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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 1,191 holdings with a total value of $480,362,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 CA INC 7 0 0.00%
102 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 0 0 0.00%
103 KOHLS 20 0 0.00%
104 STERLING CONSTRUCTION CO INC 4 0 0.00%
105 EAST WEST BANCORP INC 4 0 0.00%
106 SYNCHRONY FINL 31 0 0.00%
107 OLD REP INTL CORP 53 0 0.00%
108 PHH CORP COM NEW 32 0 0.00%
109 BEST BUY 43 1,000 0.00%
110 PIMCO INCOME STRATEGY FUND II COM 118 1,000 0.00%
111 RPM INTL INC 27 1,000 0.00%
112 JAMBA INC COM NEW 100 1,000 0.00%
113 PETROLEO BRASILEIRO SA PETRO 330 1,000 0.00%
114 MARKET VECTORS ETF TR 97 1,000 0.00%
115 WESTROCK CO 22 1,000 0.00%
116 GOLDMAN SACHS ETF TR 30 1,000 0.00%
117 YPF SOCIEDAD ANONIMA SPON ADR CL D 84 1,000 0.00%
118 TWENTY FIRST CENTY FOX INC 68 1,000 0.00%
119 BUFFALO WILD WINGS INC 10 1,000 0.00%
120 NEUBERGER BERMAN HIGH YIELD 100 1,000 0.00%
121 BANCOLOMBIA S A 60 1,000 0.00%
122 CYPRESS SEMICONDUCTRCORP 125 1,000 0.00%
123 WPX ENERGY INC 200 1,000 0.00%
124 NORTHSTAR ASSET MGMT GROUP INCORPORATED 108 1,000 0.00%
125 LINN ENERGY LLC UNIT LTD LIAB 1,044 1,000 0.00%
126 VMWARE A 35 1,000 0.00%
127 NEW MTN FIN CORP 100 1,000 0.00%
128 PROSHARES TR 24 1,000 0.00%
129 MARRIOTT VACATIONS WORLDWIDE C COM 20 1,000 0.00%
130 SUNPOWER CORP 34 1,000 0.00%
131 CHESAPEAKE ENERGY CORP 251 1,000 0.00%
132 Philippine Long Dst Adrf 37 1,000 0.00%
133 BWX TECHNOLOGIES INC COM 32 1,000 0.00%
134 ALPS ETF TR 32 1,000 0.00%
135 NETGEAR INC COM 25 1,000 0.00%
136 ST JUDE 21 1,000 0.00%
137 KB FINANCIAL GROUP INC SPONSORED ADR 53 1,000 0.00%
138 LIBERTY GLOBAL PLC LILAC SHS CL C 24 1,000 0.00%
139 PITNEY BOWES INC COM 83 1,000 0.00%
140 CNOOC LIMITED SPONSORED ADR 10 1,000 0.00%
141 ENDURANCE SPECIALTY 16 1,000 0.00%
142 ISHARES TR 30 1,000 0.00%
143 PEARSON PLC 95 1,000 0.00%
144 Ramco-Gershenson Properties Tr 88 1,000 0.00%
145 NEW YORK CMNTY BANCORP INC 79 1,000 0.00%
146 BE AEROSPACE INC 26 1,000 0.00%
147 BARCLAYS PLC 117 1,000 0.00%
148 NATIONAL STORAGE AFFILIATES 75 1,000 0.00%
149 INVESCO LTD 55 1,000 0.00%
150 3-D SYS CORP DEL 155 1,000 0.00%
Page 3 of 24

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000356, filed 2016.01.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.