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Institutional Investment Manager
Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. (CIK: 0001599217) incorporated in Illinois, located at 2001 Butterfield Road, Suite 1750, Downers Grove, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001599217-14-000004) filed in 2014.05.08
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD SPECIALIZED FUNDS 721,663 54,298 35.00%
2 SPDR S&P MIDCAP 400 ETF TR 101,346 24,749 15.95%
3 WISDOMTREE TR 429,897 19,784 12.75%
4 MCDONALDS CORP 140,331 13,616 8.78%
5 APPLE INC 11,540 6,474 4.17%
6 JPMORGAN CHASE & CO 66,539 3,891 2.51%
7 GRAINGER W W INC 15,003 3,832 2.47%
8 CME GROUP INC 29,582 2,321 1.50%
9 DUNKIN BRANDS GROUP INC COM 41,549 2,003 1.29%
10 INTERNATIONAL BUSINESS MACHS 8,894 1,668 1.08%
11 BERKSHIRE HATHAWAY INC DEL 800 1,423 0.92%
12 QUALCOMM INC 17,785 1,321 0.85%
13 EXXON MOBIL CORP 9,883 1,000 0.64%
14 ISHARES TR 26,020 958 0.62%
15 STARBUCKS CORP 10,640 834 0.54%
16 ISHARES NASDAQ BIOTECHNOLOGY ETF 733 821 0.53%
17 UNILEVER N V 20,343 818 0.53%
18 SPDR S&P 500 ETF TR 3,806 703 0.45%
19 SPDR GOLD TR 6,044 702 0.45%
20 JOHNSON & JOHNSON 7,367 675 0.44%
21 CATERPILLAR INC 6,964 632 0.41%
22 AT&T INC 17,793 626 0.40%
23 Walgreens 10,852 623 0.40%
24 INTEL CORP 23,848 619 0.40%
25 CATAMARAN CORP COM 12,624 599 0.39%
26 BERKSHIRE HATHAWAY INC DEL 4,805 570 0.37%
27 CHEVRON CORP NEW 4,259 532 0.34%
28 PROCTER AND GAMBLE CO 6,065 494 0.32%
29 UNILEVER PLC 11,412 470 0.30%
30 VERIZON COMMUNICATIONS INC 9,439 464 0.30%
31 AMAZON COM INC 1,121 447 0.29%
32 VISA INC 1,594 355 0.23%
33 LUMEN TECHNOLOGIES INC 10,864 346 0.22%
34 ROYAL DUTCH SHELL PLC 4,714 336 0.22%
35 DUKE ENERGY CORP NEW 4,810 332 0.21%
36 CHIPOTLE MEXICAN GRILL INC 616 328 0.21%
37 CBOE HLDGS INC 6,274 326 0.21%
38 BOEING CO 2,377 324 0.21%
39 COSTCO WHSL CORP NEW 2,692 320 0.21%
40 MICROSOFT CORP 8,399 314 0.20%
41 MASTERCARD INCORPORATED 369 308 0.20%
42 DISNEY WALT CO 3,909 299 0.19%
43 EINSTEIN NOAH REST GROUP INC 20,063 291 0.19%
44 ARCHER DANIELS MIDLAND CO 6,100 265 0.17%
45 ISHARES TR 1,412 262 0.17%
46 VANGUARD INDEX FDS 3,992 258 0.17%
47 DOMINION ENERGY INC 3,903 252 0.16%
48 GENERAL ELECTRIC CO 8,169 229 0.15%
49 ALTRIA GROUP INC 5,675 218 0.14%
50 CELGENE CORP 1,220 206 0.13%
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Restatement filing (0001599217-14-000007) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 XINYUAN REAL ESTATE CO LTD SPONS ADR 10,000 51 0.03%
2 Warren Resources Inc 12,000 58 0.04%
3 Walgreens 10,676 705 0.43%
4 WISDOMTREE TR 510,007 23,394 14.32%
5 WELLS FARGO & CO NEW 5,885 293 0.18%
6 VISA INC 1,073 232 0.14%
7 VERIZON COMMUNICATIONS INC 12,178 579 0.35%
8 VANGUARD SPECIALIZED FUNDS 746,960 56,194 34.39%
9 VANGUARD INTL EQUITY INDEX F 4,197 211 0.13%
10 VANGUARD INDEX FDS 9,980 705 0.43%
11 UNILEVER PLC 11,419 489 0.30%
12 UNILEVER N V 20,343 837 0.51%
13 U.S. GEOTHERMAL INC 12,500 9 0.01%
14 TRI-TECH HOLDING INC SHS 25,000 36 0.02%
15 STARBUCKS CORP 9,918 728 0.45%
16 SPDR S&P MIDCAP 400 ETF TR 104,413 26,163 16.01%
17 SPDR S&P 500 ETF TR 4,691 877 0.54%
18 SPDR GOLD TR 6,218 769 0.47%
19 SEQUENOM INC 53,000 130 0.08%
20 SCHWAB U.S. BROAD MARKET ETF 6,400 293 0.18%
21 RUBY TUESDAY INC COM 10,473 59 0.04%
22 ROYAL DUTCH SHELL PLC 4,714 344 0.21%
23 QUALCOMM INC 16,785 1,324 0.81%
24 PROCTER AND GAMBLE CO 5,870 473 0.29%
25 PETROLEO BRASILEIRO SA PETRO 19,355 255 0.16%
26 NEWLEAD HOLDINGS LTD 10,000 16 0.01%
27 MICROSOFT CORP 8,204 336 0.21%
28 MGIC INVT CORP WIS 16,000 136 0.08%
29 MCDONALDS CORP 145,770 14,290 8.75%
30 MASTERCARD INCORPORATED 2,720 203 0.12%
31 LUMEN TECHNOLOGIES INC 10,946 359 0.22%
32 JPMORGAN CHASE & CO 64,909 3,941 2.41%
33 JOHNSON & JOHNSON 7,321 719 0.44%
34 ISHARES TR 1,372 258 0.16%
35 ISHARES TR 2,489 240 0.15%
36 ISHARES TR 21,186 827 0.51%
37 ISHARES NASDAQ BIOTECHNOLOGY ETF 413 460 0.28%
38 INTERNATIONAL BUSINESS MACHS 8,701 1,675 1.03%
39 INTEL CORP 23,401 604 0.37%
40 Hercules Offshore Inc 15,000 69 0.04%
41 GULF RESOURCES INC COM PAR $0.0005 10,000 24 0.01%
42 GRAINGER W W INC 19,298 4,876 2.98%
43 GOLD FIELDS LTD NEW 10,782 40 0.02%
44 GENERAL ELECTRIC CO 7,843 203 0.12%
45 FREESEAS INC 15,000 25 0.02%
46 FORD MTR CO DEL 13,628 213 0.13%
47 EXXON MOBIL CORP 9,885 966 0.59%
48 EINSTEIN NOAH REST GROUP INC 20,063 330 0.20%
49 Dynavax Techs Cp New 41,500 75 0.05%
50 DUNKIN BRANDS GROUP INC COM 44,646 2,240 1.37%
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