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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 1,191 holdings with a total value of $480,362,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 VANGUARD INTL EQUITY INDEX F 4,028 131,000 0.03%
252 VANGUARD BD INDEX FDS 1,576 130,000 0.03%
253 PARK NATL CORP COM 1,428 129,000 0.03%
254 ISHARES TR 1,983 128,000 0.03%
255 RAYTHEON CO 1,026 127,000 0.03%
256 ENERGY TRANSFER L P 9,300 127,000 0.03%
257 TABLEAU SOFTWARE INC 1,354 127,000 0.03%
258 RIO TINTO PLC 4,342 126,000 0.03%
259 BHP BILLITON LTD 4,924 126,000 0.03%
260 NATIONAL BANKSHARES INC VA 3,500 124,000 0.03%
261 WISDOMTREE TR 2,308 124,000 0.03%
262 ISHARES TR 1,093 124,000 0.03%
263 THERMO FISHER SCIENTIFIC INC 876 124,000 0.03%
264 VANGUARD WORLD FD 1,780 124,000 0.03%
265 REALTY INCOME CORP 2,394 123,000 0.03%
266 ALLSTATE CORP 1,958 121,000 0.03%
267 CATERPILLAR INC 1,792 121,000 0.03%
268 Chubb Corporation 898 119,000 0.02%
269 TRAVELERS COMPANIES INC 1,057 119,000 0.02%
270 BP PLC 3,802 118,000 0.02%
271 ISHARES TR 1,199 117,000 0.02%
272 MARATHON PETE CORP 2,265 117,000 0.02%
273 ARCHER DANIELS MIDLAND CO 3,190 117,000 0.02%
274 SHERWIN WILLIAMS CO 450 116,000 0.02%
275 WISDOMTREE EUROPE 4,750 116,000 0.02%
276 O REILLY AUTOMOTIVE INC NEW 455 115,000 0.02%
277 HERSHEY CO 1,292 115,000 0.02%
278 Market Vectors Oil Services 4,250 112,000 0.02%
279 DR PEPPER SNAPPLE GROUP INC 1,200 111,000 0.02%
280 SOUTHWESTERN ENERGY CO 15,550 110,000 0.02%
281 CORNING INC 6,048 110,000 0.02%
282 WILLIAMS COS INC DEL 4,315 110,000 0.02%
283 UNILEVER PLC 2,492 107,000 0.02%
284 METLIFE INC 2,235 107,000 0.02%
285 ACE LTD 910 106,000 0.02%
286 MARTIN MARIETTA MATLS INC 776 105,000 0.02%
287 REYNOLDS AMERICAN INC 2,270 104,000 0.02%
288 ISHARES TR 2,600 101,000 0.02%
289 HARTFORD FINL SVCS GROUP INC 2,306 100,000 0.02%
290 VANGUARD WHITEHALL FDS 1,513 100,000 0.02%
291 GOLDMAN SACHS GROUP INC 554 99,000 0.02%
292 FIRST HORIZON CORPORATION COM 6,854 99,000 0.02%
293 TRIANGLE CAPITAL CORPORATION 5,100 97,000 0.02%
294 SPDR INDEX SHS FDSDJ GLB RL ES ETF 2,079 97,000 0.02%
295 ISHARES TR 3,410 97,000 0.02%
296 KKR & CO LP COMMON UNITS 6,211 96,000 0.02%
297 MAGELLAN MIDSTREAM PRTNRS LP 1,416 96,000 0.02%
298 BAXALTA INC COM 2,473 96,000 0.02%
299 LIFE STORAGE 900 96,000 0.02%
300 ISHARES TR 1,040 95,000 0.02%
Page 6 of 24

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000356, filed 2016.01.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.