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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 499 holdings with a total value of $290,445,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTL GROUP INC 2 0 0.00%
2 TRANSOCEAN LTD 13 0 0.00%
3 CEMEX SAB DE CV 6 0 0.00%
4 ROYCE GLOBAL VALUE TR INC 42 0 0.00%
5 THRESHOLD PHARMACEUTICAL INC 1,000 0 0.00%
6 ARCHER DANIELS MIDLAND CO 2 0 0.00%
7 SHAKE SHACK INC 10 0 0.00%
8 MURPHY USA INC COM 7 0 0.00%
9 TIME INC NEW 6 0 0.00%
10 SELECT SECTOR SPDR TR 5 0 0.00%
11 MICROBOT MED INC 12 0 0.00%
12 VOYA GLBL EQTY DIV & PREM OP 12 0 0.00%
13 HALYARD HEALTH INC 33 1,000 0.00%
14 LIONS GATE ENTMNT CORP CL A VTG 50 1,000 0.00%
15 YAHOO INC 16 1,000 0.00%
16 SCHWAB US AGGREGATE BOND ETF 20 1,000 0.00%
17 COGENT COMMUNICATIONS HLDGS IN COM NEW 20 1,000 0.00%
18 HIGHLAND FDS I 57 1,000 0.00%
19 OFFICE DEPOT INC 150 1,000 0.00%
20 FLEXSHARES NATURAL RESOURCES ETF 31 1,000 0.00%
21 HP INC 40 1,000 0.00%
22 SCANA 18 1,000 0.00%
23 ISHARES TR 23 1,000 0.00%
24 ADVANSIX INC 30 1,000 0.00%
25 GRAINGER W W INC 6 1,000 0.00%
26 TOPBUILD CORP 38 1,000 0.00%
27 FLEXSHARES IBOXX 5 Yr DURATION TIPS ETF 31 1,000 0.00%
28 HEWLETT PACKARD ENTERPRISE C 40 1,000 0.00%
29 ABERDEEN ISRAEL FUND INC COM 45 1,000 0.00%
30 APACHE CORP 22 1,000 0.00%
31 ANAVEX LIFE SCIENCES CORP 250 1,000 0.00%
32 ORGANOVO HLDGS INC 360 1,000 0.00%
33 SELECT SECTOR SPDR TR 25 1,000 0.00%
34 AMERICAN AIRLS GROUP INC 30 1,000 0.00%
35 ISHARES INC 30 1,000 0.00%
36 WPX ENERGY INC 66 1,000 0.00%
37 EATON VANCE CORP 32 1,000 0.00%
38 ISHARES TR 28 1,000 0.00%
39 LIONS GATE ENTMNT CORP CL B NON VTG 50 1,000 0.00%
40 FORD MTR CO DEL 105 1,000 0.00%
41 SCHWAB US DIVIDEND EQUITY ETF 30 1,000 0.00%
42 GOL LINHAS AEREAS INTLG S A 90 1,000 0.00%
43 FACTSET RESH SYS INC 13 2,000 0.00%
44 TARGET CORP 30 2,000 0.00%
45 CHIMERA INVT CORP 100 2,000 0.00%
46 ISHARES TR 15 2,000 0.00%
47 OLIN CORP 87 2,000 0.00%
48 VANGUARD WHITEHALL FDS 22 2,000 0.00%
49 TRINA SOLAR ADR REPTG 50 ORD 200 2,000 0.00%
50 TAYLOR MORRISON HOME CORP CL A 100 2,000 0.00%
Page 1 of 10

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-17-000986, filed 2017.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.