| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 4,851,280 | 90,961,000 | 31.15% | ||
| 2 | JPMORGAN CHASE & CO | 2,000,000 | 37,500,000 | 12.84% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,822,609 | 34,174,000 | 11.70% | ||
| 4 | GOLDMAN SACHS GROUP INC | 1,795,186 | 33,660,000 | 11.53% | ||
| 5 | Morningstar Investment Services LLC | 1,426,105 | 26,740,000 | 9.16% | ||
| 6 | HIGHLAND CAPITAL MANAGEMENT LP | 616,731 | 11,545,000 | 3.95% | ||
| 7 | ALPS ADVISORS INC | 382,964 | 7,181,000 | 2.46% | ||
| 8 | CHIRON INVESTMENT MANAGEMENT, LLC | 330,400 | 6,195,000 | 2.12% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 321,936 | 6,036,000 | 2.07% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 295,739 | 5,545,000 | 1.90% | ||
| 11 | LPL Financial LLC | 281,991 | 5,293,000 | 1.81% | ||
| 12 | RFG Advisory, LLC | 203,421 | 3,788,000 | 1.30% | ||
| 13 | MORGAN STANLEY | 176,480 | 3,309,000 | 1.13% | ||
| 14 | FIRST FOUNDATION ADVISORS | 171,115 | 3,208,000 | 1.10% | ||
| 15 | Hillsdale Investment Management Inc. | 131,800 | 2,471,000 | 0.85% | ||
| 16 | OppenheimerFunds, Inc. | 111,516 | 2,091,000 | 0.72% | ||
| 17 | GILBERT & COOK, INC. | 84,523 | 1,585,000 | 0.54% | ||
| 18 | TD ASSET MANAGEMENT INC | 70,400 | 1,320,000 | 0.45% | ||
| 19 | FLOW TRADERS U.S. LLC | 68,328 | 1,281,000 | 0.44% | ||
| 20 | CREDIT SUISSE AG/ | 50,000 | 938,000 | 0.32% | ||
| 21 | COMPASS FINANCIAL GROUP, INC. | 36,980 | 693,000 | 0.24% | ||
| 22 | CITADEL ADVISORS LLC | 36,659 | 687,000 | 0.24% | ||
| 23 | Cetera Advisors LLC | 29,062 | 545,000 | 0.19% | ||
| 24 | Pinnacle Advisory Group, Inc. | 27,546 | 516,000 | 0.18% | ||
| 25 | NWAM LLC | 27,400 | 514,000 | 0.18% | ||
| 26 | Virtu KCG Holdings LLC | 21,631 | 406,000 | 0.14% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,401 | 345,000 | 0.12% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 15,780 | 296,000 | 0.10% | ||
| 29 | FDx Advisors, Inc. | 15,056 | 282,000 | 0.10% | ||
| 30 | Private Advisor Group, LLC | 14,265 | 267,000 | 0.09% | ||
| 31 | STIFEL FINANCIAL CORP | 13,319 | 251,000 | 0.09% | ||
| 32 | First Allied Advisory Services, Inc. | 13,343 | 250,000 | 0.09% | ||
| 33 | CITIZENS FINANCIAL GROUP INC/DE | 12,998 | 244,000 | 0.08% | ||
| 34 | IFP ADVISORS, INC | 12,132 | 227,000 | 0.08% | ||
| 35 | OLD MISSION CAPITAL, LLC | 11,415 | 214,000 | 0.07% | ||
| 36 | ROYAL BANK OF CANADA | 11,417 | 214,000 | 0.07% | ||
| 37 | Sigma Planning Corp | 11,344 | 213,000 | 0.07% | ||
| 38 | AMERIPRISE FINANCIAL INC | 10,821 | 203,000 | 0.07% | ||
| 39 | Commonwealth Equity Services, Inc | 10,345 | 194,000 | 0.07% | ||
| 40 | Winslow, Evans & Crocker, Inc. | 8,800 | 165,000 | 0.06% | ||
| 41 | Creative Planning | 6,509 | 122,000 | 0.04% | ||
| 42 | ADVISOR GROUP, INC. | 4,539 | 85,000 | 0.03% | ||
| 43 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3,504 | 66,000 | 0.02% | ||
| 44 | GLOBAL RETIREMENT PARTNERS, LLC | 2,306 | 43,000 | 0.01% | ||
| 45 | FIRST MANHATTAN CO. LLC. | 2,256 | 42,000 | 0.01% | ||
| 46 | CITIGROUP INC | 2,090 | 39,000 | 0.01% | ||
| 47 | Hanson & Doremus Investment Management | 761 | 14,269 | 0.00% | ||
| 48 | TD Capital Management LLC | 408 | 8,000 | 0.00% | ||
| 49 | BANK OF AMERICA CORP /DE/ | 453 | 8,000 | 0.00% | ||
| 50 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 311 | 6,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
