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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
51 COCA COLA CO 441 187 0.01%
52 COLGATE PALMOLIVE CO 240 164 0.01%
53 CONOCOPHILLIPS 894 767 0.04%
54 COSTCO WHSL CORP NEW 200 230 0.01%
55 CSX CORP 484 149 0.01%
56 CURRENCYSHARES AUSTRALIAN DL 109 103 0.01%
57 CURRENCYSHARES CDN DLR TR 102 95 0.01%
58 CareFusion 135 60 0.00%
59 DDR CORP 8,703 1,534 0.09%
60 DELAWARE ENHANCED GBL DIV & 1 0 0.00%
61 DIAGEO P L C 1,420 1,807 0.10%
62 DISCOVER FINL SVCS 542 336 0.02%
63 DISNEY WALT CO 490 420 0.02%
64 DOW CHEM CO 958 493 0.03%
65 DU PONT E I DE NEMOURS & CO 200 131 0.01%
66 E M C CORP MASS COM 490 129 0.01%
67 EASTMAN CHEM CO 120 105 0.01%
68 EATON CORP PLC 1,060 818 0.05%
69 EMERSON ELEC CO 100 66 0.00%
70 ENERGY TRANSFER PRTNRS L P 6,180 3,583 0.20%
71 ENERSYS 63 43 0.00%
72 ENTERPRISE PRODS PARTNERS L 7,277 5,697 0.32%
73 EXELIS INC 109 19 0.00%
74 EXPRESS SCRIPTS HLDG CO 162 112 0.01%
75 EXXON MOBIL CORP 3,927 3,953 0.22%
76 FACEBOOK INC 262 176 0.01%
77 FEDEX CORP 215 326 0.02%
78 FIDELITY COMWLTH TR 96 166 0.01%
79 FIRST TR EXCHANGE TRADED FD 358 97 0.01%
80 FORD MTR CO DEL 1,421 245 0.01%
81 FOREST CITY ENTERPRISES A 45,918 9,124 0.51%
82 FRONTIER COMMUNICATIONS CORP 69 4 0.00%
83 GENERAL ELECTRIC CO 7,720 2,029 0.11%
84 GENERAL MTRS CO 102 19 0.00%
85 GENERAL MTRS CO 102 27 0.00%
86 GENERAL MTRS CO 112 41 0.00%
87 GLAXOSMITHKLINE PLC 3,883 2,077 0.12%
88 GLOBAL X FDS 30,834 8,035 0.45%
89 GOODYEAR TIRE & RUBR CO 25 7 0.00%
90 GOOGLE INC 26 150 0.01%
91 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 21,196 1.19%
92 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 16,363 0.92%
93 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 11,912 0.67%
94 Greenhaven Continuous Commodit 7,462 2,084 0.12%
95 HANCOCK JOHN TAX-ADV DIV INC 10,363 2,169 0.12%
96 HARTFORD FINL SVCS GROUP INC 220 79 0.00%
97 HOME DEPOT INC 887 718 0.04%
98 HONEYWELL INTL INC 45 42 0.00%
99 HOSPIRA INC. 91 47 0.00%
100 HSBC HLDGS PLC 2 1 0.00%
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Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 20,867 11.70%
2 ISHARES TR 142,763 12,981 7.28%
3 ISHARES TR 94,000 9,519 5.34%
4 SPDR SER TR 103,191 7,903 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 7,699 4.32%
6 ISHARES TR 47,980 7,537 4.23%
7 ISHARES TR 53,114 6,741 3.78%
8 ISHARES TR 177,259 6,598 3.70%
9 ISHARES TR 46,315 5,594 3.14%
10 ISHARES TR 73,109 4,998 2.80%
11 POWERSHARES ETF TR II 135,846 4,835 2.71%
12 ISHARES TR 39,616 4,573 2.56%
13 VANGUARD INDEX FDS 33,744 3,337 1.87%
14 POWERSHARES ETF TRUST 235,600 3,018 1.69%
15 VANGUARD INDEX FDS 30,260 2,724 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 2,494 1.40%
17 ISHARES TR 59,871 2,388 1.34%
18 ALPS ETF TR 123,851 2,353 1.32%
19 VANGUARD INDEX FDS 21,887 2,227 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 2,120 1.19%
21 VANGUARD INDEX FDS 23,807 1,927 1.08%
22 VANGUARD INDEX FDS 24,890 1,863 1.04%
23 ISHARES TR 28,002 1,831 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 1,818 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 1,693 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 1,636 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 1,322 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 1,191 0.67%
29 ISHARES TR 15,178 1,168 0.65%
30 VANGUARD INDEX FDS 12,027 1,159 0.65%
31 PIMCO ETF TR 11,101 1,126 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 1,026 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 938 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 920 0.52%
35 FOREST CITY ENTERPRISES A 45,918 912 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 897 0.50%
37 POWERSHARES QQQ TRUST 9,139 858 0.48%
38 POWERSHARES ETF TRUST 43,553 842 0.47%
39 ISHARES TR 9,206 825 0.46%
40 GLOBAL X FDS 30,834 804 0.45%
41 VANGUARD INDEX FDS 8,761 762 0.43%
42 ISHARES TR 6,477 704 0.39%
43 ISHARES 11,527 692 0.39%
44 ISHARES TR 6,246 657 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 627 0.35%
46 SELECT SECTOR SPDR TR 13,717 607 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 600 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 599 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 570 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 538 0.30%
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