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Institutional Investment Manager
Private Ocean, LLC
Private Ocean, LLC (CIK: 0001601742) incorporated in California, located at 100 Smith Ranch Road, San Rafael, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001601742-15-000005) filed in 2015.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 ABBOTT LABS 1,400 56 0.04%
2 ABBVIE INC 1,400 76 0.06%
3 ACCENTURE PLC IRELAND 415 41 0.03%
4 AGILENT TECHNOLOGIES INC 20 0 0.00%
5 AGL Resources Inc 311 10 0.01%
6 ALPS ETF TR 20,680 258 0.19%
7 ALTRIA GROUP INC 900 49 0.04%
8 AMERICAN TOWER CORP NEW 100 9 0.01%
9 AMERIPRISE FINL INC 100 11 0.01%
10 AMETEK INC NEW 1,180 62 0.05%
11 AMGEN INC 1,000 138 0.10%
12 APPLE INC 11,519 223 0.16%
13 ASTRAZENECA PLC 242 15 0.01%
14 AT&T INC 474 101 0.07%
15 BANK MARIN BANCORP 4,585 173 0.13%
16 BERKSHIRE HATHAWAY INC DEL 1,488 194 0.14%
17 BLACKSTONE GROUP L P 500 16 0.01%
18 BOEING CO 970 114 0.08%
19 BORGWARNER INC 150 6 0.00%
20 BOSTON PROPERTIES 600 71 0.05%
21 BP PLC 314 29 0.02%
22 CELGENE CORP 300 32 0.02%
23 CHEVRON CORP NEW 75 55 0.04%
24 CISCO SYS INC 4,508 118 0.09%
25 CLAYMORE EXCHANGE TRD FD TR 171,000 1,493 1.10%
26 COCA COLA CO 404 16 0.01%
27 CONAGRA BRANDS INC 3,000 122 0.09%
28 CONOCOPHILLIPS 330 35 0.03%
29 CONSOLIDATED EDISON INC 225 15 0.01%
30 Chubb Corporation 250 31 0.02%
31 DISCOVER FINL SVCS 150 8 0.01%
32 DISNEY WALT CO 218 84 0.06%
33 DOMINION ENERGY INC 400 28 0.02%
34 DOW CHEM CO 200 8 0.01%
35 EBAY INC 75 2 0.00%
36 ECOLAB INC 50 5 0.00%
37 EDWARDS LIFESCIENCES CORP 575 82 0.06%
38 EMERSON ELEC CO 4,800 212 0.16%
39 ENTERPRISE PRODS PARTNERS L 1,726 43 0.03%
40 EXELON CORP 177 5 0.00%
41 EXPRESS SCRIPTS HLDG CO 1,300 131 0.10%
42 EXXON MOBIL CORP 5,424 396 0.29%
43 FACEBOOK INC 200 18 0.01%
44 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND 768 89 0.07%
45 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND 3,626 232 0.17%
46 FLEXSHARES US MARKET TILT ETF 2,975 294 0.22%
47 FORD MTR CO DEL 22 0 0.00%
48 FRANKLIN ELEC INC COM 2,964 81 0.06%
49 FRONTIER COMMUNICATIONS CORP 56 0 0.00%
50 GENERAL ELECTRIC CO 500 13 0.01%
Page 1 of 4
Restatement filing (0001601742-15-000006) filed in 2015.11.02
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES DOW JONES UBS ROLL S 2,409 171 0.13%
52 PFIZER INC 5,209 164 0.12%
53 VANGUARD INTL EQUITY INDEX F 4,880 161 0.12%
54 ISHARES TR 1,064 145 0.11%
55 AMGEN INC 1,000 138 0.10%
56 TELEFONICA BRASIL SA 11,400 137 0.10%
57 EXPRESS SCRIPTS HLDG CO 1,614 131 0.10%
58 ORACLE CORP 3,600 130 0.10%
59 NIKE INC 1,030 127 0.09%
60 VANGUARD WORLD FDS 1,019 124 0.09%
61 CONAGRA BRANDS INC 3,000 122 0.09%
62 W P CAREY INC 2,096 121 0.09%
63 CISCO SYS INC 4,508 118 0.09%
64 BOEING CO 870 114 0.08%
65 ISHARES TR 1,686 113 0.08%
66 NUCOR CORP 3,000 113 0.08%
67 NOVARTIS A G 1,200 110 0.08%
68 ISHARES TR 9,885 101 0.07%
69 AT&T INC 3,108 101 0.07%
70 SCHWAB EMERGING MARKETS EQUITY ETF 4,649 94 0.07%
71 REALTY INCOME CORP 1,933 92 0.07%
72 LINCOLN NATL CORP IND 1,930 92 0.07%
73 ISHARES TR 752 90 0.07%
74 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND 879 89 0.07%
75 GILEAD SCIENCES INC 900 88 0.06%
76 ISHARES TR 774 88 0.06%
77 POWERSHARES ETF TRUST 2,672 84 0.06%
78 DISNEY WALT CO 820 84 0.06%
79 LILLY ELI & CO 1,000 84 0.06%
80 ISHARES TR 2,534 83 0.06%
81 EDWARDS LIFESCIENCES CORP 575 82 0.06%
82 FRANKLIN ELEC INC COM 2,964 81 0.06%
83 LOCKHEED MARTIN CORP 387 80 0.06%
84 MERCK & CO INC 1,620 80 0.06%
85 ISHARES TR 880 78 0.06%
86 ABBVIE INC 1,400 76 0.06%
87 Schwab US Large Cap Value 1,852 74 0.05%
88 UNITED TECHNOLOGIES CORP 811 72 0.05%
89 BOSTON PROPERTIES 600 71 0.05%
90 ROYAL DUTCH SHELL PLC 1,400 66 0.05%
91 NEXTERA ENERGY INC 672 66 0.05%
92 WELLS FARGO CO NEW 1,236 63 0.05%
93 AMETEK INC NEW 1,180 62 0.05%
94 PACCAR INC 1,162 61 0.05%
95 NORFOLK SOUTHERN CORP 762 58 0.04%
96 ABBOTT LABS 1,400 56 0.04%
97 SCHLUMBERGER LTD 800 55 0.04%
98 CHEVRON CORP NEW 691 55 0.04%
99 ALTRIA GROUP INC 900 49 0.04%
100 Hewlett Packard Co 1,916 49 0.04%
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