08%
195 ISHARES TR 1,743 185 0.08%
196 HESS CORP 2,217 184 0.08%
197 ROYAL DUTCH SHELL PLC 2,330 182 0.08%
198 Baxter Intl Inc 2,414 178 0.07%
199 ISHARES TR 2,054 176 0.07%
200 HSBC HLDGS PLC 6,900 176 0.07%
Page 4 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ELECTRONIC ARTS INC 2 0 0.00%
2 PROTHENA CORP PLC 3 0 0.00%
3 Quantum Fuel Systems Tech Worl 4 0 0.00%
4 HUNTINGTON INGALLS INDS INC 5 1 0.00%
5 DIREXION SHS ETF TR 5 0 0.00%
6 MALLINCKRODT PUB LTD CO 5 0 0.00%
7 TIM PARTICIPACOES S A 5 0 0.00%
8 NU SKIN ENTERPRISES INC 6 0 0.00%
9 ISHARES TR 10 1 0.00%
10 SONY GROUP CORP 10 0 0.00%
11 PANERA BREAD CO 10 2 0.00%
12 ETFS Physical Platinum Shares 10 1 0.00%
13 CAPELLA EDUCATION 12 1 0.00%
14 ZIMMER BIOMET HLDGS INC 12 1 0.00%
15 GOLDMAN SACHS GROUP INC 14 2 0.00%
16 SIMON PPTY GROUP INC NEW 15 2 0.00%
17 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
18 YAHOO INC 15 1 0.00%
19 INGERSOLL-RAND PLC 20 1 0.00%
20 LIFE STORAGE INC 20 0 0.00%
21 Intuit Inc 20 4 0.00%
22 DECKERS OUTDOOR CORP 20 2 0.00%
23 KENNAMETAL INC 20 1 0.00%
24 HORMEL FOODS CORP 20 1 0.00%
25 NANOMETRICS INC 20 0 0.00%
26 Adt Corp 20 1 0.00%
27 CNOOC LTD 20 3 0.00%
28 NETFLIX INC 25 9 0.00%
29 KRISPY KREME DOUGHNT 25 0 0.00%
30 KODIAK OIL & GAS CORP 25 0 0.00%
31 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
32 ISHARES TR 26 3 0.00%
33 TELEFONICA BRASIL SA 26 1 0.00%
34 SUNTRUST BKS INC 29 1 0.00%
35 Cimpress NV 30 1 0.00%
36 DISCOVER FINL SVCS 30 2 0.00%
37 FASTENAL CO 30 1 0.00%
38 UNISYS CORP 32 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 ISHARES 35 1 0.00%
41 PROSHARES ULTRA FNCLS NEW ETF 35 4 0.00%
42 CARLYLE GROUP L P 35 1 0.00%
43 HILLSHIRE BRANDS COMPANY 36 1 0.00%
44 NORTHROP GRUMMAN CORP 36 4 0.00%
45 APACHE CORP 36 3 0.00%
46 UNITEDHEALTH GROUP INC 38 3 0.00%
47 TELUS CORP 40 2 0.00%
48 GENERAL DYNAMICS CORP 40 4 0.00%
49 COMMUNITY HEALTH SYS INC NEW 40 2 0.00%
50 CONTINENTAL RESOURE 40 5 0.00%
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