| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | SOLARCITY CORP | 500 | 1,076,000 | 0.20% | Put | |
| 52 | E M C CORP MASS COM | 40,000 | 1,087,000 | 0.20% | ||
| 53 | QUALCOMM INC | 25,000 | 1,339,000 | 0.24% | ||
| 54 | SYNAPTICS INC | 25,073 | 1,348,000 | 0.25% | ||
| 55 | ABBVIE INC | 22,000 | 1,362,000 | 0.25% | ||
| 56 | LILLY ELI & CO | 18,000 | 1,418,000 | 0.26% | ||
| 57 | JPMorgan Chase & Co. Warrants Exp 10/28/18 | 70,200 | 1,422,000 | 0.26% | ||
| 58 | TRANSOCEAN LTD | 121,138 | 1,440,000 | 0.26% | ||
| 59 | American Capital Agency | 87,633 | 1,737,000 | 0.32% | ||
| 60 | DOW CHEM CO | 35,000 | 1,740,000 | 0.32% | ||
| 61 | HERCULES CAPITAL INC | 142,502 | 1,770,000 | 0.32% | ||
| 62 | MB FINL INC | 50,000 | 1,814,000 | 0.33% | ||
| 63 | AMERICAN EXPRESS CO | 30,000 | 1,823,000 | 0.33% | ||
| 64 | MAGELLAN MIDSTREAM PRTNRS LP | 24,600 | 1,870,000 | 0.34% | ||
| 65 | BUCKEYE PARTNERS L P | 26,963 | 1,896,000 | 0.35% | ||
| 66 | FIREEYE INC | 119,800 | 1,973,000 | 0.36% | ||
| 67 | TARGA RES CORP | 47,178 | 1,988,000 | 0.36% | ||
| 68 | TENET HEALTHCARE CORP | 75,000 | 2,073,000 | 0.38% | ||
| 69 | MICROSOFT CORP | 42,400 | 2,170,000 | 0.40% | ||
| 70 | TC PIPELINES LP | 38,000 | 2,176,000 | 0.40% | ||
| 71 | EXXON MOBIL CORP | 23,240 | 2,179,000 | 0.40% | ||
| 72 | GENERAL MTRS CO | 78,479 | 2,221,000 | 0.40% | ||
| 73 | KINROSS GOLD CORP | 463,352 | 2,266,000 | 0.41% | ||
| 74 | ENERGY TRANSFER PRTNRS L P | 61,380 | 2,337,000 | 0.43% | ||
| 75 | GENERAL ELECTRIC CO | 79,952 | 2,517,000 | 0.46% | ||
| 76 | HORIZON TECHNOLOGY FIN CORP COM | 206,354 | 2,518,000 | 0.46% | ||
| 77 | EXELON CORP | 70,000 | 2,545,000 | 0.46% | ||
| 78 | TCP CAP CORP | 167,136 | 2,554,000 | 0.47% | ||
| 79 | FACTORSHARES TR ISE CYBER SEC ADDED | 116,600 | 2,786,000 | 0.51% | ||
| 80 | NEWTEK BUSINESS SVCS CORP COM NEW | 226,647 | 2,883,000 | 0.53% | ||
| 81 | PFIZER INC | 84,247 | 2,966,000 | 0.54% | ||
| 82 | MEDLEY CAP CORPORATION | 444,851 | 2,981,000 | 0.54% | ||
| 83 | BLACKSTONE MTG TR INC | 111,249 | 3,078,000 | 0.56% | ||
| 84 | ZIMMER BIOMET HLDGS INC | 27,100 | 3,262,000 | 0.59% | ||
| 85 | STARWOOD PPTY TR INC COM | 160,853 | 3,333,000 | 0.61% | ||
| 86 | CITIGROUPINC | 79,400 | 3,366,000 | 0.61% | ||
| 87 | CISCO SYS INC | 120,000 | 3,443,000 | 0.63% | ||
| 88 | NUSTAR ENERGY LP | 70,406 | 3,506,000 | 0.64% | ||
| 89 | SYNCHRONY FINL | 140,362 | 3,548,000 | 0.65% | ||
| 90 | PENNANTPARK FLOATING RATE CA | 309,184 | 3,834,000 | 0.70% | ||
| 91 | COMCAST CORP NEW | 60,000 | 3,911,000 | 0.71% | ||
| 92 | Fidus Investment Corp | 299,230 | 4,569,000 | 0.83% | ||
| 93 | GOLDMAN SACHS BDC INC | 244,902 | 4,896,000 | 0.89% | ||
| 94 | THL CR INC | 443,215 | 4,933,000 | 0.90% | ||
| 95 | NEW MTN FIN CORP | 384,462 | 4,960,000 | 0.90% | ||
| 96 | PENNANTPARK INVT CORP | 748,056 | 5,109,000 | 0.93% | ||
| 97 | ZAIS FINL CORP | 377,284 | 5,173,000 | 0.94% | ||
| 98 | ALLIED WRLD ASSUR COM HLDG A | 150,440 | 5,286,000 | 0.96% | ||
| 99 | APOLLO COML REAL EST FIN INC | 389,286 | 6,256,000 | 1.14% | ||
| 100 | SOLAR SENIOR | 462,645 | 7,453,000 | 1.36% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001568303-16-000013, filed 2016.08.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
