| 1 |
Anson Funds Management LP |
3,277,365 |
854,000 |
27.76% |
|
|
| 2 |
VANGUARD GROUP INC |
3,225,398 |
840,000 |
27.31% |
|
|
| 3 |
BlackRock Institutional Trust Company, N.A. |
2,804,106 |
731,000 |
23.76% |
|
|
| 4 |
DAFNA Capital Management LLC |
699,563 |
182,000 |
5.92% |
|
|
| 5 |
GEODE CAPITAL MANAGEMENT, LLC |
486,595 |
126,000 |
4.10% |
|
|
| 6 |
RENAISSANCE TECHNOLOGIES LLC |
253,900 |
66,000 |
2.15% |
|
|
| 7 |
Kovack Advisors, Inc. |
135,170 |
35,000 |
1.14% |
|
|
| 8 |
NORTHERN TRUST CORP |
131,571 |
35,000 |
1.14% |
|
|
| 9 |
Bank of New York Mellon Corp |
112,451 |
29,000 |
0.94% |
|
|
| 10 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
79,430 |
21,000 |
0.68% |
|
|
| 11 |
Creative Planning |
76,057 |
20,000 |
0.65% |
|
|
| 12 |
M&T BANK CORP |
66,835 |
17,000 |
0.55% |
|
|
| 13 |
New England Private Wealth Advisors LLC |
66,664 |
17,000 |
0.55% |
|
|
| 14 |
TWO SIGMA SECURITIES, LLC |
58,324 |
15,000 |
0.49% |
|
|
| 15 |
UBS Group AG |
41,326 |
11,000 |
0.36% |
|
|
| 16 |
Virtu KCG Holdings LLC |
36,665 |
10,000 |
0.33% |
|
|
| 17 |
CITADEL ADVISORS LLC |
36,009 |
9,000 |
0.29% |
|
|
| 18 |
Raymond James Financial Services Advisors, Inc. |
32,380 |
8,000 |
0.26% |
|
|
| 19 |
Brown Advisory Securities, LLC |
30,000 |
8,000 |
0.26% |
|
|
| 20 |
BLACKROCK ADVISORS LLC |
26,556 |
7,000 |
0.23% |
|
|
| 21 |
D. E. Shaw & Co., Inc. |
25,536 |
7,000 |
0.23% |
|
|
| 22 |
BlackRock Fund Advisors |
20,364 |
5,000 |
0.16% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
12,380 |
4,000 |
0.13% |
|
|
| 24 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
15,033 |
4,000 |
0.13% |
|
|
| 25 |
Paradigm Financial Advisors, LLC |
12,000 |
3,000 |
0.10% |
|
|
| 26 |
SHUFRO ROSE & CO LLC |
10,000 |
3,000 |
0.10% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
10,598 |
3,000 |
0.10% |
|
|
| 28 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
9,515 |
2,000 |
0.07% |
|
|
| 29 |
Transamerica Financial Advisors, LLC |
100 |
1,000 |
0.03% |
|
|
| 30 |
BANK OF MONTREAL /CAN/ |
2,300 |
1,000 |
0.03% |
|
|
| 31 |
ROYAL BANK OF CANADA |
2,850 |
1,000 |
0.03% |
|
|
| 32 |
BlackRock Investment Management, LLC |
5,200 |
1,000 |
0.03% |
|
|
| 33 |
Tortoise Investment Management, LLC |
1,200 |
0 |
0.00% |
|
|
| 34 |
IFP ADVISORS, INC |
1,045 |
0 |
0.00% |
|
|
| 35 |
US BANCORP \DE\ |
20 |
0 |
0.00% |
|
|
| 36 |
AMERICAN INTERNATIONAL GROUP, INC. |
100 |
0 |
0.00% |
|
|
| 37 |
DEUTSCHE BANK AG\ |
2 |
0 |
0.00% |
|
|
| 38 |
MSI Financial Services Inc |
53 |
0 |
0.00% |
|
|
| 39 |
MORGAN STANLEY |
341 |
0 |
0.00% |
|
|
| 40 |
CITIGROUP INC |
528 |
0 |
0.00% |
|
|
| 41 |
PNC FINANCIAL SERVICES GROUP, INC. |
200 |
0 |
0.00% |
|
|
| 42 |
GLENMEDE TRUST CO NA |
100 |
0 |
0.00% |
|
|
| 43 |
BARCLAYS PLC |
60 |
0 |
0.00% |
|
|
| 44 |
WELLS FARGO & COMPANY/MN |
1,140 |
0 |
0.00% |
|
|
| 45 |
Focused Wealth Management, Inc |
400 |
0 |
0.00% |
|
|
