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Institutional Investment Manager
Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. (CIK: 0001599217) incorporated in Illinois, located at 2001 Butterfield Road, Suite 1750, Downers Grove, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001599217-14-000004) filed in 2014.05.08
#
Name
Shares
Value ($)
%
Options
Notes
1 DESARROLLADORA HOMEX A D R 10,000 12 0.01%
2 DOLAN CO 35,000 24 0.02%
3 COLDWATER CREEK INC 35,000 26 0.02%
4 NEWLEAD HOLDINGS LTD 15,000 27 0.02%
5 Ivanhoe Energy Inc. 50,000 31 0.02%
6 GOLD FIELDS LTD NEW 10,000 32 0.02%
7 EXCEL TR INC 150,000 33 0.02%
8 TRI-TECH HOLDING INC SHS 25,000 35 0.02%
9 FREESEAS INC 15,000 36 0.02%
10 GULF RESOURCES INC COM PAR $0.0005 17,237 41 0.03%
11 BOX SHIPS INCORPORATE 15,000 49 0.03%
12 XINYUAN REAL ESTATE CO LTD SPONS ADR 10,000 54 0.03%
13 CAREER EDUCATION CRP 10,000 57 0.04%
14 CAL DIVE INTERNATIONAL INC 30,000 60 0.04%
15 RUBY TUESDAY INC COM 10,473 73 0.05%
16 Dynavax Techs Cp New 41,500 81 0.05%
17 Alcoa 10,000 106 0.07%
18 SEQUENOM INC 45,500 106 0.07%
19 MGIC INVT CORP WIS 16,000 135 0.09%
20 FORD MTR CO DEL 12,054 186 0.12%
21 WELLS FARGO & CO NEW 4,518 205 0.13%
22 VANGUARD INTL EQUITY INDEX F 4,035 205 0.13%
23 CELGENE CORP 1,220 206 0.13%
24 ALTRIA GROUP INC 5,675 218 0.14%
25 GENERAL ELECTRIC CO 8,169 229 0.15%
26 DOMINION ENERGY INC 3,903 252 0.16%
27 VANGUARD INDEX FDS 3,992 258 0.17%
28 ISHARES TR 1,412 262 0.17%
29 ARCHER DANIELS MIDLAND CO 6,100 265 0.17%
30 EINSTEIN NOAH REST GROUP INC 20,063 291 0.19%
31 DISNEY WALT CO 3,909 299 0.19%
32 MASTERCARD INCORPORATED 369 308 0.20%
33 MICROSOFT CORP 8,399 314 0.20%
34 COSTCO WHSL CORP NEW 2,692 320 0.21%
35 BOEING CO 2,377 324 0.21%
36 CBOE HLDGS INC 6,274 326 0.21%
37 CHIPOTLE MEXICAN GRILL INC 616 328 0.21%
38 DUKE ENERGY CORP NEW 4,810 332 0.21%
39 ROYAL DUTCH SHELL PLC 4,714 336 0.22%
40 LUMEN TECHNOLOGIES INC 10,864 346 0.22%
41 VISA INC 1,594 355 0.23%
42 AMAZON COM INC 1,121 447 0.29%
43 VERIZON COMMUNICATIONS INC 9,439 464 0.30%
44 UNILEVER PLC 11,412 470 0.30%
45 PROCTER AND GAMBLE CO 6,065 494 0.32%
46 CHEVRON CORP NEW 4,259 532 0.34%
47 BERKSHIRE HATHAWAY INC DEL 4,805 570 0.37%
48 CATAMARAN CORP COM 12,624 599 0.39%
49 INTEL CORP 23,848 619 0.40%
50 Walgreens 10,852 623 0.40%
Page 1 of 2
Restatement filing (0001599217-14-000007) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
51 ALTRIA GROUP INC 5,603 209 0.13%
52 MASTERCARD INCORPORATED 2,720 203 0.12%
53 GENERAL ELECTRIC CO 7,843 203 0.12%
54 MGIC INVT CORP WIS 16,000 136 0.08%
55 SEQUENOM INC 53,000 130 0.08%
56 Alcoa 10,000 129 0.08%
57 Dynavax Techs Cp New 41,500 75 0.05%
58 BOX SHIPS INCORPORATE 30,000 72 0.04%
59 Hercules Offshore Inc 15,000 69 0.04%
60 RUBY TUESDAY INC COM 10,473 59 0.04%
61 Warren Resources Inc 12,000 58 0.04%
62 XINYUAN REAL ESTATE CO LTD SPONS ADR 10,000 51 0.03%
63 CAL DIVE INTERNATIONAL INC 30,000 51 0.03%
64 GOLD FIELDS LTD NEW 10,782 40 0.02%
65 TRI-TECH HOLDING INC SHS 25,000 36 0.02%
66 BODY CENT CORP 30,000 32 0.02%
67 FREESEAS INC 15,000 25 0.02%
68 GULF RESOURCES INC COM PAR $0.0005 10,000 24 0.01%
69 NEWLEAD HOLDINGS LTD 10,000 16 0.01%
70 COLDWATER CREEK INC 100,000 16 0.01%
71 U.S. GEOTHERMAL INC 12,500 9 0.01%
72 DOLAN CO 500,000 8 0.00%
Page 2 of 2