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Institutional Investment Manager
Northeast Financial Consultants Inc
Northeast Financial Consultants Inc (CIK: 0001599863) incorporated in Connecticut, located at 518-B Riverside Avenue, Westport, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001599863-16-000019) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PFIZER INC 1,555,375 52,680 22.24%
2 ASTERIAS BIOTHERAPEUTICS INC COM SER A 732,265 3,105 1.31%
3 VANGUARD WHITEHALL FDS 161,245 11,631 4.91%
4 REXAHN PHARMACEUTICALS INC 150,000 31 0.01%
5 ENTERPRISE PRODS PARTNERS L 139,480 3,848 1.62%
6 KINDER MORGAN INC DEL 132,686 3,068 1.30%
7 APOLLO INVT CORP 118,500 689 0.29%
8 POWERSHARES ETF TRUST 90,315 5,555 2.35%
9 METLIFE INC 89,584 3,991 1.69%
10 VANGUARD INDEX FDS 75,245 8,377 3.54%
11 WISDOMTREE TR 73,822 7,063 2.98%
12 VULCAN MATLS CO 62,160 7,069 2.98%
13 CHEVRON CORP NEW 62,074 6,389 2.70%
14 EXXON MOBIL CORP 55,502 4,842 2.04%
15 KKR & CO LP COMMON UNITS 53,100 757 0.32%
16 ENERGY TRANSFER PRTNRS L P 49,550 1,833 0.77%
17 GENERAL ELECTRIC CO 48,800 1,445 0.61%
18 CORNING INC 48,063 1,137 0.48%
19 VANGUARD INDEX FDS 46,961 5,272 2.23%
20 KERYX BIOPHARMACEUTICALS INCORPORATED 46,100 245 0.10%
21 BLACKROCK MUNIYIELD FD INC 39,000 619 0.26%
22 FREEPORT-MCMORAN INC 36,958 401 0.17%
23 ISHARES TR 36,400 1,091 0.46%
24 WISDOMTREE TRUST EUROPE SMCP DV ETF 36,185 2,002 0.85%
25 IMMUNOGEN INC 34,315 92 0.04%
26 POWERSHARES QQQ TRUST 33,856 4,019 1.70%
27 FIFTH STREET FINANCE CORP 32,700 190 0.08%
28 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND 32,500 1,316 0.56%
29 FMC 31,800 1,537 0.65%
30 ROYAL DUTCH SHELL PLC 31,625 1,671 0.71%
31 VANGUARD INDEX FDS 31,235 3,456 1.46%
32 PLAINS ALL AMERN PIPELINE L 31,050 975 0.41%
33 ARES CAPITAL CORP 30,500 473 0.20%
34 CHESAPEAKE ENERGY CORP 29,250 183 0.08%
35 VANGUARD INDEX FDS 27,828 2,414 1.02%
36 ISHARES TR 26,782 2,177 0.92%
37 INTERNATIONAL FLAVORS&FRAGRA 26,105 3,732 1.58%
38 BLACKSTONE GROUP L P 25,675 655 0.28%
39 ENBRIDGE ENERGY PARTNERS L P 25,100 638 0.27%
40 MEDLEY CAP CORPORATION 25,000 191 0.08%
41 INGERSOLL-RAND PLC 24,859 1,689 0.71%
42 NUVEEN QUALITY MUNCP INCOME 23,355 352 0.15%
43 VERTEX PHARMACEUTICALS INC 23,192 2,023 0.85%
44 TWITTER INC 22,639 522 0.22%
45 SPDR S&P 500 ETF TR 22,084 4,777 2.02%
46 JOHNSON & JOHNSON 21,696 2,563 1.08%
47 MARATHON OIL CORP 21,340 337 0.14%
48 Williams Partners Lp 21,318 793 0.33%
49 SEAGATE TECHNOLOGY PLC 21,112 814 0.34%
50 INVESTORS BANCORP INC NEW 20,400 245 0.10%
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