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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 728 holdings with a total value of $182,947,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ORBITAL ATK INC COM 4 0 0.00%
2 IMATION CORP 12 0 0.00%
3 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 5,000 0 0.00%
4 MGIC INVT CORP WIS 50 0 0.00%
5 NIKE INC 4,700 0 0.00% Call
6 VERIZON COMMUNICATIONS INC 100 0 0.00% Put
7 FIRST NIAGARA FINL GP INC 25 0 0.00%
8 PIPER SANDLER COMPANIES COM 2 0 0.00%
9 RADNET INC COM 25 0 0.00%
10 CST BRANDS INCORPORATED 9 0 0.00%
11 CEMEX SAB DE CV 10 0 0.00%
12 VERITIV CORP COM 13 0 0.00%
13 PROSHARES ULTRASHORT S&P 500 8 0 0.00%
14 CELSION CORPORATION COM PAR $0.01 11 0 0.00%
15 LIBERTY BROADBAND CORP COM SER A 3 0 0.00%
16 JPMORGAN CHASE & CO 300 0 0.00% Call
17 DIANA CONTAINERSHIPS INC 3 0 0.00%
18 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
19 LIBERTY BROADBAND-C 6 0 0.00%
20 NEWS CORP CL A 6 0 0.00%
21 WHITING PETE CORP NEW 36 0 0.00%
22 MCDONALDS CORP 300 0 0.00% Put
23 * SANDRIDGE ENERGY INC COM 1,115 0 0.00%
24 CHINANET ONLINE HOLDINGS 400 0 0.00%
25 EXETER RES CORP 310 0 0.00%
26 WAVE SYSTEMS CORP CL A NEW 3 0 0.00%
27 OLD REP INTL CORP 5 0 0.00%
28 LINN CO LLC 112 0 0.00%
29 LIBERTY MEDIA SER A 12 0 0.00%
30 VISA INC 13,000 0 0.00% Put
31 SCHWAB CHARLES CORP 1 0 0.00%
32 PARTNER COMMUNICATIONS 80 0 0.00%
33 CROSSROADS SYS INC COM NEW 125 0 0.00%
34 STEMCELLS INC COM NEW 400 0 0.00%
35 ISHARES 15 0 0.00%
36 BARCLAYS BANK 35 0 0.00%
37 DRYSHIPS INC 80 0 0.00%
38 GENERAL MTRS CO 200 0 0.00% Call
39 OCLARO INC 32 0 0.00%
40 UNITED STATES NATL GAS FUND 62 0 0.00%
41 CALIFORNIA RES CORP 110 0 0.00%
42 Crestwood Equity LP 1 0 0.00%
43 TIME INC CSH MRG $18.50/SH 1/31/18 30 0 0.00%
44 ELEPHANT TALK COMM CORP 22 0 0.00%
45 KINROSS GOLD CORP 100 0 0.00%
46 TEKLA LIFE SCIENCES INVS 9 0 0.00%
47 WebMD Health Corp 3 0 0.00%
48 MAXIM INTEGR 5 0 0.00%
49 LEVEL 3 COMM 4 0 0.00%
50 ONE GAS INC COM 4 0 0.00%
Page 1 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-16-009560, filed 2016.05.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.