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Institutional Investment Manager
Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. (CIK: 0001599217) incorporated in Illinois, located at 2001 Butterfield Road, Suite 1750, Downers Grove, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001599217-14-000004) filed in 2014.05.08
#
Name
Shares
Value ($)
%
Options
Notes
1 ALTRIA GROUP INC 5,675 218 0.14%
2 AMAZON COM INC 1,121 447 0.29%
3 APPLE INC 11,540 6,474 4.17%
4 ARCHER DANIELS MIDLAND CO 6,100 265 0.17%
5 AT&T INC 17,793 626 0.40%
6 Alcoa 10,000 106 0.07%
7 BERKSHIRE HATHAWAY INC DEL 800 1,423 0.92%
8 BERKSHIRE HATHAWAY INC DEL 4,805 570 0.37%
9 BOEING CO 2,377 324 0.21%
10 BOX SHIPS INCORPORATE 15,000 49 0.03%
11 CAL DIVE INTERNATIONAL INC 30,000 60 0.04%
12 CAREER EDUCATION CRP 10,000 57 0.04%
13 CATAMARAN CORP COM 12,624 599 0.39%
14 CATERPILLAR INC 6,964 632 0.41%
15 CBOE HLDGS INC 6,274 326 0.21%
16 CELGENE CORP 1,220 206 0.13%
17 CHEVRON CORP NEW 4,259 532 0.34%
18 CHIPOTLE MEXICAN GRILL INC 616 328 0.21%
19 CME GROUP INC 29,582 2,321 1.50%
20 COLDWATER CREEK INC 35,000 26 0.02%
21 COSTCO WHSL CORP NEW 2,692 320 0.21%
22 DESARROLLADORA HOMEX A D R 10,000 12 0.01%
23 DISNEY WALT CO 3,909 299 0.19%
24 DOLAN CO 35,000 24 0.02%
25 DOMINION ENERGY INC 3,903 252 0.16%
26 DUKE ENERGY CORP NEW 4,810 332 0.21%
27 DUNKIN BRANDS GROUP INC COM 41,549 2,003 1.29%
28 Dynavax Techs Cp New 41,500 81 0.05%
29 EINSTEIN NOAH REST GROUP INC 20,063 291 0.19%
30 EXCEL TR INC 150,000 33 0.02%
31 EXXON MOBIL CORP 9,883 1,000 0.64%
32 FORD MTR CO DEL 12,054 186 0.12%
33 FREESEAS INC 15,000 36 0.02%
34 GENERAL ELECTRIC CO 8,169 229 0.15%
35 GOLD FIELDS LTD NEW 10,000 32 0.02%
36 GRAINGER W W INC 15,003 3,832 2.47%
37 GULF RESOURCES INC COM PAR $0.0005 17,237 41 0.03%
38 INTEL CORP 23,848 619 0.40%
39 INTERNATIONAL BUSINESS MACHS 8,894 1,668 1.08%
40 ISHARES NASDAQ BIOTECHNOLOGY ETF 733 821 0.53%
41 ISHARES TR 26,020 958 0.62%
42 ISHARES TR 1,412 262 0.17%
43 Ivanhoe Energy Inc. 50,000 31 0.02%
44 JOHNSON & JOHNSON 7,367 675 0.44%
45 JPMORGAN CHASE & CO 66,539 3,891 2.51%
46 LUMEN TECHNOLOGIES INC 10,864 346 0.22%
47 MASTERCARD INCORPORATED 369 308 0.20%
48 MCDONALDS CORP 140,331 13,616 8.78%
49 MGIC INVT CORP WIS 16,000 135 0.09%
50 MICROSOFT CORP 8,399 314 0.20%
Page 1 of 2
Restatement filing (0001599217-14-000007) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD SPECIALIZED FUNDS 746,960 56,194 34.39%
2 SPDR S&P MIDCAP 400 ETF TR 104,413 26,163 16.01%
3 WISDOMTREE TR 510,007 23,394 14.32%
4 MCDONALDS CORP 145,770 14,290 8.75%
5 APPLE INC 11,027 5,919 3.62%
6 GRAINGER W W INC 19,298 4,876 2.98%
7 JPMORGAN CHASE & CO 64,909 3,941 2.41%
8 DUNKIN BRANDS GROUP INC COM 44,646 2,240 1.37%
9 CME GROUP INC 29,535 2,186 1.34%
10 INTERNATIONAL BUSINESS MACHS 8,701 1,675 1.03%
11 BERKSHIRE HATHAWAY INC DEL 800 1,499 0.92%
12 QUALCOMM INC 16,785 1,324 0.81%
13 EXXON MOBIL CORP 9,885 966 0.59%
14 SPDR S&P 500 ETF TR 4,691 877 0.54%
15 AT&T INC 24,605 863 0.53%
16 UNILEVER N V 20,343 837 0.51%
17 ISHARES TR 21,186 827 0.51%
18 SPDR GOLD TR 6,218 769 0.47%
19 CATAMARAN CORP COM 16,870 755 0.46%
20 STARBUCKS CORP 9,918 728 0.45%
21 JOHNSON & JOHNSON 7,321 719 0.44%
22 VANGUARD INDEX FDS 9,980 705 0.43%
23 Walgreens 10,676 705 0.43%
24 INTEL CORP 23,401 604 0.37%
25 BERKSHIRE HATHAWAY INC DEL 4,805 600 0.37%
26 VERIZON COMMUNICATIONS INC 12,178 579 0.35%
27 UNILEVER PLC 11,419 489 0.30%
28 PROCTER AND GAMBLE CO 5,870 473 0.29%
29 ISHARES NASDAQ BIOTECHNOLOGY ETF 413 460 0.28%
30 DISNEY WALT CO 5,078 407 0.25%
31 LUMEN TECHNOLOGIES INC 10,946 359 0.22%
32 CHIPOTLE MEXICAN GRILL INC 631 358 0.22%
33 CBOE HLDGS INC 6,274 355 0.22%
34 ROYAL DUTCH SHELL PLC 4,714 344 0.21%
35 CHEVRON CORP NEW 2,854 339 0.21%
36 MICROSOFT CORP 8,204 336 0.21%
37 EINSTEIN NOAH REST GROUP INC 20,063 330 0.20%
38 AMAZON COM INC 888 299 0.18%
39 SCHWAB U.S. BROAD MARKET ETF 6,400 293 0.18%
40 WELLS FARGO & CO NEW 5,885 293 0.18%
41 DOMINION ENERGY INC 3,903 277 0.17%
42 ISHARES TR 1,372 258 0.16%
43 PETROLEO BRASILEIRO SA PETRO 19,355 255 0.16%
44 ISHARES TR 2,489 240 0.15%
45 BOEING CO 1,876 235 0.14%
46 CELGENE CORP 1,664 232 0.14%
47 VISA INC 1,073 232 0.14%
48 ARCHER DANIELS MIDLAND CO 5,260 228 0.14%
49 FORD MTR CO DEL 13,628 213 0.13%
50 VANGUARD INTL EQUITY INDEX F 4,197 211 0.13%
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