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Institutional Investment Manager
Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. (CIK: 0001599217) incorporated in Illinois, located at 2001 Butterfield Road, Suite 1750, Downers Grove, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001599217-14-000004) filed in 2014.05.08
#
Name
Shares
Value ($)
%
Options
Notes
1 XINYUAN REAL ESTATE CO LTD SPONS ADR 10,000 54 0.03%
2 Walgreens 10,852 623 0.40%
3 WISDOMTREE TR 429,897 19,784 12.75%
4 WELLS FARGO & CO NEW 4,518 205 0.13%
5 VISA INC 1,594 355 0.23%
6 VERIZON COMMUNICATIONS INC 9,439 464 0.30%
7 VANGUARD SPECIALIZED FUNDS 721,663 54,298 35.00%
8 VANGUARD INTL EQUITY INDEX F 4,035 205 0.13%
9 VANGUARD INDEX FDS 3,992 258 0.17%
10 UNILEVER PLC 11,412 470 0.30%
11 UNILEVER N V 20,343 818 0.53%
12 TRI-TECH HOLDING INC SHS 25,000 35 0.02%
13 STARBUCKS CORP 10,640 834 0.54%
14 SPDR S&P MIDCAP 400 ETF TR 101,346 24,749 15.95%
15 SPDR S&P 500 ETF TR 3,806 703 0.45%
16 SPDR GOLD TR 6,044 702 0.45%
17 SEQUENOM INC 45,500 106 0.07%
18 RUBY TUESDAY INC COM 10,473 73 0.05%
19 ROYAL DUTCH SHELL PLC 4,714 336 0.22%
20 QUALCOMM INC 17,785 1,321 0.85%
21 PROCTER AND GAMBLE CO 6,065 494 0.32%
22 NEWLEAD HOLDINGS LTD 15,000 27 0.02%
23 MICROSOFT CORP 8,399 314 0.20%
24 MGIC INVT CORP WIS 16,000 135 0.09%
25 MCDONALDS CORP 140,331 13,616 8.78%
26 MASTERCARD INCORPORATED 369 308 0.20%
27 LUMEN TECHNOLOGIES INC 10,864 346 0.22%
28 JPMORGAN CHASE & CO 66,539 3,891 2.51%
29 JOHNSON & JOHNSON 7,367 675 0.44%
30 Ivanhoe Energy Inc. 50,000 31 0.02%
31 ISHARES TR 1,412 262 0.17%
32 ISHARES TR 26,020 958 0.62%
33 ISHARES NASDAQ BIOTECHNOLOGY ETF 733 821 0.53%
34 INTERNATIONAL BUSINESS MACHS 8,894 1,668 1.08%
35 INTEL CORP 23,848 619 0.40%
36 GULF RESOURCES INC COM PAR $0.0005 17,237 41 0.03%
37 GRAINGER W W INC 15,003 3,832 2.47%
38 GOLD FIELDS LTD NEW 10,000 32 0.02%
39 GENERAL ELECTRIC CO 8,169 229 0.15%
40 FREESEAS INC 15,000 36 0.02%
41 FORD MTR CO DEL 12,054 186 0.12%
42 EXXON MOBIL CORP 9,883 1,000 0.64%
43 EXCEL TR INC 150,000 33 0.02%
44 EINSTEIN NOAH REST GROUP INC 20,063 291 0.19%
45 Dynavax Techs Cp New 41,500 81 0.05%
46 DUNKIN BRANDS GROUP INC COM 41,549 2,003 1.29%
47 DUKE ENERGY CORP NEW 4,810 332 0.21%
48 DOMINION ENERGY INC 3,903 252 0.16%
49 DOLAN CO 35,000 24 0.02%
50 DISNEY WALT CO 3,909 299 0.19%
Page 1 of 2
Restatement filing (0001599217-14-000007) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD SPECIALIZED FUNDS 746,960 56,194 34.39%
2 SPDR S&P MIDCAP 400 ETF TR 104,413 26,163 16.01%
3 WISDOMTREE TR 510,007 23,394 14.32%
4 MCDONALDS CORP 145,770 14,290 8.75%
5 APPLE INC 11,027 5,919 3.62%
6 GRAINGER W W INC 19,298 4,876 2.98%
7 JPMORGAN CHASE & CO 64,909 3,941 2.41%
8 DUNKIN BRANDS GROUP INC COM 44,646 2,240 1.37%
9 CME GROUP INC 29,535 2,186 1.34%
10 INTERNATIONAL BUSINESS MACHS 8,701 1,675 1.03%
11 BERKSHIRE HATHAWAY INC DEL 800 1,499 0.92%
12 QUALCOMM INC 16,785 1,324 0.81%
13 EXXON MOBIL CORP 9,885 966 0.59%
14 SPDR S&P 500 ETF TR 4,691 877 0.54%
15 AT&T INC 24,605 863 0.53%
16 UNILEVER N V 20,343 837 0.51%
17 ISHARES TR 21,186 827 0.51%
18 SPDR GOLD TR 6,218 769 0.47%
19 CATAMARAN CORP COM 16,870 755 0.46%
20 STARBUCKS CORP 9,918 728 0.45%
21 JOHNSON & JOHNSON 7,321 719 0.44%
22 VANGUARD INDEX FDS 9,980 705 0.43%
23 Walgreens 10,676 705 0.43%
24 INTEL CORP 23,401 604 0.37%
25 BERKSHIRE HATHAWAY INC DEL 4,805 600 0.37%
26 VERIZON COMMUNICATIONS INC 12,178 579 0.35%
27 UNILEVER PLC 11,419 489 0.30%
28 PROCTER AND GAMBLE CO 5,870 473 0.29%
29 ISHARES NASDAQ BIOTECHNOLOGY ETF 413 460 0.28%
30 DISNEY WALT CO 5,078 407 0.25%
31 LUMEN TECHNOLOGIES INC 10,946 359 0.22%
32 CHIPOTLE MEXICAN GRILL INC 631 358 0.22%
33 CBOE HLDGS INC 6,274 355 0.22%
34 ROYAL DUTCH SHELL PLC 4,714 344 0.21%
35 CHEVRON CORP NEW 2,854 339 0.21%
36 MICROSOFT CORP 8,204 336 0.21%
37 EINSTEIN NOAH REST GROUP INC 20,063 330 0.20%
38 AMAZON COM INC 888 299 0.18%
39 SCHWAB U.S. BROAD MARKET ETF 6,400 293 0.18%
40 WELLS FARGO & CO NEW 5,885 293 0.18%
41 DOMINION ENERGY INC 3,903 277 0.17%
42 ISHARES TR 1,372 258 0.16%
43 PETROLEO BRASILEIRO SA PETRO 19,355 255 0.16%
44 ISHARES TR 2,489 240 0.15%
45 BOEING CO 1,876 235 0.14%
46 CELGENE CORP 1,664 232 0.14%
47 VISA INC 1,073 232 0.14%
48 ARCHER DANIELS MIDLAND CO 5,260 228 0.14%
49 FORD MTR CO DEL 13,628 213 0.13%
50 VANGUARD INTL EQUITY INDEX F 4,197 211 0.13%
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