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TEKLA LIFE SCIENCES INVS
TEKLA LIFE SCIENCES INVS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 50 Institutional holders with a total value of $38,069,327.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 559,985 9,626,000 25.29%
2 NEEDHAM INVESTMENT MANAGEMENT LLC 502,932 8,645,000 22.71%
3 WELLS FARGO & COMPANY/MN 233,936 4,021,000 10.56%
4 LPL Financial LLC 76,233 1,361,000 3.58%
5 UBS Group AG 74,484 1,281,000 3.36%
6 BANK OF NOVA SCOTIA 71,984 1,237,000 3.25%
7 Advisors Asset Management, Inc. 70,799 1,217,000 3.20%
8 STIFEL FINANCIAL CORP 69,733 1,199,000 3.15%
9 FIRST TRUST ADVISORS LP 57,744 993,000 2.61%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 46,191 794,000 2.09%
11 Commonwealth Equity Services, Inc 45,926 789,000 2.07%
12 Cambridge Investment Research Advisors, Inc. 45,831 788,000 2.07%
13 BANK OF AMERICA CORP /DE/ 36,267 623,000 1.64%
14 DOLIVER ADVISORS, LP 32,078 565,000 1.48%
15 CLOUGH CAPITAL PARTNERS L P 30,922 532,000 1.40%
16 OPPENHEIMER & CO INC 28,344 487,000 1.28%
17 BB&T SECURITIES, LLC 21,650 372,000 0.98%
18 USCA RIA LLC 19,180 330,000 0.87%
19 ADVISOR GROUP, INC. 18,124 311,000 0.82%
20 Private Advisor Group, LLC 15,029 268,000 0.70%
21 RAYMOND JAMES & ASSOCIATES 15,030 258,000 0.68%
22 AMERIPRISE FINANCIAL INC 14,674 252,000 0.66%
23 Raymond James Financial Services Advisors, Inc. 13,826 238,000 0.63%
24 ROYAL BANK OF CANADA 13,577 234,000 0.61%
25 New England Private Wealth Advisors LLC 11,935 205,000 0.54%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,863 185,000 0.49%
27 Invesco Ltd. 10,629 183,000 0.48%
28 MERIDIAN INVESTMENT COUNSEL INC. 10,195 175,000 0.46%
29 WEDBUSH SECURITIES INC 10,104 174,000 0.46%
30 MSI Financial Services Inc 8,923 153,000 0.40%
31 Creative Planning 8,700 150,000 0.39%
32 IFP ADVISORS, INC 6,225 107,000 0.28%
33 CITIGROUP INC 5,745 98,000 0.26%
34 VALLEY NATIONAL ADVISERS INC 3,245 56,000 0.15%
35 PNC FINANCIAL SERVICES GROUP, INC. 1,909 33,000 0.09%
36 Advisory Services Network, LLC 1,395 24,000 0.06%
37 North Star Investment Management Corp. 1,200 21,000 0.06%
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,060 18,000 0.05%
39 NEXT Financial Group, Inc 934 16,000 0.04%
40 SeaBridge Investment Advisors LLC 956 16,000 0.04%
41 MARK SHEPTOFF FINANCIAL PLANNING, LLC 668 11,000 0.03%
42 Barnett & Company, Inc. 529 9,000 0.02% PRN
43 ARCADIA INVESTMENT MANAGEMENT CORP/MI 415 7,000 0.02%
44 DEUTSCHE BANK AG\ 321 5,000 0.01%
45 BRUDERMAN ASSET MANAGEMENT, LLC 35 1,000 0.00%
46 Thomas J. Herzfeld Advisors, Inc. 63 1,000 0.00%
47 WOLVERINE TRADING LP /BD 19 327 0.00%
48 GLENMEDE TRUST CO NA 19 0 0.00%
49 JFS WEALTH ADVISORS, LLC 3 0 0.00%
50 Focused Wealth Management, Inc 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.