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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 507 holdings with a total value of $287,096,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 GENERAL ELECTRIC CO 6,867 216,000 0.08%
102 VANGUARD INDEX FDS 2,423 215,000 0.07%
103 VANGUARD WHITEHALL FDS INC 2,666 214,000 0.07%
104 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 7,122 205,000 0.07%
105 GILEAD SCIENCES INC 2,260 189,000 0.07%
106 3M CO 1,059 185,000 0.06%
107 POWERSHARES QQQ TRUST 1,661 179,000 0.06%
108 J P MORGAN EXCHANGE TRADED F 3,460 176,000 0.06%
109 SCHWAB U.S. SMALL-CAP ETF 3,087 167,000 0.06%
110 RYDEX ETF TRUST 2,059 165,000 0.06%
111 EVERSOURCE ENERGY 2,695 161,000 0.06%
112 FACEBOOK INC 1,402 160,000 0.06%
113 HONEYWELL INTL INC 1,367 159,000 0.06%
114 VANGUARD INTL EQUITY INDEX F 2,870 155,000 0.05%
115 COMCAST CORP NEW 2,244 146,000 0.05%
116 SPDR SERIES TRUST 5,925 146,000 0.05%
117 ISHARES TR 870 146,000 0.05%
118 ISHARES TR 1,324 140,000 0.05%
119 WP CAREY INC COM 1,896 132,000 0.05%
120 TEXAS INSTRS INC 2,000 125,000 0.04%
121 HENRY SCHEIN INC 699 124,000 0.04%
122 KIMBERLY CLARK CORP 842 116,000 0.04%
123 VANGUARD WORLD FD 1,000 115,000 0.04%
124 ISHARES TR 1,612 114,000 0.04%
125 GARTNER INC 1,168 114,000 0.04%
126 ALTRIA GROUP INC 1,654 114,000 0.04%
127 YUM BRANDS INC 1,325 110,000 0.04%
128 UNITED TECHNOLOGIES CORP 1,065 109,000 0.04%
129 BRISTOL MYERS SQUIBB CO 1,472 108,000 0.04%
130 VANGUARD INDEX FDS 1,238 106,000 0.04%
131 AMPHENOL CORP NEW CL A 1,816 104,000 0.04%
132 SELECT SECTOR SPDR TR 1,980 104,000 0.04%
133 NUVEEN CALIF MUNICPAL VALU FD2 COM 5,787 103,000 0.04%
134 CHEVRON CORP NEW 982 103,000 0.04%
135 CONSOLIDATED EDISON INC 1,263 102,000 0.04%
136 MERCK & CO INC 1,778 102,000 0.04%
137 WASHINGTON REAL ESTATE INVT 3,250 102,000 0.04%
138 INTERNATIONAL FLAVORS&FRAGRA 800 101,000 0.04%
139 ISHARES INC 4,073 100,000 0.03%
140 EOG RES INC 1,200 100,000 0.03%
141 COSTCO WHSL CORP NEW 635 100,000 0.03%
142 ISHARES RUSSELL 3000 ETF 800 99,000 0.03%
143 SPDR INDEX SHS FDS 3,400 99,000 0.03%
144 ROSS STORES INC 1,735 98,000 0.03%
145 PRAXAIR INC 859 97,000 0.03%
146 TRAVELERS COMPANIES INC 797 95,000 0.03%
147 CHURCH & DWIGHT 903 93,000 0.03%
148 SPDR SER TR 1,111 93,000 0.03%
149 SNAP ON INC 586 92,000 0.03%
150 FEDEX CORP 600 91,000 0.03%
Page 3 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-010004, filed 2016.08.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.