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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 44 Institutional holders with a total value of $192,733,712.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 3,539,913 97,701,000 50.69%
2 Gradient Investments LLC 658,906 18,186,000 9.44%
3 BANK OF AMERICA CORP /DE/ 454,180 12,535,000 6.50%
4 MORGAN STANLEY 403,584 11,139,000 5.78%
5 UBS AG 235,067 6,488,000 3.37%
6 STIFEL FINANCIAL CORP 194,439 5,367,000 2.78%
7 Summit Asset Management, LLC 174,706 4,822,000 2.50%
8 Linscomb Wealth, Inc. 140,066 3,866,000 2.01%
9 WELLS FARGO & COMPANY/MN 137,776 3,802,000 1.97%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 94,012 2,595,000 1.35%
11 ATWOOD & PALMER INC 92,905 2,564,000 1.33%
12 ENVESTNET ASSET MANAGEMENT INC 89,076 2,458,000 1.28%
13 ROYAL BANK OF CANADA 88,615 2,446,000 1.27%
14 Ashfield Capital Partners, LLC 76,077 2,100,000 1.09%
15 Confluence Wealth Management LLC 71,278 1,967,000 1.02%
16 AMERIPRISE FINANCIAL INC 71,183 1,965,000 1.02%
17 Raymond James Financial Services Advisors, Inc. 63,575 1,755,000 0.91%
18 Eagle Capital Management, LLC 62,887 1,736,000 0.90%
19 Commonwealth Equity Services, Inc 53,415 1,474,000 0.76%
20 DAVENPORT & Co LLC 49,070 1,354,332 0.70%
21 CAMBRIDGE TRUST CO 35,505 980,000 0.51%
22 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 25,814 712,000 0.37%
23 LINCOLN NATIONAL CORP 21,652 598,000 0.31%
24 LPL Financial LLC 21,055 581,000 0.30%
25 HighTower Advisors, LLC 17,953 496,000 0.26%
26 Parasol Investment Management, LLC 16,175 446,000 0.23%
27 Cambridge Investment Research Advisors, Inc. 14,664 405,000 0.21%
28 COURIER CAPITAL LLC 14,543 401,000 0.21%
29 Segment Wealth Management, LLC 11,850 327,000 0.17%
30 AVALON CAPITAL MANAGEMENT 10,700 295,000 0.15%
31 GM Advisory Group, LLC 9,177 253,000 0.13%
32 Prospera Financial Services Inc 8,575 237,000 0.12%
33 Capital Advisors, Ltd. LLC 7,445 205,000 0.11%
34 Private Ocean, LLC 5,485 151,000 0.08%
35 PRIVATE TRUST CO NA 4,095 113,000 0.06%
36 Alexandria Capital, LLC 2,695 74,000 0.04%
37 Carroll Financial Associates, Inc. 1,800 50,000 0.03%
38 WEALTHCARE CAPITAL MANAGEMENT LLC 990 27,000 0.01%
39 PNC FINANCIAL SERVICES GROUP, INC. 800 22,000 0.01%
40 JNBA Financial Advisors 800 22,000 0.01%
41 B. Riley Wealth Management, Inc. 370 10,000 0.01%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 230 6,000 0.00%
43 AMERICAN INTERNATIONAL GROUP, INC. 50 1,380 0.00%
44 Transamerica Financial Advisors, LLC 1 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.