Dark
Light
System
Institutional Investment Manager
Private Ocean, LLC
Private Ocean, LLC (CIK: 0001601742) incorporated in California, located at 100 Smith Ranch Road, San Rafael, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001601742-15-000005) filed in 2015.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 ABBOTT LABS 1,400 56 0.04%
2 ABBVIE INC 1,400 76 0.06%
3 ACCENTURE PLC IRELAND 415 41 0.03%
4 AGILENT TECHNOLOGIES INC 20 0 0.00%
5 AGL Resources Inc 311 10 0.01%
6 ALPS ETF TR 20,680 258 0.19%
7 ALTRIA GROUP INC 900 49 0.04%
8 AMERICAN TOWER CORP NEW 100 9 0.01%
9 AMERIPRISE FINL INC 100 11 0.01%
10 AMETEK INC NEW 1,180 62 0.05%
11 AMGEN INC 1,000 138 0.10%
12 APPLE INC 11,519 223 0.16%
13 ASTRAZENECA PLC 242 15 0.01%
14 AT&T INC 474 101 0.07%
15 BANK MARIN BANCORP 4,585 173 0.13%
16 BERKSHIRE HATHAWAY INC DEL 1,488 194 0.14%
17 BLACKSTONE GROUP L P 500 16 0.01%
18 BOEING CO 970 114 0.08%
19 BORGWARNER INC 150 6 0.00%
20 BOSTON PROPERTIES INC 600 71 0.05%
21 BP PLC 314 29 0.02%
22 CELGENE CORP 300 32 0.02%
23 CHEVRON CORP NEW 75 55 0.04%
24 CISCO SYS INC 4,508 118 0.09%
25 CLAYMORE EXCHANGE TRD FD TR 171,000 1,493 1.10%
26 COCA COLA CO 404 16 0.01%
27 CONAGRA BRANDS INC 3,000 122 0.09%
28 CONOCOPHILLIPS 330 35 0.03%
29 CONSOLIDATED EDISON INC 225 15 0.01%
30 Chubb Corporation 250 31 0.02%
31 DISCOVER FINL SVCS 150 8 0.01%
32 DISNEY WALT CO 218 84 0.06%
33 DOMINION ENERGY INC 400 28 0.02%
34 DOW CHEM CO 200 8 0.01%
35 EBAY INC 75 2 0.00%
36 ECOLAB INC 50 5 0.00%
37 EDWARDS LIFESCIENCES CORP 575 82 0.06%
38 EMERSON ELEC CO 4,800 212 0.16%
39 ENTERPRISE PRODS PARTNERS L 1,726 43 0.03%
40 EXELON CORP 177 5 0.00%
41 EXPRESS SCRIPTS HLDG CO 1,300 131 0.10%
42 EXXON MOBIL CORP 5,424 396 0.29%
43 FACEBOOK INC 200 18 0.01%
44 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND 768 89 0.07%
45 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND 3,626 232 0.17%
46 FLEXSHARES US MARKET TILT ETF 2,975 294 0.22%
47 FORD MTR CO DEL 22 0 0.00%
48 FRANKLIN ELEC INC COM 2,964 81 0.06%
49 FRONTIER COMMUNICATIONS CORP 56 0 0.00%
50 GENERAL ELECTRIC CO 500 13 0.01%
Page 1 of 4
Restatement filing (0001601742-15-000006) filed in 2015.11.02
#
Name
Shares
Value ($)
%
Options
Notes
1 Van Eck 998,862 30,545 22.54%
2 VANGUARD BD INDEX FDS 380,251 30,310 22.37%
3 SPDR SERIES TRUST 550,525 19,632 14.49%
4 POWERSHARES ETF TR II 382,683 10,497 7.75%
5 POWERSHARES ETF TRUST 55,125 4,570 3.37%
6 POWERSHARES ETF TR II 96,824 3,460 2.55%
7 SPDR SERIES TRUST 57,207 3,239 2.39%
8 VANGUARD INDEX FDS 33,306 2,516 1.86%
9 ISHARES TR 41,922 2,403 1.77%
10 VANGUARD INDEX FDS 23,535 2,323 1.71%
11 ISHARES RUSSELL 1000 ETF 17,229 1,844 1.36%
12 CLAYMORE EXCHANGE TRD FD TR 171,000 1,493 1.10%
13 VANGUARD INDEX FDS 14,014 1,076 0.79%
14 Greene King PLC ORD 89,104 1,073 0.79%
15 MCDONALDS CORP 10,150 1,000 0.74%
16 POWERSHARES ETF TRUST 9,388 859 0.63%
17 ISHARES TR 7,382 809 0.60%
18 PROCTER AND GAMBLE CO 11,178 804 0.59%
19 ISHARES TR 6,910 797 0.59%
20 POWERSHARES ETF TRUST II 31,250 686 0.51%
21 SCHWAB CHARLES CORP 23,850 681 0.50%
22 ISHARES TR 6,197 677 0.50%
23 VANGUARD INTL EQUITY INDEX F 12,360 527 0.39%
24 POWERSHARES ETF TR II 29,396 524 0.39%
25 VANGUARD INDEX FDS 5,133 452 0.33%
26 iShares Mortgage Real Estate C 45,054 448 0.33%
27 EXXON MOBIL CORP 5,331 396 0.29%
28 SPDR DOW JONES REIT ETF 4,439 383 0.28%
29 ISHARES TR 2,317 360 0.27%
30 MICROSOFT CORP 7,463 330 0.24%
31 INTERNATIONAL BUSINESS MACHS 2,079 301 0.22%
32 POWERSHARES ETF TR II 20,532 299 0.22%
33 Medtronic Inc 4,400 295 0.22%
34 FLEXSHARES US MARKET TILT ETF 3,631 294 0.22%
35 ISHARES TR 2,644 277 0.20%
36 ALPS ETF TR 20,680 258 0.19%
37 SCHWAB U.S. SMALL-CAP ETF 5,065 257 0.19%
38 ISHARES TR 2,376 253 0.19%
39 SPDR S&P 500 ETF TR 1,293 248 0.18%
40 ISHARES RUSSELL 2000 GROWTH ETF 1,842 247 0.18%
41 SCHWAB U.S. LARGE-CAP ETF 4,841 242 0.18%
42 SCHWAB U.S. MID-CAP ETF 6,102 237 0.17%
43 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND 4,249 232 0.17%
44 APPLE INC 2,020 223 0.16%
45 EMERSON ELEC CO 4,800 212 0.16%
46 BERKSHIRE HATHAWAY INC DEL 1,486 194 0.14%
47 ISHARES TRUST S&P 100 ETF 2,263 192 0.14%
48 ISHARES TR 960 185 0.14%
49 BANK MARIN BANCORP 3,600 173 0.13%
50 VANGUARD INDEX FDS 1,595 172 0.13%
Page 1 of 4