| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DELCATH SYS INC | 13,639 | 1,000 | 0.00% | ||
| 2 | AMPIO PHARMACEUTICALS INC | 12,605 | 8,000 | 0.00% | ||
| 3 | PORTFOLIO RECOVERY ASSOCS IN | 10,000 | 9,000 | 0.00% | PRN | |
| 4 | SYNTHETIC BIOLOGICS INCORPORATED | 16,533 | 9,000 | 0.00% | ||
| 5 | TIMMINS GOLD CORP | 23,000 | 9,000 | 0.00% | ||
| 6 | TESLA INC SR CV NT 0.25 19 | 12,000 | 12,000 | 0.00% | PRN | |
| 7 | NEUROMETRIX INC | 20,000 | 12,000 | 0.00% | ||
| 8 | PENGROWTH ENERGY CORP | 16,951 | 17,000 | 0.00% | ||
| 9 | HOVNANIAN ENTERPRISES INC | 10,050 | 22,000 | 0.00% | ||
| 10 | PENN WEST PETE LTD NEW | 13,868 | 23,000 | 0.00% | ||
| 11 | EV Energy Partners, L.P. | 18,450 | 30,000 | 0.00% | ||
| 12 | UNITED MICROELECTRONICS CORP | 16,440 | 32,000 | 0.00% | ||
| 13 | ATHERSYS INC NEW | 19,853 | 34,000 | 0.00% | ||
| 14 | SEADRILL LIMITED | 56,022 | 39,000 | 0.00% | ||
| 15 | PROSPECT CAPITAL CORPORATION | 40,000 | 40,000 | 0.00% | PRN | |
| 16 | RAIT FINANCIAL TRUST | 15,150 | 46,000 | 0.00% | ||
| 17 | PSIVIDA CORP | 30,000 | 49,000 | 0.00% | ||
| 18 | MANNKIND CORP | 37,983 | 50,000 | 0.00% | ||
| 19 | ABERDEEN ASIA PACIFIC INCOM | 10,188 | 51,000 | 0.00% | ||
| 20 | ZAFGEN INC COM | 10,404 | 52,000 | 0.00% | ||
| 21 | QUICKLOGIC CORP | 32,623 | 52,000 | 0.00% | ||
| 22 | MAXIMUS INC | 40,226 | 55,000 | 0.00% | ||
| 23 | MFS HIGH YIELD MUN TR | 12,008 | 55,000 | 0.00% | ||
| 24 | MASONITE INTL CORP NEW COM | 50,064 | 60,000 | 0.00% | ||
| 25 | TRANSGLOBE ENERGY CORP | 38,175 | 60,000 | 0.00% | ||
| 26 | OXFORD INDS INC COM | 50,089 | 62,000 | 0.00% | ||
| 27 | AVON PRODS INC | 14,400 | 62,000 | 0.00% | ||
| 28 | IDERA PHARMACEUTICALS INCORPORATED COM NEW | 28,200 | 62,000 | 0.00% | ||
| 29 | BLACKROCK INTL GRWTH & INC T | 10,710 | 62,000 | 0.00% | ||
| 30 | LANDSTAR SYS INC COM | 30,352 | 64,000 | 0.00% | ||
| 31 | MICROSEMI CORP | 25,891 | 72,000 | 0.00% | ||
| 32 | SUMITOMO MITSUI FINL GROUP I | 10,243 | 73,000 | 0.00% | ||
| 33 | RESMED INC | 50,266 | 73,000 | 0.00% | ||
| 34 | PENNEY J C | 13,203 | 75,000 | 0.00% | ||
| 35 | OFFICE DEPOT INC | 16,393 | 77,000 | 0.00% | ||
| 36 | SUNOPTA INC | 11,492 | 78,000 | 0.00% | ||
| 37 | MCEWEN MINING INC COM | 25,392 | 80,000 | 0.00% | ||
| 38 | STUDENT TRANSN INC | 14,105 | 83,000 | 0.00% | ||
| 39 | ORGANOVO HLDGS INC | 28,292 | 85,000 | 0.00% | ||
| 40 | GUGGENHEIM ENHANCED EQUITY I | 10,943 | 89,000 | 0.00% | ||
| 41 | ROYAL BK SCOTLAND GROUP PLC | 14,935 | 89,000 | 0.00% | ||
| 42 | ENSCO PLC | 10,056 | 90,000 | 0.00% | ||
| 43 | MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR | 14,556 | 91,000 | 0.00% | ||
| 44 | COGINT INC | 20,000 | 92,000 | 0.00% | ||
| 45 | PACIRA PHARMACEUTICALS INC | 11,804 | 92,000 | 0.00% | ||
| 46 | CALAMOS GBL DYN INCOME FUND COM | 11,995 | 95,000 | 0.00% | ||
| 47 | PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 | 11,000 | 95,000 | 0.00% | ||
| 48 | MASTEC INC | 17,047 | 96,000 | 0.00% | ||
| 49 | ALLIANZGI CONV & INCOME FD | 14,268 | 97,000 | 0.00% | ||
| 50 | INTERPUBLIC GROUP COS INC | 80,942 | 97,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-001162, filed 2017.05.10).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
