| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,719,597 | 96,695,000 | 25.35% | ||
| 2 | UBS Group AG | 4,030,915 | 58,005,000 | 15.21% | ||
| 3 | Invesco Ltd. | 1,908,925 | 27,470,000 | 7.20% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 1,880,360 | 27,058,000 | 7.09% | ||
| 5 | Relative Value Partners, LLC | 1,263,041 | 18,175,000 | 4.76% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 921,658 | 13,263,000 | 3.48% | ||
| 7 | AMERIPRISE FINANCIAL INC | 883,480 | 12,698,000 | 3.33% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 821,022 | 11,815,000 | 3.10% | ||
| 9 | DEUTSCHE BANK AG\ | 791,118 | 11,383,000 | 2.98% | ||
| 10 | Advisors Asset Management, Inc. | 686,878 | 9,884,000 | 2.59% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 642,387 | 9,244,000 | 2.42% | ||
| 12 | Commonwealth Equity Services, Inc | 485,323 | 6,984,000 | 1.83% | ||
| 13 | CITIGROUP INC | 347,194 | 4,996,000 | 1.31% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 346,573 | 4,987,000 | 1.31% | ||
| 15 | Horizon Kinetics LLC | 328,800 | 4,731,000 | 1.24% | ||
| 16 | AQR ARBITRAGE LLC | 308,808 | 4,444,000 | 1.17% | ||
| 17 | Yorktown Management & Research Co Inc | 285,000 | 4,101,000 | 1.08% | ||
| 18 | LPL Financial LLC | 260,100 | 3,740,000 | 0.98% | ||
| 19 | ZAZOVE ASSOCIATES LLC | 201,785 | 2,904,000 | 0.76% | ||
| 20 | Shaker Financial Services, LLC | 192,687 | 2,773,000 | 0.73% | ||
| 21 | POINTE CAPITAL MANAGEMENT LLC | 173,635 | 2,499,000 | 0.66% | ||
| 22 | WELLS FARGO & COMPANY/MN | 166,564 | 2,397,000 | 0.63% | ||
| 23 | HighTower Advisors, LLC | 150,695 | 2,168,000 | 0.57% | ||
| 24 | First Allied Advisory Services, Inc. | 123,179 | 1,772,000 | 0.46% | ||
| 25 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 113,523 | 1,655,000 | 0.43% | ||
| 26 | ENVESTNET ASSET MANAGEMENT INC | 105,969 | 1,525,000 | 0.40% | ||
| 27 | Investors Capital Advisory Services | 95,039 | 1,367,000 | 0.36% | ||
| 28 | CLOUGH CAPITAL PARTNERS L P | 86,600 | 1,246,000 | 0.33% | ||
| 29 | STIFEL FINANCIAL CORP | 83,118 | 1,197,000 | 0.31% | ||
| 30 | Blume Capital Management, Inc. | 81,250 | 1,169,000 | 0.31% | ||
| 31 | COHEN & STEERS, INC. | 77,737 | 1,119,000 | 0.29% | ||
| 32 | COHEN & STEERS CAPITAL MANAGEMENT INC | 77,737 | 1,119,000 | 0.29% | ||
| 33 | Creative Planning | 77,398 | 1,114,000 | 0.29% | ||
| 34 | ROYAL BANK OF CANADA | 74,105 | 1,066,000 | 0.28% | ||
| 35 | ALETHEA CAPITAL MANAGEMENT, LLC | 70,527 | 1,015,000 | 0.27% | ||
| 36 | FIRST TRUST ADVISORS LP | 69,848 | 1,005,000 | 0.26% | ||
| 37 | INVESTMENT CENTERS OF AMERICA INC | 60,803 | 875,000 | 0.23% | ||
| 38 | RAYMOND JAMES & ASSOCIATES | 54,562 | 785,000 | 0.21% | ||
| 39 | Allen Investment Management, LLC | 54,066 | 778,000 | 0.20% | ||
| 40 | Greenwich Wealth Management LLC | 53,958 | 776,000 | 0.20% | ||
| 41 | Sterneck Capital Management, LLC | 51,044 | 735,000 | 0.19% | ||
| 42 | OPPENHEIMER & CO INC | 50,737 | 730,000 | 0.19% | ||
| 43 | Janney Montgomery Scott LLC | 44,589 | 642,000 | 0.17% | ||
| 44 | SHUFRO ROSE & CO LLC | 42,450 | 610,000 | 0.16% | ||
| 45 | CONNING INC. | 42,079 | 606,000 | 0.16% | ||
| 46 | Independence Trust CO | 42,065 | 605,000 | 0.16% | ||
| 47 | Peachtree Investment Advisors, Inc. | 40,119 | 577,000 | 0.15% | ||
| 48 | OARSMAN CAPITAL, INC. | 39,985 | 575,000 | 0.15% | ||
| 49 | Cambridge Investment Research Advisors, Inc. | 38,561 | 555,000 | 0.15% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 38,401 | 552,590 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
