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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 67 Institutional holders with a total value of $93,266,610.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 107,083 13,202,000 14.16%
2 KAYS FINANCIAL ADVISORY CORP /ADV 90,027 11,078,000 11.88%
3 KRILOGY FINANCIAL LLC 77,013 9,476,000 10.16%
4 AMERIPRISE FINANCIAL INC 38,894 4,787,000 5.13%
5 FAS Wealth Partners, Inc. 36,532 4,495,000 4.82%
6 RAYMOND JAMES & ASSOCIATES 36,433 4,483,000 4.81%
7 BANK OF AMERICA CORP /DE/ 36,020 4,432,000 4.75%
8 STIFEL FINANCIAL CORP 28,296 3,483,000 3.73%
9 MORGAN STANLEY 27,252 3,353,000 3.60%
10 BERGANKDV WEALTH MANAGEMENT, LLC 25,657 3,157,000 3.38%
11 WELLS FARGO & COMPANY/MN 23,207 2,855,000 3.06%
12 Tradewinds Capital Management, LLC 18,745 2,307,000 2.47%
13 UBS Group AG 17,732 2,182,000 2.34%
14 JANE STREET GROUP, LLC 15,868 1,953,000 2.09%
15 Cambridge Investment Research Advisors, Inc. 14,249 1,753,000 1.88%
16 HARBOUR INVESTMENT MANAGEMENT LLC 13,020 1,602,000 1.72%
17 Courage Miller Partners, LLC 12,033 1,481,000 1.59%
18 B. Riley Wealth Advisors, Inc. 11,543 1,421,000 1.52%
19 Commonwealth Equity Services, Inc 11,239 1,383,000 1.48%
20 MSI Financial Services Inc 10,698 1,317,000 1.41%
21 VOYA FINANCIAL ADVISORS, INC. 9,730 1,179,000 1.26%
22 GHP Investment Advisors, Inc. 9,199 1,132,000 1.21%
23 Asset Management Group, Inc. 7,721 950,000 1.02%
24 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 7,618 937,000 1.00%
25 CABOT WEALTH MANAGEMENT INC 6,715 826,000 0.89%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,366 782,000 0.84%
27 Freedom Investment Management, Inc. 6,217 765,000 0.82%
28 Cetera Advisors LLC 6,169 755,000 0.81%
29 Gradient Investments LLC 5,877 723,000 0.78%
30 HighTower Advisors, LLC 5,410 663,000 0.71%
31 SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP 3,623 446,000 0.48%
32 IFP ADVISORS, INC 2,828 348,000 0.37%
33 Advisory Services Network, LLC 2,776 342,000 0.37%
34 ADVISOR GROUP, INC. 2,766 339,000 0.36%
35 Raymond James Financial Services Advisors, Inc. 2,213 272,000 0.29%
36 SALEM INVESTMENT COUNSELORS INC 2,000 246,000 0.26%
37 VSR Financial Services, Inc. 1,931 238,000 0.26%
38 Private Advisor Group, LLC 1,741 215,000 0.23%
39 PRIVATE TRUST CO NA 1,695 208,000 0.22%
40 Stratos Wealth Partners, LTD. 1,642 202,000 0.22%
41 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,508 186,000 0.20%
42 BRONFMAN E.L. ROTHSCHILD, L.P. 1,414 174,000 0.19%
43 ARROW FINANCIAL CORP 1,285 158,000 0.17%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,200 148,000 0.16%
45 Burt Wealth Advisors 1,051 129,000 0.14%
46 First Horizon Advisors, Inc. 1,027 126,000 0.14%
47 Creative Planning 867 107,000 0.11%
48 Argentus Capital Management, LLC 827 102,000 0.11%
49 GLENMEDE TRUST CO NA 600 73,000 0.08%
50 Vantage Investment Advisors, LLC 438 54,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.