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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 729 holdings with a total value of $217,659,000.
#
Name
Shares
Value ($)
%
Options
Notes
701 PROSHARES TR 8 0 0.00%
702 ARADIGM CORP 2 0 0.00%
703 * LEXICON PHARMACEUTICALS INC COM 7 0 0.00%
704 CEMEX SAB DE CV 11 0 0.00%
705 TEKLA LIFE SCIENCES INVS 9 0 0.00%
706 LIBERTY BROADBAND CORP COM SER A 3 0 0.00%
707 LEVEL 3 COMM 4 0 0.00%
708 TEXTRON INC 1 0 0.00%
709 CBS CORP NEW 5 0 0.00%
710 FIRST NIAGARA FINL GP INC 25 0 0.00%
711 JPMORGAN CHASE & CO 300 0 0.00% Call
712 NOW INC 25 0 0.00%
713 CHINANET ONLINE HOLDINGS 400 0 0.00%
714 SEVENTY SEVEN ENERGY INC - escrow shares 12 0 0.00%
715 LINN ENERGY LLC UNIT LTD LIAB 4,903 0 0.00%
716 * SANDRIDGE ENERGY INC COM 1,115 0 0.00%
717 DIANA SHIPPING INC 100 0 0.00%
718 MOTOROLA SOLUTIONS INC 7 0 0.00%
719 TIME INC NEW 29 0 0.00%
720 EXETER RES CORP 310 0 0.00%
721 WAVE SYSTEMS CORP CL A NEW ADDED 3 0 0.00%
722 LINN CO LLC 112 0 0.00%
723 Crestwood Equity Partners LP 1 0 0.00%
724 SCHLUMBERGER LTD 400 0 0.00% Call
725 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
726 MICROSEMI CORP 2 0 0.00%
727 COLGATE PALMOLIVE CO 800 0 0.00% Put
728 ALPHA NATURAL RESOURCES 2,610 0 0.00%
729 INTREPID POTASH INC 50 0 0.00%
Page 15 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-16-010916, filed 2016.08.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.