Dark
Light
System
Security
AMERIPRISE FINL INC
AMERIPRISE FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 616 Institutional holders with a total value of $16,695,572,330.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 9,878,349 1,078,024,000 6.46%
2 JPMORGAN CHASE & CO 7,461,055 814,225,000 4.88%
3 STATE STREET CORP 7,273,445 793,749,000 4.75%
4 PRICE T ROWE ASSOCIATES INC /MD/ 7,230,261 789,038,000 4.73%
5 NORGES BANK 6,984,056 762,169,000 4.57%
6 BlackRock Institutional Trust Company, N.A. 6,031,904 658,262,000 3.94%
7 WELLINGTON MANAGEMENT GROUP LLP 5,304,007 578,828,000 3.47%
8 FMR LLC 3,892,638 424,805,000 2.54%
9 INSTITUTIONAL CAPITAL LLC 3,724,638 406,470,000 2.43%
10 Allianz Asset Management GmbH 3,127,317 341,283,000 2.04%
11 BlackRock Fund Advisors 2,851,734 311,210,000 1.86%
12 BARROW HANLEY MEWHINNEY & STRAUSS LLC 2,754,917 300,644,000 1.80%
13 Bank of New York Mellon Corp 2,739,552 299,115,000 1.79%
14 BANK OF MONTREAL /CAN/ 2,723,856 297,253,000 1.78%
15 NORTHERN TRUST CORP 2,505,617 273,437,000 1.64%
16 LSV ASSET MANAGEMENT 2,463,210 268,810,000 1.61%
17 CITADEL ADVISORS LLC 2,247,371 245,255,000 1.47%
18 GOLDMAN SACHS GROUP INC 2,200,848 240,177,000 1.44%
19 DEUTSCHE BANK AG\ 2,193,648 239,384,000 1.43%
20 VIRTUS CAPITAL ADVISERS, LLC 2,140,271 233,568,000 1.40%
21 Epoch Investment Partners, Inc. 2,085,677 227,611,000 1.36%
22 BlackRock Group LTD 2,030,679 221,608,000 1.33%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 1,806,534 197,147,000 1.18%
24 UBS Group AG 1,742,831 190,194,000 1.14%
25 VIKING GLOBAL INVESTORS LP 1,596,323 174,207,000 1.04%
26 GENERAL ELECTRIC CO 1,588,645 173,369,000 1.04%
27 TCW GROUP INC 1,514,664 165,296,000 0.99%
28 PANAGORA ASSET MANAGEMENT INC 1,390,187 151,711,000 0.91%
29 GEODE CAPITAL MANAGEMENT, LLC 1,387,974 151,162,000 0.91%
30 WELLS FARGO & COMPANY/MN 1,261,960 137,719,000 0.82%
31 LYRICAL ASSET MANAGEMENT LP 1,163,544 134,226,000 0.80%
32 BANK OF AMERICA CORP /DE/ 1,155,729 126,125,000 0.76%
33 PNC FINANCIAL SERVICES GROUP, INC. 1,110,486 121,189,000 0.73%
34 AMERICAN CENTURY COMPANIES INC 1,086,929 118,617,000 0.71%
35 State of New Jersey Common Pension Fund D 904,000 98,654,000 0.59%
36 BlackRock Finance, Inc. 895,180 97,691,000 0.59%
37 TD ASSET MANAGEMENT INC 875,766 95,572,000 0.57%
38 TEACHER RETIREMENT SYSTEM OF TEXAS 849,273 92,681,000 0.56%
39 VOYA INVESTMENT MANAGEMENT LLC 769,611 83,987,000 0.50%
40 Legal & General Group Plc 749,360 81,774,000 0.49%
41 JANUS HENDERSON INVESTORS US LLC 733,966 80,097,000 0.48%
42 LORD, ABBETT & CO. LLC 711,700 77,668,000 0.47%
43 TEACHERS ADVISORS, LLC 702,283 76,640,000 0.46%
44 RUSSELL FRANK CO/ 701,597 76,528,000 0.46%
45 Alyeska Investment Group, L.P. 654,907 71,470,000 0.43%
46 AQR CAPITAL MANAGEMENT LLC 637,942 69,618,000 0.42%
47 CREDIT AGRICOLE S A 621,938 67,872,000 0.41%
48 TWO SIGMA INVESTMENTS, LP 605,049 66,029,000 0.40%
49 DIMENSIONAL FUND ADVISORS LP 578,404 63,115,000 0.38%
50 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 568,328 62,022,000 0.37%
Page 1 of 13

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.