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Institutional Investment Manager
Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. (CIK: 0001599217) incorporated in Illinois, located at 2001 Butterfield Road, Suite 1750, Downers Grove, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001599217-14-000004) filed in 2014.05.08
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD SPECIALIZED FUNDS 721,663 54,298 35.00%
2 SPDR S&P MIDCAP 400 ETF TR 101,346 24,749 15.95%
3 WISDOMTREE TR 429,897 19,784 12.75%
4 MCDONALDS CORP 140,331 13,616 8.78%
5 APPLE INC 11,540 6,474 4.17%
6 JPMORGAN CHASE & CO 66,539 3,891 2.51%
7 GRAINGER W W INC 15,003 3,832 2.47%
8 CME GROUP INC 29,582 2,321 1.50%
9 DUNKIN BRANDS GROUP INC COM 41,549 2,003 1.29%
10 INTERNATIONAL BUSINESS MACHS 8,894 1,668 1.08%
11 BERKSHIRE HATHAWAY INC DEL 800 1,423 0.92%
12 QUALCOMM INC 17,785 1,321 0.85%
13 EXXON MOBIL CORP 9,883 1,000 0.64%
14 ISHARES TR 26,020 958 0.62%
15 STARBUCKS CORP 10,640 834 0.54%
16 ISHARES NASDAQ BIOTECHNOLOGY ETF 733 821 0.53%
17 UNILEVER N V 20,343 818 0.53%
18 SPDR S&P 500 ETF TR 3,806 703 0.45%
19 SPDR GOLD TR 6,044 702 0.45%
20 JOHNSON & JOHNSON 7,367 675 0.44%
21 CATERPILLAR INC 6,964 632 0.41%
22 AT&T INC 17,793 626 0.40%
23 Walgreens 10,852 623 0.40%
24 INTEL CORP 23,848 619 0.40%
25 CATAMARAN CORP COM 12,624 599 0.39%
26 BERKSHIRE HATHAWAY INC DEL 4,805 570 0.37%
27 CHEVRON CORP NEW 4,259 532 0.34%
28 PROCTER AND GAMBLE CO 6,065 494 0.32%
29 UNILEVER PLC 11,412 470 0.30%
30 VERIZON COMMUNICATIONS INC 9,439 464 0.30%
31 AMAZON COM INC 1,121 447 0.29%
32 VISA INC 1,594 355 0.23%
33 LUMEN TECHNOLOGIES INC 10,864 346 0.22%
34 ROYAL DUTCH SHELL PLC 4,714 336 0.22%
35 DUKE ENERGY CORP NEW 4,810 332 0.21%
36 CHIPOTLE MEXICAN GRILL INC 616 328 0.21%
37 CBOE HLDGS INC 6,274 326 0.21%
38 BOEING CO 2,377 324 0.21%
39 COSTCO WHSL CORP NEW 2,692 320 0.21%
40 MICROSOFT CORP 8,399 314 0.20%
41 MASTERCARD INCORPORATED 369 308 0.20%
42 DISNEY WALT CO 3,909 299 0.19%
43 EINSTEIN NOAH REST GROUP INC 20,063 291 0.19%
44 ARCHER DANIELS MIDLAND CO 6,100 265 0.17%
45 ISHARES TR 1,412 262 0.17%
46 VANGUARD INDEX FDS 3,992 258 0.17%
47 DOMINION ENERGY INC 3,903 252 0.16%
48 GENERAL ELECTRIC CO 8,169 229 0.15%
49 ALTRIA GROUP INC 5,675 218 0.14%
50 CELGENE CORP 1,220 206 0.13%
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Restatement filing (0001599217-14-000007) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALTRIA GROUP INC 5,603 209 0.13%
2 AMAZON COM INC 888 299 0.18%
3 APPLE INC 11,027 5,919 3.62%
4 ARCHER DANIELS MIDLAND CO 5,260 228 0.14%
5 AT&T INC 24,605 863 0.53%
6 Alcoa 10,000 129 0.08%
7 BERKSHIRE HATHAWAY INC DEL 800 1,499 0.92%
8 BERKSHIRE HATHAWAY INC DEL 4,805 600 0.37%
9 BODY CENT CORP 30,000 32 0.02%
10 BOEING CO 1,876 235 0.14%
11 BOX SHIPS INCORPORATE 30,000 72 0.04%
12 CAL DIVE INTERNATIONAL INC 30,000 51 0.03%
13 CATAMARAN CORP COM 16,870 755 0.46%
14 CBOE HLDGS INC 6,274 355 0.22%
15 CELGENE CORP 1,664 232 0.14%
16 CHEVRON CORP NEW 2,854 339 0.21%
17 CHIPOTLE MEXICAN GRILL INC 631 358 0.22%
18 CME GROUP INC 29,535 2,186 1.34%
19 COLDWATER CREEK INC 100,000 16 0.01%
20 DISNEY WALT CO 5,078 407 0.25%
21 DOLAN CO 500,000 8 0.00%
22 DOMINION ENERGY INC 3,903 277 0.17%
23 DUNKIN BRANDS GROUP INC COM 44,646 2,240 1.37%
24 Dynavax Techs Cp New 41,500 75 0.05%
25 EINSTEIN NOAH REST GROUP INC 20,063 330 0.20%
26 EXXON MOBIL CORP 9,885 966 0.59%
27 FORD MTR CO DEL 13,628 213 0.13%
28 FREESEAS INC 15,000 25 0.02%
29 GENERAL ELECTRIC CO 7,843 203 0.12%
30 GOLD FIELDS LTD NEW 10,782 40 0.02%
31 GRAINGER W W INC 19,298 4,876 2.98%
32 GULF RESOURCES INC COM PAR $0.0005 10,000 24 0.01%
33 Hercules Offshore Inc 15,000 69 0.04%
34 INTEL CORP 23,401 604 0.37%
35 INTERNATIONAL BUSINESS MACHS 8,701 1,675 1.03%
36 ISHARES NASDAQ BIOTECHNOLOGY ETF 413 460 0.28%
37 ISHARES TR 2,489 240 0.15%
38 ISHARES TR 1,372 258 0.16%
39 ISHARES TR 21,186 827 0.51%
40 JOHNSON & JOHNSON 7,321 719 0.44%
41 JPMORGAN CHASE & CO 64,909 3,941 2.41%
42 LUMEN TECHNOLOGIES INC 10,946 359 0.22%
43 MASTERCARD INCORPORATED 2,720 203 0.12%
44 MCDONALDS CORP 145,770 14,290 8.75%
45 MGIC INVT CORP WIS 16,000 136 0.08%
46 MICROSOFT CORP 8,204 336 0.21%
47 NEWLEAD HOLDINGS LTD 10,000 16 0.01%
48 PETROLEO BRASILEIRO SA PETRO 19,355 255 0.16%
49 PROCTER AND GAMBLE CO 5,870 473 0.29%
50 QUALCOMM INC 16,785 1,324 0.81%
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