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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 208,674 11.70%
2 ISHARES TR 142,763 129,814 7.28%
3 ISHARES TR 94,000 95,194 5.34%
4 SPDR SER TR 103,191 79,034 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 76,994 4.32%
6 ISHARES TR 47,980 75,367 4.23%
7 ISHARES TR 53,114 67,413 3.78%
8 ISHARES TR 177,259 65,976 3.70%
9 ISHARES TR 46,315 55,944 3.14%
10 ISHARES TR 73,109 49,985 2.80%
11 POWERSHARES ETF TR II 135,846 48,348 2.71%
12 ISHARES TR 39,616 45,729 2.56%
13 VANGUARD INDEX FDS 33,744 33,373 1.87%
14 POWERSHARES ETF TRUST 235,600 30,180 1.69%
15 VANGUARD INDEX FDS 30,260 27,237 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 24,942 1.40%
17 ISHARES TR 59,871 23,882 1.34%
18 ALPS ETF TR 123,851 23,532 1.32%
19 VANGUARD INDEX FDS 21,887 22,274 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 21,196 1.19%
21 VANGUARD INDEX FDS 23,807 19,272 1.08%
22 VANGUARD INDEX FDS 24,890 18,627 1.04%
23 ISHARES TR 28,002 18,308 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 18,177 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 16,931 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 16,363 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 13,217 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 11,912 0.67%
29 ISHARES TR 15,178 11,684 0.66%
30 VANGUARD INDEX FDS 12,027 11,590 0.65%
31 PIMCO ETF TR 11,101 11,256 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 10,256 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 9,379 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 9,204 0.52%
35 FOREST CITY ENTERPRISES A 45,918 9,124 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 8,967 0.50%
37 POWERSHARES QQQ TRUST 9,139 8,582 0.48%
38 POWERSHARES ETF TRUST 43,553 8,419 0.47%
39 ISHARES TR 9,206 8,251 0.46%
40 GLOBAL X FDS 30,834 8,035 0.45%
41 VANGUARD INDEX FDS 8,761 7,617 0.43%
42 ISHARES TR 6,477 7,037 0.39%
43 ISHARES 11,527 6,924 0.39%
44 ISHARES TR 6,246 6,571 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 6,269 0.35%
46 SELECT SECTOR SPDR TR 13,717 6,071 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 6,003 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 5,994 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 5,697 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 5,378 0.30%
Page 1 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
101 PEPSICO INC 2,187 195 0.11%
102 ORACLE CORP 4,800 195 0.11%
103 MONDELEZ INTL INC 5,179 195 0.11%
104 BERKSHIRE HATHAWAY INC DEL 1 190 0.11%
105 LORILLARD 3,069 187 0.10%
106 ISHARES COHEN & STEERS REIT ETF 2,106 184 0.10%
107 DIAGEO P L C 1,420 181 0.10%
108 ISHARES TR 1,259 180 0.10%
109 ISHARES TR 4,288 171 0.10%
110 ONEOK PARTNERS LP 2,906 170 0.10%
111 JOHNSON & JOHNSON 1,619 169 0.09%
112 ISHARES TR 1,508 169 0.09%
113 VANGUARD BD INDEX FDS 2,063 166 0.09%
114 ROYAL DUTCH SHELL PLC 1,880 164 0.09%
115 VANGUARD INDEX FDS 1,457 154 0.09%
116 DDR CORP 8,703 153 0.09%
117 SCHWAB EMERGING MARKETS EQUITY ETF 5,810 151 0.08%
118 ISHARES RUSSELL 2000 VALUE ETF 1,438 149 0.08%
119 ISHARES TR 1,639 147 0.08%
120 REGENCY ENERGY PARTNERS 4,532 146 0.08%
121 TOTAL S A 2,010 145 0.08%
122 MCDONALDS CORP 1,296 131 0.07%
123 WISDOMTREE TR 2,125 131 0.07%
124 CLOROX CO DEL 1,381 126 0.07%
125 AMGEN INC 1,039 123 0.07%
126 SELECT SECTOR SPDR TR 3,185 122 0.07%
127 PLUM CREEK TIMBER 2,662 120 0.07%
128 ISHARES 3,609 113 0.06%
129 MERCK & CO INC 1,933 112 0.06%
130 PEPCO HOLDINGS INC 4,073 112 0.06%
131 TURKCELL ILETISIM HIZMETLERI 7,088 111 0.06%
132 SASOL LTD 1,842 109 0.06%
133 ISHARES GOLD TRUST 8,482 109 0.06%
134 ISHARES TR 885 105 0.06%
135 KRAFT HEINZ CO COM 1,734 104 0.06%
136 SOURCE CAP INC 1,480 104 0.06%
137 POWERSHS DB MULTI SECT COMM 2,407 104 0.06%
138 BP PLC 1,937 102 0.06%
139 ISHARES TR 622 101 0.06%
140 VANGUARD INTL EQUITY INDEX F 1,662 100 0.06%
141 ISHARES TR 1,713 100 0.06%
142 VANGUARD WORLD FD 1,020 99 0.06%
143 VANGUARD TAX-MANAGED FDS 2,317 99 0.06%
144 JPMORGAN CHASE & CO 1,679 97 0.05%
145 INTEL CORP 3,106 96 0.05%
146 BLACKROCK CORE BD TR 6,444 90 0.05%
147 SCHLUMBERGER LTD 747 88 0.05%
148 3M CO 600 86 0.05%
149 WISDOMTREE TR 1,808 86 0.05%
150 ASTRAZENECA PLC 1,158 86 0.05%
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