Dark
Light
System
Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 711 holdings with a total value of $227,532,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 AES CORP 22,450 288,000 0.13%
102 CLOROX CO DEL 2,255 282,000 0.12%
103 LAM RESEARCH CORP 2,961 280,000 0.12%
104 ISHARES TR 2,353 274,000 0.12%
105 ANTERO RES CORP 10,100 272,000 0.12%
106 CMS ENERGY CORP 6,400 269,000 0.12%
107 KELLOGG CO 3,450 267,000 0.12%
108 DTE ENERGY CO 2,850 267,000 0.12%
109 FLUOR CORP NEW 5,032 258,000 0.11%
110 EMERSON ELEC CO 4,703 256,000 0.11%
111 AFLAC INC 3,550 255,000 0.11%
112 BAXTER INTL INC 5,342 254,000 0.11%
113 ALLSTATE CORP 3,650 253,000 0.11%
114 ALTRIA GROUP INC 3,946 249,000 0.11%
115 VANECK VECTORS ETF TR 11,975 249,000 0.11%
116 VANGUARD SCOTTSDALE FDS 3,081 248,000 0.11%
117 GENERAL MTRS CO 7,787 247,000 0.11%
118 ENERNOC INC 45,117 244,000 0.11%
119 US BANCORP DEL 5,650 242,000 0.11%
120 PHILIP MORRIS INTL INC 2,454 239,000 0.11%
121 TRAVELERS COMPANIES INC 2,063 236,000 0.10%
122 AMERICAN FINL GROUP INC OHIO 3,100 233,000 0.10%
123 PETROLEO BRASILEIRO SA PETRO 24,973 233,000 0.10%
124 NATIONAL OILWELL VARCO INC 6,298 231,000 0.10%
125 CONSOLIDATED EDISON INC 3,073 231,000 0.10%
126 VENTAS INC 3,212 227,000 0.10%
127 LEAR CORP 1,855 225,000 0.10%
128 MONDELEZ INTL INC 4,963 218,000 0.10%
129 EVEREST RE GROUP LTD 1,150 218,000 0.10%
130 AMAZON COM INC 255 214,000 0.09%
131 CONTINENTAL RESOURE 4,100 213,000 0.09%
132 QUALCOMM INC 3,080 211,000 0.09%
133 HARTFORD FINL SVCS GROUP INC 4,850 208,000 0.09%
134 GOODYEAR TIRE & RUBR CO 6,450 208,000 0.09%
135 RAYTHEON CO 1,517 207,000 0.09%
136 NVIDIA CORPORATION 3,000 206,000 0.09%
137 TYSON FOODS INC 2,729 204,000 0.09%
138 PIMCO ETF TR 2,037 203,000 0.09%
139 PUBLIC STORAGE 906 202,000 0.09%
140 METLIFE INC 4,545 202,000 0.09%
141 NEWMONT CORP 5,103 201,000 0.09%
142 CIT GROUP INC 5,450 198,000 0.09%
143 XEROX CORP 19,010 193,000 0.08%
144 COLGATE PALMOLIVE CO 2,600 193,000 0.08%
145 ACTIVISION BLIZZARD INC 4,350 193,000 0.08%
146 KIMBERLY CLARK CORP 1,512 191,000 0.08%
147 EATON VANCE TX ADV GLBL DIV 12,611 188,000 0.08%
148 NORTHROP GRUMMAN CORP 854 183,000 0.08%
149 BANK NEW YORK MELLON CORP 4,554 182,000 0.08%
150 VALERO ENERGY CORP NEW 3,420 181,000 0.08%
Page 3 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-16-012147, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.