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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 487 holdings with a total value of $305,579,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 TAYLOR MORRISON HOME CORP CL A 100 2,000 0.00%
52 SPDR INDEX SHS FDSDJ GLB RL ES ETF 35 2,000 0.00%
53 TOPBUILD CORP 38 2,000 0.00%
54 TORONTO DOMINION BK ONT 39 2,000 0.00%
55 VANGUARD WHITEHALL FDS 22 2,000 0.00%
56 WISDOMTREE TR 25 2,000 0.00%
57 ZOETIS INC 52 3,000 0.00%
58 ENBRIDGE INC 68 3,000 0.00%
59 UNITED PARCEL SERVICE INC 26 3,000 0.00%
60 BRISTOL MYERS SQUIBB CO 50 3,000 0.00%
61 REDWOOD TR INC 200 3,000 0.00%
62 SELECT SECTOR SPDR TR 64 3,000 0.00%
63 DR PEPPER SNAPPLE GROUP INC 32 3,000 0.00%
64 WEC ENERGY GROUP INC 54 3,000 0.00%
65 OLIN CORP 87 3,000 0.00%
66 PAYCHEX INC 53 3,000 0.00%
67 LUMEN TECHNOLOGIES INC 123 3,000 0.00%
68 SPRINT CORP 402 3,000 0.00%
69 ANALOG DEVICES INC 41 3,000 0.00%
70 ICAHN ENTERPRISES LP 64 3,000 0.00%
71 TORTOISE ENERGY INDEPENDENC 200 3,000 0.00%
72 FREEPORT-MCMORAN INC 200 3,000 0.00%
73 POWERSHARES ETF TR II 120 3,000 0.00%
74 DREYFUS HIGH YIELD STRATEGIE 1,322 4,000 0.00%
75 ROYCE VALUE TR INC 300 4,000 0.00%
76 UNDER ARMOUR INC 200 4,000 0.00%
77 EOG RES INC 45 4,000 0.00%
78 VANGUARD BD INDEX FDS 50 4,000 0.00%
79 REGENERON PHARMACEUTICALS 11 4,000 0.00%
80 DARDEN RESTAURANTS INC 44 4,000 0.00%
81 AMERIPRISE FINL INC 30 4,000 0.00%
82 NEWFIELD EXPL CO 100 4,000 0.00%
83 NOVO-NORDISK A S 120 4,000 0.00%
84 NEW YORK CMNTY BANCORP INC 300 4,000 0.00%
85 UNDER ARMOUR INC 201 4,000 0.00%
86 MONSANTO CO NEW 38 4,000 0.00%
87 PRICELINE GRP INC 2 4,000 0.00%
88 DIGITAL RLTY TR INC 34 4,000 0.00%
89 RITE AID CORP 1,000 4,000 0.00%
90 FINANCIAL ENGINES INC 101 4,000 0.00%
91 CLAYMORE EXCHANGE TRD FD TR 128 5,000 0.00%
92 OLD REP INTL CORP 237 5,000 0.00%
93 SYSCO CORP 100 5,000 0.00%
94 NIKE INC 82 5,000 0.00%
95 CAESARS ENTERTAINMENT 500 5,000 0.00%
96 SELECT SECTOR SPDR TR 65 5,000 0.00%
97 WEBSTER FINL CORP CONN 100 5,000 0.00%
98 SOUTHERN CO 108 5,000 0.00%
99 MAXIM INTEGR 103 5,000 0.00%
100 CURRENCYSHARES EURO TR 45 5,000 0.00%
Page 2 of 10

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-17-002897, filed 2017.05.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.