Dark
Light
System
Institutional Investment Manager
Capital Advisors, Ltd. LLC
Capital Advisors, Ltd. LLC (CIK: 0001597878) incorporated in Ohio, located at 20600 Chagrin Blvd, Shaker Heights, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001597878-14-000003) filed in 2014.07.23
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 106,619 208,674 11.70%
2 ISHARES TR 142,763 129,814 7.28%
3 ISHARES TR 94,000 95,194 5.34%
4 SPDR SER TR 103,191 79,034 4.43%
5 VANGUARD SPECIALIZED FUNDS 98,774 76,994 4.32%
6 ISHARES TR 47,980 75,367 4.23%
7 ISHARES TR 53,114 67,413 3.78%
8 ISHARES TR 177,259 65,976 3.70%
9 ISHARES TR 46,315 55,944 3.14%
10 ISHARES TR 73,109 49,985 2.80%
11 POWERSHARES ETF TR II 135,846 48,348 2.71%
12 ISHARES TR 39,616 45,729 2.56%
13 VANGUARD INDEX FDS 33,744 33,373 1.87%
14 POWERSHARES ETF TRUST 235,600 30,180 1.69%
15 VANGUARD INDEX FDS 30,260 27,237 1.53%
16 CLAYMORE EXCHANGE TRD FD TR 95,417 24,942 1.40%
17 ISHARES TR 59,871 23,882 1.34%
18 ALPS ETF TR 123,851 23,532 1.32%
19 VANGUARD INDEX FDS 21,887 22,274 1.25%
20 GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF 96,787 21,196 1.19%
21 VANGUARD INDEX FDS 23,807 19,272 1.08%
22 VANGUARD INDEX FDS 24,890 18,627 1.04%
23 ISHARES TR 28,002 18,308 1.03%
24 ISHARES TRUST S&P 100 ETF 21,007 18,177 1.02%
25 CLAYMORE EXCHANGE TRADED FD TR 80,165 16,931 0.95%
26 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 60,778 16,363 0.92%
27 CLAYMORE EXCHANGE TRD FD TR 49,965 13,217 0.74%
28 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 53,228 11,912 0.67%
29 ISHARES TR 15,178 11,684 0.66%
30 VANGUARD INDEX FDS 12,027 11,590 0.65%
31 PIMCO ETF TR 11,101 11,256 0.63%
32 MAGELLAN MIDSTREAM PRTNRS LP 12,204 10,256 0.58%
33 CLAYMORE ETF GUGGENHEIM ENHANCED 18,638 9,379 0.53%
34 CLAYMORE EXCHANGE TRD FD TR 33,555 9,204 0.52%
35 FOREST CITY ENTERPRISES A 45,918 9,124 0.51%
36 VANGUARD INTL EQUITY INDEX F 17,148 8,967 0.50%
37 POWERSHARES QQQ TRUST 9,139 8,582 0.48%
38 POWERSHARES ETF TRUST 43,553 8,419 0.47%
39 ISHARES TR 9,206 8,251 0.46%
40 GLOBAL X FDS 30,834 8,035 0.45%
41 VANGUARD INDEX FDS 8,761 7,617 0.43%
42 ISHARES TR 6,477 7,037 0.39%
43 ISHARES 11,527 6,924 0.39%
44 ISHARES TR 6,246 6,571 0.37%
45 SPDR DOW JONES INDL AVRG ETF 3,734 6,269 0.35%
46 SELECT SECTOR SPDR TR 13,717 6,071 0.34%
47 Spdr Ser Tr Nuveen Barcl 24,673 6,003 0.34%
48 SPDR INDEX SHS FDSDJ GLB RL ES ETF 12,849 5,994 0.34%
49 ENTERPRISE PRODS PARTNERS L 7,277 5,697 0.32%
50 iShares 2014 S&P AMT-Free Muni 10,513 5,378 0.30%
Page 1 of 7
Restatement filing (0001597878-14-000004) filed in 2014.07.25
#
Name
Shares
Value ($)
%
Options
Notes
201 PARKER HANNIFIN CORP 450 57 0.03%
202 PAYCHEX INC 754 31 0.02%
203 PENN WEST PETE LTD NEW 300 3 0.00%
204 PEPCO HOLDINGS INC 4,073 112 0.06%
205 PEPSICO INC 2,187 195 0.11%
206 PFIZER INC 11,312 336 0.19%
207 PHILIP MORRIS INTL INC 4,449 375 0.21%
208 PHILLIPS 66 440 35 0.02%
209 PIMCO ETF TR 11,101 1,126 0.63%
210 PIMCO ETF TR 145 16 0.01%
211 PIMCO ETF TR 362 39 0.02%
212 PITNEY BOWES INC 800 22 0.01%
213 PLAINS ALL AMERN PIPELINE L 566 34 0.02%
214 PLUM CREEK TIMBER 2,662 120 0.07%
215 PNC FINL SVCS GROUP INC 78 7 0.00%
216 POWERSHARES DB CMDTY IDX TRA 2,604 69 0.04%
217 POWERSHARES ETF TR II 1,143 38 0.02%
218 POWERSHARES ETF TR II 424 10 0.01%
219 POWERSHARES ETF TR II 1,628 47 0.03%
220 POWERSHARES ETF TR II 135,846 4,835 2.71%
221 POWERSHARES ETF TRUST 43,553 842 0.47%
222 POWERSHARES ETF TRUST 16,574 387 0.22%
223 POWERSHARES ETF TRUST 235,600 3,018 1.69%
224 POWERSHARES QQQ TRUST 9,139 858 0.48%
225 POWERSHS DB MULTI SECT COMM 2,407 104 0.06%
226 PPL CORP 60 2 0.00%
227 PROCTER AND GAMBLE CO 589 46 0.03%
228 PROGRESSIVE CORP OHIO 11,792 299 0.17%
229 PUBLIC STORAGE 410 70 0.04%
230 QUALCOMM INC 451 36 0.02%
231 RACKSPACE HOSTING INC 260 9 0.01%
232 REGENCY ENERGY PARTNERS 4,532 146 0.08%
233 RIO TINTO PLC 140 8 0.00%
234 ROSS STORES INC 88 6 0.00%
235 ROYAL DUTCH SHELL PLC 1,880 164 0.09%
236 S&P Developed Ex-U.S. Property Index Fund 1,951 76 0.04%
237 SASOL LTD 1,842 109 0.06%
238 SCHLUMBERGER LTD 747 88 0.05%
239 SCHWAB EMERGING MARKETS EQUITY ETF 5,810 151 0.08%
240 SELECT SECTOR SPDR TR 3,185 122 0.07%
241 SELECT SECTOR SPDR TR 2,448 245 0.14%
242 SELECT SECTOR SPDR TR 13,717 607 0.34%
243 SOURCE CAP INC 1,480 104 0.06%
244 SOUTHERN CO 200 9 0.01%
245 SOUTHWEST AIRLS CO 201 5 0.00%
246 SPDR DOW JONES INDL AVRG ETF 3,734 627 0.35%
247 SPDR DOW JONES REIT ETF 877 73 0.04%
248 SPDR GOLD TR 2,850 365 0.20%
249 SPDR INDEX SHS FDS 1,218 62 0.03%
250 SPDR INDEX SHS FDS 999 75 0.04%
Page 5 of 7