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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 875 holdings with a total value of $227,589,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 BUFFALO WILD WINGS INC 10 2,000 0.00%
152 NETEASE INC 19 2,000 0.00%
153 APACHE CORP 29 2,000 0.00%
154 KANSAS CITY SOUTHERN 22 2,000 0.00%
155 SYNCHRONOSS TECHNOLOGIES INC 44 2,000 0.00%
156 OLD DOMINION FREIGHT LINE IN 22 2,000 0.00%
157 CELSION CORPORATION COM PAR 563 2,000 0.00%
158 BLACKROCK CORPOR HI YLD FD I 161 2,000 0.00%
159 PITNEY BOWES INC 83 2,000 0.00%
160 BHP BILLITON LTD 72 3,000 0.00%
161 GENERAL MTRS CO 109 3,000 0.00%
162 EPAM SYS INC 52 3,000 0.00%
163 CHESAPEAKE ENERGY CORP 200 3,000 0.00%
164 AFFILIATED MANAGERS GROUP 14 3,000 0.00%
165 CITRIX SYS INC 54 3,000 0.00%
166 MAXIMUS INC 49 3,000 0.00%
167 DOVER CORP 43 3,000 0.00%
168 AMETEK INC NEW 65 3,000 0.00%
169 ULTA BEAUTY INC 20 3,000 0.00%
170 VMWARE INC 35 3,000 0.00%
171 PROSHARES TR 28 3,000 0.00%
172 SALLY BEAUTY HLDGS INC 75 3,000 0.00%
173 MANULIFE FINL CORP 196 3,000 0.00%
174 TRIMBLE INC 103 3,000 0.00%
175 ISHARES TR 100 3,000 0.00%
176 PRICE T ROWE GROUP INC 34 3,000 0.00%
177 Pandora Media Inc 200 3,000 0.00%
178 WORKDAY INC 33 3,000 0.00%
179 GOLDMAN SACHS GROUP INC 18 3,000 0.00%
180 ALLIANCE DATA SYSTEMS CORP 11 3,000 0.00%
181 ANSYS 33 3,000 0.00%
182 PENN WEST PETE LTD NEW 1,700 3,000 0.00%
183 BANCO BILBAO VIZCAYA ARGENTA 322 3,000 0.00%
184 SPLUNK INC 45 3,000 0.00%
185 STERICYCLE INC 20 3,000 0.00%
186 EATON VANCE LTD DURATION INC 217 3,000 0.00%
187 NIPPON TELEG TEL CORPORATION SPONSORED ADR 110 3,000 0.00%
188 ISHARES TR 100 3,000 0.00%
189 USG Corp 112 3,000 0.00%
190 LIBERTY TRIPADVISOR HLDGS INC COM SER A 90 3,000 0.00%
191 HALYARD HEALTH INC 56 3,000 0.00%
192 MATTEL INC 126 3,000 0.00%
193 ISHARES TR 51 3,000 0.00%
194 INTERCONTINENTAL EXCHANGE IN 13 3,000 0.00%
195 BAIDU INC 12 3,000 0.00%
196 PRECISION CASTPARTS 20 4,000 0.00%
197 WASTE CONNECTIONS INC COM 74 4,000 0.00%
198 Vaneck Vectors Gold 215 4,000 0.00%
199 NETAPP INC 125 4,000 0.00%
200 RYDEX ETF TRUST 55 4,000 0.00%
Page 4 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-15-000182, filed 2015.04.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.