| 1 |
Saba Capital Management, L.P. |
1,054,630 |
10,641,000 |
18.88% |
|
|
| 2 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
628,886 |
6,349,000 |
11.26% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
560,713 |
5,658,000 |
10.04% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
489,803 |
4,941,000 |
8.76% |
|
|
| 5 |
Invesco Ltd. |
487,541 |
4,920,000 |
8.73% |
|
|
| 6 |
Pine River Capital Management L.P. |
356,088 |
3,592,000 |
6.37% |
|
|
| 7 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
213,945 |
2,159,000 |
3.83% |
|
|
| 8 |
Yorktown Management & Research Co Inc |
207,000 |
2,089,000 |
3.71% |
|
|
| 9 |
CREDIT SUISSE AG/ |
181,434 |
1,831,000 |
3.25% |
|
|
| 10 |
MARINER INVESTMENT GROUP LLC |
166,046 |
1,675,000 |
2.97% |
|
|
| 11 |
Advisors Asset Management, Inc. |
139,322 |
1,406,000 |
2.49% |
|
|
| 12 |
MORGAN STANLEY |
131,191 |
1,324,000 |
2.35% |
|
|
| 13 |
WOLVERINE ASSET MANAGEMENT LLC |
122,017 |
1,231,000 |
2.18% |
|
|
| 14 |
AQR ARBITRAGE LLC |
108,460 |
1,094,000 |
1.94% |
|
|
| 15 |
CITIGROUP INC |
94,143 |
950,000 |
1.69% |
|
|
| 16 |
UBS Group AG |
78,524 |
792,000 |
1.40% |
|
|
| 17 |
Capital Investment Advisors, LLC |
70,272 |
709,000 |
1.26% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
61,942 |
625,000 |
1.11% |
|
|
| 19 |
LPL Financial LLC |
61,415 |
622,000 |
1.10% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
56,258 |
568,000 |
1.01% |
|
|
| 21 |
SG Americas Securities, LLC |
45,639 |
460,000 |
0.82% |
|
|
| 22 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
45,501 |
459,000 |
0.81% |
|
|
| 23 |
RAYMOND JAMES & ASSOCIATES |
36,288 |
366,000 |
0.65% |
|
|
| 24 |
Virtu KCG Holdings LLC |
30,889 |
312,000 |
0.55% |
|
|
| 25 |
SUNTRUST BANKS INC |
27,827 |
280,000 |
0.50% |
|
|
| 26 |
Weiss Asset Management LP |
20,963 |
212,000 |
0.38% |
|
|
| 27 |
Curi Capital, LLC |
18,782 |
189,000 |
0.34% |
|
|
| 28 |
WEDBUSH SECURITIES INC |
16,944 |
171,000 |
0.30% |
|
|
| 29 |
RAYMOND JAMES TRUST N.A. |
14,113 |
142,000 |
0.25% |
|
|
| 30 |
ALLEGIS INVESTMENT ADVISORS, LLC |
12,751 |
129,000 |
0.23% |
|
|
| 31 |
OPPENHEIMER & CO INC |
10,661 |
107,000 |
0.19% |
|
|
| 32 |
CORNERSTONE ADVISORS INC |
10,075 |
102,000 |
0.18% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,750 |
88,000 |
0.16% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,886 |
39,000 |
0.07% |
|
|
| 35 |
US BANCORP \DE\ |
3,566 |
36,000 |
0.06% |
|
|
| 36 |
MSI Financial Services Inc |
3,118 |
31,000 |
0.05% |
|
|
| 37 |
WFG Advisors, LP |
2,600 |
26,000 |
0.05% |
|
|
| 38 |
ROYAL BANK OF CANADA |
1,240 |
13,000 |
0.02% |
|
|
| 39 |
BANK OF MONTREAL /CAN/ |
1,000 |
10,000 |
0.02% |
|
|
| 40 |
Thomas J. Herzfeld Advisors, Inc. |
700 |
7,000 |
0.01% |
|
|
| 41 |
Highlander Capital Management, LLC |
577 |
6,000 |
0.01% |
|
|
| 42 |
Kavar Capital Partners, LLC |
500 |
5,000 |
0.01% |
|
|
| 43 |
IFP ADVISORS, INC |
500 |
5,000 |
0.01% |
|
|
| 44 |
PENSERRA CAPITAL MANAGEMENT LLC |
225 |
2,000 |
0.00% |
|
|
| 45 |
Carroll Financial Associates, Inc. |
100 |
1,000 |
0.00% |
|
|
| 46 |
Advisory Services Network, LLC |
0 |
0 |
0.00% |
|
|
| 47 |
Creative Planning |
24 |
0 |
0.00% |
|
|
