Dark
Light
System
Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
101 PEPSICO INC 2,187 1,954 0.11%
102 MONDELEZ INTL INC 5,179 1,948 0.11%
103 ORACLE CORP 4,800 1,945 0.11%
104 BERKSHIRE HATHAWAY INC DEL 1 1,899 0.11%
105 LORILLARD 3,069 1,871 0.10%
106 ISHARES COHEN & STEERS REIT ETF 2,106 1,839 0.10%
107 DIAGEO P L C 1,420 1,807 0.10%
108 ISHARES TR 1,259 1,802 0.10%
109 ISHARES TR 4,288 1,711 0.10%
110 ONEOK PARTNERS LP 2,906 1,703 0.10%
111 JOHNSON & JOHNSON 1,619 1,694 0.09%
112 ISHARES TR 1,508 1,690 0.09%
113 VANGUARD BD INDEX FDS 2,063 1,657 0.09%
114 ROYAL DUTCH SHELL PLC 1,880 1,636 0.09%
115 VANGUARD INDEX FDS 1,457 1,537 0.09%
116 DDR CORP 8,703 1,534 0.09%
117 SCHWAB EMERGING MARKETS EQUITY ETF 5,810 1,512 0.08%
118 ISHARES RUSSELL 2000 VALUE ETF 1,438 1,485 0.08%
119 ISHARES TR 1,639 1,468 0.08%
120 REGENCY ENERGY PARTNERS 4,532 1,460 0.08%
121 TOTAL S A 2,010 1,451 0.08%
122 WISDOMTREE TR 2,125 1,312 0.07%
123 MCDONALDS CORP 1,296 1,306 0.07%
124 CLOROX CO DEL 1,381 1,262 0.07%
125 AMGEN INC 1,039 1,230 0.07%
126 SELECT SECTOR SPDR TR 3,185 1,221 0.07%
127 PLUM CREEK TIMBER 2,662 1,201 0.07%
128 ISHARES 3,609 1,129 0.06%
129 PEPCO HOLDINGS INC 4,073 1,119 0.06%
130 MERCK & CO INC 1,933 1,118 0.06%
131 TURKCELL ILETISIM HIZMETLERI 7,088 1,106 0.06%
132 ISHARES GOLD TRUST 8,482 1,092 0.06%
133 SASOL LTD 1,842 1,089 0.06%
134 ISHARES TR 885 1,052 0.06%
135 KRAFT HEINZ CO COM 1,734 1,040 0.06%
136 POWERSHS DB MULTI SECT COMM 2,407 1,038 0.06%
137 SOURCE CAP INC 1,480 1,036 0.06%
138 BP PLC 1,937 1,022 0.06%
139 ISHARES TR 622 1,011 0.06%
140 ISHARES TR 1,713 997 0.06%
141 VANGUARD INTL EQUITY INDEX F 1,662 996 0.06%
142 VANGUARD TAX-MANAGED FDS 2,317 987 0.06%
143 VANGUARD WORLD FD 1,020 987 0.06%
144 JPMORGAN CHASE & CO 1,679 967 0.05%
145 INTEL CORP 3,106 960 0.05%
146 BLACKROCK CORE BD TR 6,444 900 0.05%
147 SCHLUMBERGER LTD 747 881 0.05%
148 ASTRAZENECA PLC 1,158 861 0.05%
149 WISDOMTREE TR 1,808 860 0.05%
150 3M CO 600 859 0.05%
Page 3 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 20,867 11.70%
2 ISHARES TR 142,763 12,981 7.28%
3 ISHARES TR 94,000 9,519 5.34%
4 SPDR SER TR 103,191 7,903 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 7,699 4.32%
6 ISHARES TR 47,980 7,537 4.23%
7 ISHARES TR 53,114 6,741 3.78%
8 ISHARES TR 177,259 6,598 3.70%
9 ISHARES TR 46,315 5,594 3.14%
10 ISHARES TR 73,109 4,998 2.80%
11 POWERSHARES ETF TR II 135,846 4,835 2.71%
12 ISHARES TR 39,616 4,573 2.56%
13 VANGUARD INDEX FDS 33,744 3,337 1.87%
14 POWERSHARES ETF TRUST 235,600 3,018 1.69%
15 VANGUARD INDEX FDS 30,260 2,724 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 2,494 1.40%
17 ISHARES TR 59,871 2,388 1.34%
18 ALPS ETF TR 123,851 2,353 1.32%
19 VANGUARD INDEX FDS 21,887 2,227 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 2,120 1.19%
21 VANGUARD INDEX FDS 23,807 1,927 1.08%
22 VANGUARD INDEX FDS 24,890 1,863 1.04%
23 ISHARES TR 28,002 1,831 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 1,818 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 1,693 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 1,636 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 1,322 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 1,191 0.67%
29 ISHARES TR 15,178 1,168 0.65%
30 VANGUARD INDEX FDS 12,027 1,159 0.65%
31 PIMCO ETF TR 11,101 1,126 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 1,026 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 938 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 920 0.52%
35 FOREST CITY ENTERPRISES A 45,918 912 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 897 0.50%
37 POWERSHARES QQQ TRUST 9,139 858 0.48%
38 POWERSHARES ETF TRUST 43,553 842 0.47%
39 ISHARES TR 9,206 825 0.46%
40 GLOBAL X FDS 30,834 804 0.45%
41 VANGUARD INDEX FDS 8,761 762 0.43%
42 ISHARES TR 6,477 704 0.39%
43 ISHARES 11,527 692 0.39%
44 ISHARES TR 6,246 657 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 627 0.35%
46 SELECT SECTOR SPDR TR 13,717 607 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 600 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 599 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 570 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 538 0.30%
Page 1 of 7