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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 734 holdings with a total value of $162,790,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 VAPOR CORP NEV COM NEW 100 0 0.00%
2 MAXIM INTEGR 5 0 0.00%
3 ARADIGM CORP 2 0 0.00%
4 SMUCKER J M CO 2 0 0.00%
5 TRAVELERS COMPANIES INC 1 0 0.00%
6 LIBERTY BROADBAND-C 6 0 0.00%
7 CEMEX SAB DE CV 10 0 0.00%
8 ILLUMINA INC 100 0 0.00%
9 TEXTRON INC 1 0 0.00%
10 Unwired Planet, Inc. 166 0 0.00%
11 EXETER RES CORP 310 0 0.00%
12 BPZ RESOURCES INC COM 2,000 0 0.00%
13 ELEPHANT TALK COMM CORP 22 0 0.00%
14 NUVEEN ENERGY MLP TOTL RTRNF 11 0 0.00%
15 OLD REP INTL CORP 5 0 0.00%
16 PHH Corp 5 0 0.00%
17 Liberty Media Ser A 12 0 0.00%
18 DIANA CONTAINERSHIPS INC 3 0 0.00%
19 SCHWAB CHARLES CORP 1 0 0.00%
20 ENZO BIOCHEM INC 110 0 0.00%
21 STEMCELLS INC COM NEW 400 0 0.00%
22 WAVE SYSTEMS CORP 32 0 0.00%
23 CBS CORP NEW 5 0 0.00%
24 COEUR MNG INC 10 0 0.00%
25 BARCLAYS BANK 35 0 0.00%
26 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
27 WEBMD HEALTH CORP 3 0 0.00%
28 XL Group plc 2 0 0.00%
29 VITESSE SEMICONDUCTOR CORP 60 0 0.00%
30 OCLARO INC 67 0 0.00%
31 MCDONALDS CORP 300 0 0.00%
32 Dendreon Corp 160 0 0.00%
33 AMERICAN INTL GROUP INC 8 0 0.00%
34 CROSSROADS SYS INC COM NEW 125 0 0.00%
35 CASI PHARMACEUTICALS INC COM 45 0 0.00%
36 PETROLEO BRASILEIRO SA PETRO 600 0 0.00%
37 GEEKNET INC 50 0 0.00%
38 PARTNER COMMUNICATIONS 80 0 0.00%
39 VISTA OUTDOOR INC 8 0 0.00%
40 ORBITAL ATK INC 4 0 0.00%
41 IMATION CORP 12 0 0.00%
42 * LEXICON PHARMACEUTICALS INC COM 50 0 0.00%
43 ARCA BIOPHARMA INC COM NEW 1 0 0.00%
44 CST BRANDS INC 9 0 0.00%
45 PROSHARES TR 8 0 0.00%
46 CELSION CORPORATION COM PAR 11 0 0.00%
47 DU PONT E I DE NEMOURS & CO 500 0 0.00% Put
48 KINROSS GOLD CORP 100 0 0.00%
49 RADNET INC COM 25 0 0.00%
50 LEVEL 3 COMM 4 0 0.00%
Page 1 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-15-002468, filed 2015.05.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.