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TORTOISE ENERGY INDEPENDENC
TORTOISE ENERGY INDEPENDENC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 23 Institutional holders with a total value of $34,422,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 559,135 9,226,000 26.80%
2 SIT INVESTMENT ASSOCIATES INC 308,181 5,085,000 14.77%
3 Invesco Ltd. 219,685 3,625,000 10.53%
4 BANK OF AMERICA CORP /DE/ 218,060 3,598,000 10.45%
5 MORGAN STANLEY 138,367 2,284,000 6.64%
6 FIRST TRUST ADVISORS LP 113,294 1,869,000 5.43%
7 Cambridge Investment Research Advisors, Inc. 97,635 1,611,000 4.68%
8 GUGGENHEIM CAPITAL LLC 87,448 1,443,000 4.19%
9 Canal Insurance CO 76,135 1,256,000 3.65%
10 WELLS FARGO & COMPANY/MN 57,570 950,000 2.76%
11 ROYAL BANK OF CANADA 39,230 647,000 1.88%
12 FIRST FINANCIAL EQUITY CORPORATION 38,266 624,000 1.81%
13 LPL Financial LLC 36,845 611,000 1.78%
14 Raymond James Financial Services Advisors, Inc. 35,146 580,000 1.68%
15 BB&T SECURITIES, LLC 24,034 396,000 1.15%
16 Mariner, LLC 12,379 204,000 0.59%
17 RAYMOND JAMES & ASSOCIATES 10,995 181,000 0.53%
18 BENJAMIN F. EDWARDS & COMPANY, INC. 5,678 94,000 0.27%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,203 85,000 0.25%
20 CITIGROUP INC 1,729 29,000 0.08%
21 Crestwood Advisors Group, LLC 1,000 15,000 0.04%
22 US BANCORP \DE\ 400 7,000 0.02%
23 FIFTH THIRD BANCORP 140 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.