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Institutional Investment Manager
Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. (CIK: 0001599217) incorporated in Illinois, located at 2001 Butterfield Road, Suite 1750, Downers Grove, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001599217-14-000004) filed in 2014.05.08
#
Name
Shares
Value ($)
%
Options
Notes
51 VANGUARD INTL EQUITY INDEX F 4,035 205 0.13%
52 WELLS FARGO & CO NEW 4,518 205 0.13%
53 FORD MTR CO DEL 12,054 186 0.12%
54 MGIC INVT CORP WIS 16,000 135 0.09%
55 Alcoa 10,000 106 0.07%
56 SEQUENOM INC 45,500 106 0.07%
57 Dynavax Techs Cp New 41,500 81 0.05%
58 RUBY TUESDAY INC COM 10,473 73 0.05%
59 CAL DIVE INTERNATIONAL INC 30,000 60 0.04%
60 CAREER EDUCATION CRP 10,000 57 0.04%
61 XINYUAN REAL ESTATE CO LTD SPONS ADR 10,000 54 0.03%
62 BOX SHIPS INCORPORATE 15,000 49 0.03%
63 GULF RESOURCES INC COM PAR $0.0005 17,237 41 0.03%
64 FREESEAS INC 15,000 36 0.02%
65 TRI-TECH HOLDING INC SHS 25,000 35 0.02%
66 EXCEL TR INC 150,000 33 0.02%
67 GOLD FIELDS LTD NEW 10,000 32 0.02%
68 Ivanhoe Energy Inc. 50,000 31 0.02%
69 NEWLEAD HOLDINGS LTD 15,000 27 0.02%
70 COLDWATER CREEK INC 35,000 26 0.02%
71 DOLAN CO 35,000 24 0.02%
72 DESARROLLADORA HOMEX A D R 10,000 12 0.01%
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Restatement filing (0001599217-14-000007) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALTRIA GROUP INC 5,603 209 0.13%
2 AMAZON COM INC 888 299 0.18%
3 APPLE INC 11,027 5,919 3.62%
4 ARCHER DANIELS MIDLAND CO 5,260 228 0.14%
5 AT&T INC 24,605 863 0.53%
6 Alcoa 10,000 129 0.08%
7 BERKSHIRE HATHAWAY INC DEL 800 1,499 0.92%
8 BERKSHIRE HATHAWAY INC DEL 4,805 600 0.37%
9 BODY CENT CORP 30,000 32 0.02%
10 BOEING CO 1,876 235 0.14%
11 BOX SHIPS INCORPORATE 30,000 72 0.04%
12 CAL DIVE INTERNATIONAL INC 30,000 51 0.03%
13 CATAMARAN CORP COM 16,870 755 0.46%
14 CBOE HLDGS INC 6,274 355 0.22%
15 CELGENE CORP 1,664 232 0.14%
16 CHEVRON CORP NEW 2,854 339 0.21%
17 CHIPOTLE MEXICAN GRILL INC 631 358 0.22%
18 CME GROUP INC 29,535 2,186 1.34%
19 COLDWATER CREEK INC 100,000 16 0.01%
20 DISNEY WALT CO 5,078 407 0.25%
21 DOLAN CO 500,000 8 0.00%
22 DOMINION ENERGY INC 3,903 277 0.17%
23 DUNKIN BRANDS GROUP INC COM 44,646 2,240 1.37%
24 Dynavax Techs Cp New 41,500 75 0.05%
25 EINSTEIN NOAH REST GROUP INC 20,063 330 0.20%
26 EXXON MOBIL CORP 9,885 966 0.59%
27 FORD MTR CO DEL 13,628 213 0.13%
28 FREESEAS INC 15,000 25 0.02%
29 GENERAL ELECTRIC CO 7,843 203 0.12%
30 GOLD FIELDS LTD NEW 10,782 40 0.02%
31 GRAINGER W W INC 19,298 4,876 2.98%
32 GULF RESOURCES INC COM PAR $0.0005 10,000 24 0.01%
33 Hercules Offshore Inc 15,000 69 0.04%
34 INTEL CORP 23,401 604 0.37%
35 INTERNATIONAL BUSINESS MACHS 8,701 1,675 1.03%
36 ISHARES NASDAQ BIOTECHNOLOGY ETF 413 460 0.28%
37 ISHARES TR 2,489 240 0.15%
38 ISHARES TR 1,372 258 0.16%
39 ISHARES TR 21,186 827 0.51%
40 JOHNSON & JOHNSON 7,321 719 0.44%
41 JPMORGAN CHASE & CO 64,909 3,941 2.41%
42 LUMEN TECHNOLOGIES INC 10,946 359 0.22%
43 MASTERCARD INCORPORATED 2,720 203 0.12%
44 MCDONALDS CORP 145,770 14,290 8.75%
45 MGIC INVT CORP WIS 16,000 136 0.08%
46 MICROSOFT CORP 8,204 336 0.21%
47 NEWLEAD HOLDINGS LTD 10,000 16 0.01%
48 PETROLEO BRASILEIRO SA PETRO 19,355 255 0.16%
49 PROCTER AND GAMBLE CO 5,870 473 0.29%
50 QUALCOMM INC 16,785 1,324 0.81%
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