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Institutional Investment Manager
D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. (CIK: 0001596920) incorporated in Kentucky, located at P.O. Box 2010, Lexington, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 186 holdings with a total value of $112,851,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 MICROSOFT CORP 1,925 98,000 0.09%
52 ISHARES TR 575 97,000 0.09%
53 PFIZER INC 2,608 92,000 0.08%
54 AMERICAN TOWER CORP NEW 800 91,000 0.08%
55 STARBUCKS CORP 1,500 86,000 0.08%
56 CHIPOTLE MEXICAN GRILL INC 200 81,000 0.07%
57 CONSOLIDATED EDISON INC 1,000 80,000 0.07%
58 WAL-MART STORES INC 1,072 78,000 0.07%
59 CARLISLE COS INC 700 74,000 0.07%
60 DISNEY WALT CO 737 72,000 0.06%
61 CRACKER BARREL OLD CTRY STOR 418 72,000 0.06%
62 GILEAD SCIENCES INC 816 68,000 0.06%
63 ORACLE CORP 1,450 59,000 0.05%
64 SOLARCITY CORP 2,395 57,000 0.05%
65 MCDONALDS CORP 465 56,000 0.05%
66 Lifepoint Hospitals Inc 1,476 56,000 0.05%
67 SPDR SER TR 1,000 54,000 0.05%
68 ZILLOW GROUP INC 1,450 53,000 0.05%
69 CHEVRON CORP NEW 409 43,000 0.04%
70 BANK NEW YORK MELLON CORP 1,081 42,000 0.04%
71 UNDER ARMOUR INC 1,000 40,000 0.04%
72 Intuit Inc 200 38,000 0.03%
73 MERCK & CO INC 666 38,000 0.03%
74 INTERACTIVE BROKERS GROUP IN 1,000 35,000 0.03%
75 COGNIZANT TECHNOLOGY SOLUTIO 600 34,000 0.03%
76 TD AMERITRADE HLDG CORP 1,200 34,000 0.03%
77 VALMONT INDS INC 250 34,000 0.03%
78 VANGUARD SCOTTSDALE FDS 320 33,000 0.03%
79 ISHARES TR 332 33,000 0.03%
80 SIMMONS 1ST NATL CORP CL A $1 PAR 623 29,000 0.03%
81 BOSTON SCIENTIFIC CORP 1,200 28,000 0.02%
82 SELECT SECTOR SPDR TR 400 27,000 0.02%
83 HONEYWELL INTL INC 235 27,000 0.02%
84 3M CO 150 26,000 0.02%
85 BIOGEN INC 100 24,000 0.02%
86 ABBOTT LABS 599 24,000 0.02%
87 EMERSON ELEC CO 441 23,000 0.02%
88 VECTREN CORP 445 23,000 0.02%
89 NEXTERA ENERGY INC 170 22,000 0.02%
90 DUKE ENERGY CORP NEW 252 22,000 0.02%
91 TEXAS INSTRS INC 328 21,000 0.02%
92 ISHARES 20 YEAR TREASURY BOND ETF 150 21,000 0.02%
93 MANULIFE FINL CORP 1,538 21,000 0.02%
94 AIR PRODS & CHEMS INC 140 20,000 0.02%
95 CERNER CORP 288 17,000 0.02%
96 REGENERON PHARMACEUTICALS 47 16,000 0.01%
97 DISH NETWORK A 300 16,000 0.01%
98 PAYPAL HLDGS INC 400 15,000 0.01%
99 VANGUARD BD INDEX FDS 169 14,000 0.01%
100 INGREDION INC 110 14,000 0.01%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-113464, filed 2016.07.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.