| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 4,033,172 | 110,628,000 | 32.41% | ||
| 2 | BALASA DINVERNO & FOLTZ LLC | 1,191,011 | 26,655,000 | 7.81% | ||
| 3 | MORGAN STANLEY | 783,269 | 21,485,000 | 6.29% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 751,981 | 20,627,000 | 6.04% | ||
| 5 | Gradient Investments LLC | 751,241 | 20,607,000 | 6.04% | ||
| 6 | Capital Advantage, Inc. | 744,416 | 20,419,000 | 5.98% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 720,757 | 19,771,000 | 5.79% | ||
| 8 | UBS AG | 681,086 | 18,682,000 | 5.47% | ||
| 9 | GM Advisory Group, LLC | 449,187 | 12,321,000 | 3.61% | ||
| 10 | WELLS FARGO & COMPANY/MN | 304,989 | 8,367,000 | 2.45% | ||
| 11 | STIFEL FINANCIAL CORP | 187,139 | 5,133,000 | 1.50% | ||
| 12 | Summit Asset Management, LLC | 178,963 | 4,909,000 | 1.44% | ||
| 13 | AMERIPRISE FINANCIAL INC | 163,045 | 4,473,000 | 1.31% | ||
| 14 | Linscomb Wealth, Inc. | 155,609 | 4,268,000 | 1.25% | ||
| 15 | DAVENPORT & Co LLC | 133,040 | 3,649,287 | 1.07% | ||
| 16 | ATWOOD & PALMER INC | 121,530 | 3,334,000 | 0.98% | ||
| 17 | CWM, LLC | 113,190 | 3,105,000 | 0.91% | ||
| 18 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 94,321 | 2,587,000 | 0.76% | ||
| 19 | Confluence Wealth Management LLC | 92,555 | 2,539,000 | 0.74% | ||
| 20 | ENVESTNET ASSET MANAGEMENT INC | 90,006 | 2,469,000 | 0.72% | ||
| 21 | Prospera Financial Services Inc | 82,229 | 2,256,000 | 0.66% | ||
| 22 | JANE STREET GROUP, LLC | 71,568 | 1,963,000 | 0.58% | ||
| 23 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 65,869 | 1,807,000 | 0.53% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 63,383 | 1,739,000 | 0.51% | ||
| 25 | LPL Financial LLC | 56,482 | 1,549,000 | 0.45% | ||
| 26 | Bluefin Trading, LLC | 55,632 | 1,500,000 | 0.44% | ||
| 27 | Commonwealth Equity Services, Inc | 42,279 | 1,160,000 | 0.34% | ||
| 28 | CAMBRIDGE TRUST CO | 40,055 | 1,099,000 | 0.32% | ||
| 29 | Parasol Investment Management, LLC | 36,000 | 987,000 | 0.29% | ||
| 30 | Taylor, Cottrill LLC | 35,267 | 967,000 | 0.28% | ||
| 31 | Capital Advisors, Ltd. LLC | 33,555 | 920,000 | 0.27% | ||
| 32 | Ashfield Capital Partners, LLC | 32,615 | 895,000 | 0.26% | ||
| 33 | COURIER CAPITAL LLC | 31,980 | 877,000 | 0.26% | ||
| 34 | Saba Capital Management, L.P. | 31,481 | 864,000 | 0.25% | ||
| 35 | Transamerica Financial Advisors, LLC | 28,710 | 788,000 | 0.23% | ||
| 36 | Friedenthal Financial | 27,419 | 752,000 | 0.22% | ||
| 37 | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 27,065 | 742,000 | 0.22% | ||
| 38 | Cetera Advisor Networks LLC | 23,522 | 644,000 | 0.19% | ||
| 39 | LINCOLN NATIONAL CORP | 21,794 | 598,000 | 0.18% | ||
| 40 | Janney Montgomery Scott LLC | 18,184 | 498,787 | 0.15% | ||
| 41 | HighTower Advisors, LLC | 17,757 | 487,000 | 0.14% | ||
| 42 | ROYAL BANK OF CANADA | 17,003 | 467,000 | 0.14% | ||
| 43 | Segment Wealth Management, LLC | 10,150 | 278,000 | 0.08% | ||
| 44 | Modera Wealth Management, LLC | 8,783 | 241,000 | 0.07% | ||
| 45 | PacWest Financial Management Inc | 8,400 | 230,000 | 0.07% | ||
| 46 | West Coast Financial LLC | 8,000 | 219,000 | 0.06% | ||
| 47 | DUBUQUE BANK & TRUST CO | 6,495 | 178,000 | 0.05% | ||
| 48 | Private Ocean, LLC | 5,506 | 151,000 | 0.04% | ||
| 49 | PNC FINANCIAL SERVICES GROUP, INC. | 4,450 | 121,000 | 0.04% | ||
| 50 | Alexandria Capital, LLC | 2,675 | 73,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
