| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,392,602 | 51,126,000 | 13.87% | ||
| 2 | Karpus Management, Inc. | 2,566,326 | 38,675,000 | 10.49% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,423,880 | 21,458,000 | 5.82% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,416,552 | 21,347,000 | 5.79% | ||
| 5 | UBS Group AG | 1,231,635 | 18,561,000 | 5.04% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,199,151 | 18,071,000 | 4.90% | ||
| 7 | 1607 Capital Partners, LLC | 1,156,324 | 17,426,000 | 4.73% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 871,070 | 13,127,000 | 3.56% | ||
| 9 | Invesco Ltd. | 829,395 | 12,499,000 | 3.39% | ||
| 10 | Advisors Asset Management, Inc. | 788,128 | 11,877,000 | 3.22% | ||
| 11 | Oxbow Advisors, LLC | 712,597 | 10,739,000 | 2.91% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 710,863 | 10,713,000 | 2.91% | ||
| 13 | VAN ECK ASSOCIATES CORP | 616,227 | 9,287,000 | 2.52% | ||
| 14 | Fiera Capital Corp | 584,888 | 8,814,000 | 2.39% | ||
| 15 | Laurion Capital Management LP | 523,491 | 7,889,000 | 2.14% | ||
| 16 | JPMORGAN CHASE & CO | 399,835 | 6,025,000 | 1.63% | ||
| 17 | ROYAL BANK OF CANADA | 359,953 | 5,425,000 | 1.47% | ||
| 18 | NEW VERNON INVESTMENT MANAGEMENT LLC | 354,023 | 5,335,000 | 1.45% | ||
| 19 | LPL Financial LLC | 333,908 | 4,959,000 | 1.35% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 210,392 | 3,170,000 | 0.86% | ||
| 21 | NORTHERN CAPITAL MANAGEMENT LLC | 193,820 | 2,921,000 | 0.79% | ||
| 22 | DOLIVER ADVISORS, LP | 180,396 | 2,719,000 | 0.74% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 178,581 | 2,691,000 | 0.73% | ||
| 24 | STIFEL FINANCIAL CORP | 164,443 | 2,488,000 | 0.68% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 162,631 | 2,451,000 | 0.66% | ||
| 26 | NATIONAL PLANNING CORP | 165,317 | 2,366,000 | 0.64% | ||
| 27 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 154,788 | 2,332,000 | 0.63% | ||
| 28 | Tradewinds Capital Management, LLC | 150,185 | 2,263,000 | 0.61% | ||
| 29 | Commonwealth Equity Services, Inc | 142,604 | 2,149,000 | 0.58% | ||
| 30 | VICUS CAPITAL | 140,683 | 2,120,000 | 0.58% | ||
| 31 | Horizon Kinetics LLC | 138,745 | 2,091,000 | 0.57% | ||
| 32 | 1832 Asset Management L.P. | 130,000 | 1,959,000 | 0.53% | ||
| 33 | JFS WEALTH ADVISORS, LLC | 128,537 | 1,937,000 | 0.53% | ||
| 34 | Capital Investment Advisors, LLC | 121,533 | 1,831,000 | 0.50% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 105,354 | 1,586,000 | 0.43% | ||
| 36 | Stratos Wealth Partners, LTD. | 91,220 | 1,375,000 | 0.37% | ||
| 37 | FIRST TRUST ADVISORS LP | 90,371 | 1,362,000 | 0.37% | ||
| 38 | Global Endowment Management, LP | 80,295 | 1,210,000 | 0.33% | ||
| 39 | RELATIVE VALUE PARTNERS GROUP, LLC | 76,549 | 1,154,000 | 0.31% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 70,184 | 1,058,000 | 0.29% | ||
| 41 | IFP ADVISORS, INC | 69,840 | 1,052,000 | 0.29% | ||
| 42 | Private Advisor Group, LLC | 69,939 | 1,039,000 | 0.28% | ||
| 43 | BENJAMIN F. EDWARDS & COMPANY, INC. | 67,650 | 1,019,000 | 0.28% | ||
| 44 | GOODWIN DANIEL L | 66,340 | 1,000,000 | 0.27% | ||
| 45 | ADVISOR GROUP, INC. | 63,209 | 952,000 | 0.26% | ||
| 46 | Shamrock Asset Management LLC | 62,553 | 943,000 | 0.26% | ||
| 47 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 60,691 | 915,000 | 0.25% | ||
| 48 | INVESTMENT CENTERS OF AMERICA INC | 59,275 | 896,000 | 0.24% | ||
| 49 | WOLVERINE ASSET MANAGEMENT LLC | 55,755 | 840,000 | 0.23% | ||
| 50 | CITIGROUP INC | 53,627 | 808,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
