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Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
1 DELAWARE ENHANCED GBL DIV & 1 0 0.00%
2 Veolia Environnement 2 0 0.00%
3 UMINING RES INC 1,000 0 0.00%
4 AEGON N V 10 1 0.00%
5 HSBC HLDGS PLC 2 1 0.00%
6 AOL INC 6 2 0.00%
7 TIME INC NEW 8 2 0.00%
8 WESTERN UN CO 15 3 0.00%
9 FRONTIER COMMUNICATIONS CORP 69 4 0.00%
10 BLACKROCK INC 2 6 0.00%
11 MOTORS LIQ CO UNIT 27 7 0.00%
12 KEYCORP NEW 51 7 0.00%
13 GOODYEAR TIRE & RUBR CO 25 7 0.00%
14 SPRINT CORP 132 11 0.00%
15 LUMEN TECHNOLOGIES INC 34 12 0.00%
16 EXELIS INC 109 19 0.00%
17 Hewlett Packard Co 56 19 0.00%
18 GENERAL MTRS CO 102 19 0.00%
19 PPL CORP 60 21 0.00%
20 ULTRALIFE CORP COM 580 22 0.00%
21 TIME WARNER CABLE INC 16 24 0.00%
22 CARBONITE INC 200 24 0.00%
23 ITT Corp 55 26 0.00%
24 GENERAL MTRS CO 102 27 0.00%
25 TEXAS INSTRS INC 60 29 0.00%
26 PENN WEST PETE LTD NEW 300 29 0.00%
27 SPDR INDEX SHS FDS 69 31 0.00%
28 NUANCE COMMUNICATIONS INC 199 37 0.00%
29 MID AMER APT CMNTYS INC 54 39 0.00%
30 GENERAL MTRS CO 112 41 0.00%
31 XYLEM INC 108 42 0.00%
32 HONEYWELL INTL INC 45 42 0.00%
33 ENERSYS 63 43 0.00%
34 US BANCORP DEL 103 45 0.00%
35 TIME WARNER INC 67 47 0.00%
36 HOSPIRA INC. 91 47 0.00%
37 TJX COS INC NEW 97 52 0.00%
38 SOUTHWEST AIRLS CO 201 54 0.00%
39 SNYDERS-LANCE INC 204 54 0.00%
40 BIOGEN INC 17 54 0.00%
41 WELLS FARGO CO NEW 109 57 0.00%
42 ROSS STORES INC 88 58 0.00%
43 AMERICAN AIRLS GROUP INC 136 58 0.00%
44 CareFusion 135 60 0.00%
45 EMERSON ELEC CO 100 66 0.00%
46 TREEHOUSE FOODS INC 83 66 0.00%
47 UNITED PARCEL SERVICE INC 65 67 0.00%
48 PNC FINL SVCS GROUP INC 78 69 0.00%
49 ABB LTD 300 69 0.00%
50 BAXTER INTL INC 102 74 0.00%
Page 1 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 5,511 490 0.27%
52 Kinder Morgan Inc. 5,888 484 0.27%
53 Ishares 2015 Amt-Free Muni Term Etf 9,086 482 0.27%
54 SPDR SER TR 15,323 474 0.27%
55 NORTHROP GRUMMAN CORP 3,922 469 0.26%
56 ISHARES TR 10,759 465 0.26%
57 ISHARES TR 4,289 457 0.26%
58 CLAYMORE EXCHANGE TRD FD TR 18,882 433 0.24%
59 ISHARES TR 4,017 427 0.24%
60 SPDR S&P MIDCAP 400 ETF TR 1,574 410 0.23%
61 MICROSOFT CORP 9,708 405 0.23%
62 WISDOMTREE TR 7,964 404 0.23%
63 EXXON MOBIL CORP 3,927 395 0.22%
64 POWERSHARES ETF TRUST 16,574 387 0.22%
65 PHILIP MORRIS INTL INC 4,449 375 0.21%
66 ISHARES TR 5,208 374 0.21%
67 SPDR GOLD TR 2,850 365 0.20%
68 Energy Transfer Partners, L.P. 6,180 358 0.20%
69 ISHARES TR 3,120 347 0.19%
70 PFIZER INC 11,312 336 0.19%
71 SPDR INDEX SHS FDS 9,116 314 0.18%
72 BRISTOL MYERS SQUIBB CO 6,377 309 0.17%
73 VANGUARD SCOTTSDALE FDS 3,744 301 0.17%
74 PROGRESSIVE CORP OHIO 11,792 299 0.17%
75 APPLE INC 3,056 284 0.16%
76 LILLY ELI & CO 4,523 281 0.16%
77 AT&T INC 7,786 275 0.15%
78 INTERNATIONAL BUSINESS MACHS 1,404 255 0.14%
79 ISHARES TR 2,302 253 0.14%
80 SUNOCO LOGISTICS PRTNRS L P 5,316 250 0.14%
81 SELECT SECTOR SPDR TR 2,448 245 0.14%
82 SPDR SER TR 7,109 245 0.14%
83 ISHARES TR 2,705 244 0.14%
84 ISHARES TR 2,178 238 0.13%
85 ALTRIA GROUP INC 5,643 237 0.13%
86 CLAYMORE EXCHANGE TRD FD TR 10,385 221 0.12%
87 CEDAR FAIR L P 4,145 219 0.12%
88 HANCOCK JOHN TAX-ADV DIV INC 10,363 217 0.12%
89 ISHARES TR 1,957 216 0.12%
90 VERIZON COMMUNICATIONS INC 4,368 214 0.12%
91 Ishares Amt-Free Muni Bond ETF 09/2/2016 3,956 212 0.12%
92 SPDR SERIES TR 8,853 210 0.12%
93 Greenhaven Continuous Commodit 7,462 208 0.12%
94 GLAXOSMITHKLINE PLC 3,883 208 0.12%
95 CLAYMORE EXCHANGE TRD FD TR 7,445 205 0.11%
96 GENERAL ELECTRIC CO 7,720 203 0.11%
97 ISHARES 5,256 203 0.11%
98 AMERICAN ELECTRIC POWER 3,590 200 0.11%
99 ISHARES TR 1,438 199 0.11%
100 SPDR INDEX SHS FDS 4,525 196 0.11%
Page 2 of 7