| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | 6,483,653 | 129,609,000 | 59.58% | ||
| 2 | UBS Group AG | 547,445 | 10,943,000 | 5.03% | ||
| 3 | Muzinich & Co., Inc. | 435,386 | 8,703,000 | 4.00% | ||
| 4 | Yorktown Management & Research Co Inc | 400,000 | 7,996,000 | 3.68% | ||
| 5 | Stratos Wealth Partners, LTD. | 362,219 | 7,241,000 | 3.33% | ||
| 6 | West Family Investments, Inc. | 244,902 | 4,896,000 | 2.25% | ||
| 7 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 218,493 | 4,368,000 | 2.01% | ||
| 8 | MORGAN STANLEY | 211,514 | 4,228,000 | 1.94% | ||
| 9 | BlackRock Group LTD | 173,325 | 3,465,000 | 1.59% | ||
| 10 | VAN ECK ASSOCIATES CORP | 137,653 | 2,752,000 | 1.27% | ||
| 11 | MCKINLEY CAPITAL MANAGEMENT LLC | 104,598 | 2,091,000 | 0.96% | ||
| 12 | WELLS FARGO & COMPANY/MN | 103,609 | 2,071,000 | 0.95% | ||
| 13 | Invesco Ltd. | 90,812 | 1,816,000 | 0.83% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 90,603 | 1,811,000 | 0.83% | ||
| 15 | STEELHEAD PARTNERS LLC | 88,400 | 1,767,000 | 0.81% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 84,893 | 1,697,000 | 0.78% | ||
| 17 | Texas Yale Capital Corp. | 75,450 | 1,508,000 | 0.69% | ||
| 18 | ANCHOR CAPITAL ADVISORS LLC | 74,682 | 1,493,000 | 0.69% | ||
| 19 | ADVISORY RESEARCH INC | 70,778 | 1,415,000 | 0.65% | ||
| 20 | ROYAL BANK OF CANADA | 69,756 | 1,395,000 | 0.64% | ||
| 21 | Legal & General Group Plc | 66,339 | 1,327,000 | 0.61% | ||
| 22 | Sumitomo Mitsui DS Asset Management Company, Ltd | 64,158 | 1,282,000 | 0.59% | ||
| 23 | ARES MANAGEMENT LLC | 60,952 | 1,218,000 | 0.56% | ||
| 24 | NEW ENGLAND ASSET MANAGEMENT INC | 54,218 | 1,084,000 | 0.50% | ||
| 25 | CLOUGH CAPITAL PARTNERS L P | 53,000 | 1,059,000 | 0.49% | ||
| 26 | LPL Financial LLC | 49,201 | 984,000 | 0.45% | ||
| 27 | SALZHAUER MICHAEL | 46,328 | 926,000 | 0.43% | ||
| 28 | KAYNE ANDERSON CAPITAL ADVISORS LP | 36,600 | 730,000 | 0.34% | ||
| 29 | CIBC WORLD MARKET INC. | 35,949 | 719,000 | 0.33% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 33,602 | 672,000 | 0.31% | ||
| 31 | Advisors Asset Management, Inc. | 29,133 | 582,000 | 0.27% | ||
| 32 | CORRADO ADVISORS, LLC | 24,910 | 498,000 | 0.23% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 24,908 | 498,000 | 0.23% | ||
| 34 | TCW GROUP INC | 24,800 | 496,000 | 0.23% | ||
| 35 | Private Advisor Group, LLC | 24,757 | 495,000 | 0.23% | ||
| 36 | GSA CAPITAL PARTNERS LLP | 22,715 | 454,000 | 0.21% | ||
| 37 | RAYMOND JAMES & ASSOCIATES | 22,493 | 450,000 | 0.21% | ||
| 38 | BROWN BROTHERS HARRIMAN & CO | 20,000 | 400,000 | 0.18% | ||
| 39 | CITIGROUP INC | 17,820 | 356,000 | 0.16% | ||
| 40 | RAYMOND JAMES TRUST N.A. | 16,650 | 333,000 | 0.15% | ||
| 41 | NUVEEN ASSET MANAGEMENT INC. | 15,642 | 313,000 | 0.14% | ||
| 42 | B. Riley Wealth Advisors, Inc. | 13,142 | 263,000 | 0.12% | ||
| 43 | Greenwich Investment Management, Inc. | 12,640 | 253,000 | 0.12% | ||
| 44 | STARFIRE INVESTMENT ADVISERS, INC. | 1,669 | 247,980 | 0.11% | ||
| 45 | PineBridge Investments, L.P. | 9,334 | 187,000 | 0.09% | ||
| 46 | Highlander Capital Management, LLC | 5,000 | 100,000 | 0.05% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,781 | 96,000 | 0.04% | ||
| 48 | WFG Advisors, LP | 3,350 | 67,000 | 0.03% | ||
| 49 | IFP ADVISORS, INC | 2,430 | 49,000 | 0.02% | ||
| 50 | MSI Financial Services Inc | 1,716 | 34,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
