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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 163 Institutional holders with a total value of $1,179,607,444.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 1,565,486 155,766,000 13.20%
2 Allianz Asset Management GmbH 1,266,423 126,009,000 10.68%
3 Windhaven Investment Management, Inc. 1,049,787 104,454,000 8.85%
4 JPMORGAN CHASE & CO 671,072 66,772,000 5.66%
5 WELLS FARGO & COMPANY/MN 626,537 62,340,000 5.28%
6 PNC FINANCIAL SERVICES GROUP, INC. 514,268 51,169,000 4.34%
7 CREDIT SUISSE AG/ 490,276 48,783,000 4.14%
8 Rafferty Asset Management, LLC 468,166 46,583,000 3.95%
9 RAYMOND JAMES & ASSOCIATES 352,259 35,050,000 2.97%
10 Commonwealth Equity Services, Inc 327,993 32,635,000 2.77%
11 ENVESTNET ASSET MANAGEMENT INC 321,251 31,964,000 2.71%
12 VestGen Investment Management 270,355 26,900,000 2.28%
13 Orion Porfolio Solutions, LLC 248,928 24,768,000 2.10%
14 MORGAN STANLEY 233,523 23,235,000 1.97%
15 NOTTINGHAM ADVISORS, INC. 217,471 21,638,000 1.83%
16 BANK OF AMERICA CORP /DE/ 212,447 21,138,000 1.79%
17 FLOW TRADERS U.S. LLC 202,467 20,145,000 1.71%
18 UBS Group AG 186,942 18,601,000 1.58%
19 ASSETMARK, INC 175,996 17,512,000 1.48%
20 Braver Wealth Management, LLC 169,555 16,871,000 1.43%
21 Goelzer Investment Management, Inc. 140,203 13,950,000 1.18%
22 BB&T SECURITIES, LLC 129,449 12,880,000 1.09%
23 CEDAR HILL ASSOCIATES, LLC 123,035 12,242,000 1.04%
24 LPL Financial LLC 102,039 10,102,000 0.86%
25 ROYAL BANK OF CANADA 97,432 9,696,000 0.82%
26 Brookstone Capital Management 84,621 8,420,000 0.71%
27 Valmark Advisers, Inc. 75,447 7,507,000 0.64%
28 SARGENT BICKHAM LAGUDIS LLC 59,287 5,899,000 0.50%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 59,254 5,891,000 0.50%
30 CAPE ANN SAVINGS BANK 59,057 5,876,000 0.50%
31 AMERIPRISE FINANCIAL INC 56,553 5,627,000 0.48%
32 Atria Investments, Inc 54,603 5,433,000 0.46%
33 Advisors Preferred, LLC 53,101 5,284,000 0.45%
34 BTS Asset Management, Inc. 50,423 4,994,000 0.42%
35 RAND WEALTH, LLC 48,820 4,858,000 0.41%
36 AHL Partners LLP 45,666 4,544,000 0.39%
37 Community Bank, N.A. 40,950 4,075,000 0.35%
38 Aspen Investment Management Inc 40,643 4,044,000 0.34%
39 CIBC Private Wealth Group LLC 38,201 3,801,000 0.32%
40 Coastline Trust Co 33,990 3,382,000 0.29%
41 MILLENNIUM MANAGEMENT LLC 33,086 3,292,000 0.28%
42 ADVISORY RESEARCH INC 30,071 3,206,000 0.27%
43 HUNTINGTON NATIONAL BANK 31,821 3,166,000 0.27% PRN
44 STIFEL FINANCIAL CORP 31,110 3,096,000 0.26%
45 AFAM CAPITAL, INC. 28,627 2,848,000 0.24%
46 Efficient Market Advisors, LLC 27,081 2,695,000 0.23%
47 Cambridge Investment Research Advisors, Inc. 25,106 2,498,000 0.21%
48 Arete Wealth Advisors, LLC 22,698 2,258,000 0.19%
49 ADVISOR GROUP, INC. 22,631 2,251,000 0.19%
50 Hillsdale Investment Management Inc. 22,300 2,219,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.