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Institutional Investment Manager
HIGH FALLS ADVISORS, INC
HIGH FALLS ADVISORS, INC (CIK: 0001569139). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 148 holdings with a total value of $352,491,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 2 0 0.00%
2 SPDR INDEX SHS FDS 19 1,000 0.00%
3 VANGUARD WORLD FDS 14 1,000 0.00%
4 VANGUARD WORLD FDS 14 1,000 0.00%
5 VANGUARD WORLD FDS 14 2,000 0.00%
6 VANGUARD WORLD FDS 22 3,000 0.00%
7 ISHARES TR 75 4,000 0.00%
8 VANGUARD INTL EQUITY INDEX F 100 4,000 0.00%
9 SPDR SERIES TRUST 134 5,000 0.00%
10 ISHARES TR 200 6,000 0.00%
11 POWERSHARES ETF TR II 100 7,000 0.00%
12 Vaneck Vectors Gold 517 7,000 0.00%
13 ISHARES TR 300 10,000 0.00%
14 iShares Mortgage Real Estate C 1,000 10,000 0.00%
15 ISHARES TR 407 12,000 0.00%
16 SPDR SER TR 100 12,000 0.00%
17 ISHARES TR 100 12,000 0.00%
18 SPDR SERIES TRUST 204 12,000 0.00%
19 ISHARES TR 100 13,000 0.00%
20 ISHARES TR 100 15,000 0.00%
21 VANGUARD INTL EQUITY INDEX F 561 18,000 0.01%
22 ISHARES TR 185 20,000 0.01%
23 VANGUARD INDEX FDS 247 21,000 0.01%
24 SELECT SECTOR SPDR TR 513 22,000 0.01%
25 ISHARES TR 165 24,000 0.01%
26 VANGUARD INDEX FDS 300 24,000 0.01%
27 VANGUARD INDEX FDS 270 28,000 0.01%
28 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 352 28,000 0.01%
29 ISHARES TR 280 29,000 0.01%
30 SPDR SERIES TRUST 881 30,000 0.01%
31 VANGUARD INDEX FDS 320 32,000 0.01%
32 VANGUARD WORLD FD 400 33,000 0.01%
33 ISHARES TR 313 34,000 0.01%
34 ISHARES TR 500 34,000 0.01%
35 ISHARES RUSSELL 3000 ETF 302 36,000 0.01%
36 VANGUARD INDEX FDS 391 37,000 0.01%
37 ISHARES TR 1,246 40,000 0.01%
38 VANGUARD INTL EQUITY INDEX F 800 40,000 0.01%
39 ISHARES TR 400 41,000 0.01%
40 ISHARES TR 406 45,000 0.01%
41 ISHARES RUSSELL 1000 ETF 402 46,000 0.01%
42 ISHARES TR 690 50,000 0.01%
43 VANGUARD INDEX FDS 449 54,000 0.02%
44 VANGUARD INDEX FDS 300 56,000 0.02%
45 POWERSHARES ETF TR II 1,715 58,000 0.02%
46 SELECT SECTOR SPDR TR 1,000 60,000 0.02%
47 POWERSHARES ETF TR II 1,524 63,000 0.02%
48 POWERSHARES ETF TR II 1,896 63,000 0.02%
49 ISHARES TR 605 75,000 0.02%
50 ISHARES TR 750 83,000 0.02%
Page 1 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001569139-16-000009, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.