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Institutional Investment Manager
Private Ocean, LLC
Private Ocean, LLC (CIK: 0001601742) incorporated in California, located at 100 Smith Ranch Road, San Rafael, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001601742-15-000005) filed in 2015.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 Van Eck 1,005,189 30,545 22.54%
2 VANGUARD BD INDEX FDS 369,223 30,310 22.37%
3 SPDR SERIES TRUST 529,174 19,632 14.49%
4 POWERSHARES ETF TR II 369,633 10,497 7.75%
5 POWERSHARES ETF TRUST 54,997 4,570 3.37%
6 POWERSHARES ETF TR II 96,479 3,460 2.55%
7 SPDR SERIES TRUST 57,430 3,239 2.39%
8 VANGUARD INDEX FDS 32,464 2,516 1.86%
9 ISHARES TR 41,553 2,403 1.77%
10 VANGUARD INDEX FDS 25,137 2,323 1.71%
11 ISHARES RUSSELL 1000 ETF 17,172 1,844 1.36%
12 CLAYMORE EXCHANGE TRD FD TR 171,000 1,493 1.10%
13 VANGUARD INDEX FDS 15,620 1,076 0.79%
14 Greene King PLC ORD 89,104 1,073 0.79%
15 MCDONALDS CORP 8,950 1,000 0.74%
16 POWERSHARES ETF TRUST 9,376 859 0.63%
17 ISHARES TR 6,517 809 0.60%
18 PROCTER AND GAMBLE CO 9,564 804 0.59%
19 ISHARES TR 6,902 797 0.59%
20 POWERSHARES ETF TRUST II 31,250 686 0.51%
21 SCHWAB CHARLES CORP 26,537 681 0.50%
22 ISHARES TR 6,186 677 0.50%
23 VANGUARD INTL EQUITY INDEX F 12,329 527 0.39%
24 POWERSHARES ETF TR II 29,396 524 0.39%
25 VANGUARD INDEX FDS 5,718 452 0.33%
26 iShares Mortgage Real Estate C 45,054 448 0.33%
27 EXXON MOBIL CORP 5,424 396 0.29%
28 SPDR DOW JONES REIT ETF 4,429 383 0.28%
29 ISHARES TR 2,310 360 0.27%
30 MICROSOFT CORP 102 330 0.24%
31 INTERNATIONAL BUSINESS MACHS 1,979 301 0.22%
32 POWERSHARES ETF TR II 20,532 299 0.22%
33 Medtronic Inc 3,600 295 0.22%
34 FLEXSHARES US MARKET TILT ETF 2,975 294 0.22%
35 ISHARES TR 2,639 277 0.20%
36 ALPS ETF TR 20,680 258 0.19%
37 SCHWAB U.S. SMALL-CAP ETF 215 257 0.19%
38 ISHARES TR 2,372 253 0.19%
39 SPDR S&P 500 ETF TR 1,102 248 0.18%
40 ISHARES RUSSELL 2000 GROWTH ETF 1,855 247 0.18%
41 SCHWAB U.S. LARGE-CAP ETF 4,841 242 0.18%
42 SCHWAB U.S. MID-CAP ETF 6,102 237 0.17%
43 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND 3,626 232 0.17%
44 APPLE INC 11,519 223 0.16%
45 EMERSON ELEC CO 4,800 212 0.16%
46 BERKSHIRE HATHAWAY INC DEL 1,488 194 0.14%
47 ISHARES TRUST S&P 100 ETF 2,255 192 0.14%
48 ISHARES TR 960 185 0.14%
49 BANK MARIN BANCORP 4,585 173 0.13%
50 VANGUARD INDEX FDS 1,717 172 0.13%
Page 1 of 4
Restatement filing (0001601742-15-000006) filed in 2015.11.02
#
Name
Shares
Value ($)
%
Options
Notes
101 VANGUARD SPECIALIZED FUNDS 671 49 0.04%
102 SCHWAB U.S. REIT ETF 1,264 47 0.03%
103 JPMORGAN CHASE & CO 740 45 0.03%
104 ENTERPRISE PRODS PARTNERS L 1,726 43 0.03%
105 ACCENTURE PLC IRELAND 415 41 0.03%
106 ISHARES TR 366 40 0.03%
107 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 9,462 39 0.03%
108 MCKESSON CORP 200 37 0.03%
109 CONOCOPHILLIPS 730 35 0.03%
110 VANGUARD INDEX FDS 351 34 0.03%
111 CELGENE CORP 300 32 0.02%
112 PHILLIPS 66 415 32 0.02%
113 Chubb Corporation 250 31 0.02%
114 POWERSHARES ETF TR II 845 30 0.02%
115 BP PLC 954 29 0.02%
116 SCHWAB US AGGREGATE BOND ETF 557 29 0.02%
117 PHILIP MORRIS INTL INC 350 28 0.02%
118 DOMINION ENERGY INC 400 28 0.02%
119 REYNOLDS AMERICAN INC 600 27 0.02%
120 VANGUARD INTL EQUITY INDEX F 531 27 0.02%
121 PEPSICO INC 284 27 0.02%
122 PLUM CREEK TIMBER 600 24 0.02%
123 VERIZON COMMUNICATIONS INC 535 23 0.02%
124 PRAXAIR INC 230 23 0.02%
125 ISHARES GOLD TRUST 2,000 22 0.02%
126 VANGUARD BD INDEX FDS 267 22 0.02%
127 SCHWAB U.S. BROAD MARKET ETF 443 21 0.02%
128 L Brands Inc 225 20 0.01%
129 MICRON TECHNOLOGY INC 1,300 19 0.01%
130 ZIMMER BIOMET HLDGS INC 200 19 0.01%
131 PNC FINL SVCS GROUP INC 197 18 0.01%
132 SALESFORCE COM INC 257 18 0.01%
133 FACEBOOK INC 200 18 0.01%
134 MONDELEZ INTL INC 400 17 0.01%
135 COCA COLA CO 404 16 0.01%
136 BLACKSTONE GROUP L P 500 16 0.01%
137 WAL-MART STORES INC 225 15 0.01%
138 CONSOLIDATED EDISON INC 225 15 0.01%
139 ASTRAZENECA PLC 242 15 0.01%
140 GENERAL ELECTRIC CO 500 13 0.01%
141 ROPER TECHNOLOGIES INC 75 12 0.01%
142 GOOGLE INC 20 12 0.01%
143 AMERIPRISE FINL INC 100 11 0.01%
144 AGL Resources Inc 157 10 0.01%
145 PRUDENTIAL FINL INC 138 10 0.01%
146 VANGUARD INTL EQUITY INDEX F 229 10 0.01%
147 AMERICAN TOWER CORP NEW 100 9 0.01%
148 SCHWAB US TIPS ETF 167 9 0.01%
149 KINDER MORGAN INC DEL 311 9 0.01%
150 DOW CHEM CO 200 8 0.01%
Page 3 of 4