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Institutional Investment Manager
Archford Capital Strategies, LLC
Archford Capital Strategies, LLC (CIK: 0001606609) incorporated in Delaware, located at 13 Wolf Creek Dr, Swansea, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001606609-14-000002) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
7751 GENERAL ELECTRIC CO 3,026 78,343 0.07%
7752 BANK AMER PLC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX ISIN#US06742A3059 3,100 38,316 0.03%
7753 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,100 38,883 0.03%
7754 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 05/27/16 3,175 40,846 0.03%
7755 SUMITOMO MITSUI FINL GROUP I 3,181 27,516 0.02%
7756 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,200 40,138 0.03%
7757 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 3,200 45,280 0.04%
7758 Centrue Financial Corporation 3,242 3,047 0.00%
7759 BANCO SANTANDER SA 3,245 31,087 0.03%
7760 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 3,250 39,293 0.03%
7761 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 3,250 39,293 0.03%
7762 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 3,300 45,903 0.04%
7763 BANK AMER CORP LEVERAGED INDEX RETURN NTS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 3,400 43,520 0.04%
7764 AMBEV SA 3,409 25,261 0.02%
7765 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO GLOBAL EQUITY BSKT EXP 06/30/17 3,460 40,378 0.03%
7766 EXXON MOBIL CORP 3,484 340,317 0.28%
7767 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL EXP 03/29/16 3,500 46,774 0.04%
7768 BANK AMER N A MARKET PARTN CTF DEP LKD TO S&P 500 INDEX 3,500 52,500 0.04%
7769 HSBC USA INC CAPPED LEVERAGED INDEX NTS LKD S&P 500 INDEX 3,500 39,305 0.03%
7770 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 04/29/16 3,500 44,835 0.04%
7771 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 02/26/16 3,500 48,195 0.04%
7772 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY MATY 6/02/2015 3,500 37,310 0.03%
7773 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 3,500 42,315 0.04%
7774 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,600 43,308 0.04%
7775 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 3,600 50,076 0.04%
7776 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 05/27/16 3,625 46,636 0.04%
7777 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO GLOBAL EQUITY BSKT 3,700 46,986 0.04%
7778 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX 3,700 45,251 0.04%
7779 Centrue Financial Corporation 3,782 3,555 0.00%
7780 UNITED PARCEL SERVICE INC 3,850 374,913 0.31%
7781 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX MATY 4/24/2015 4,000 53,440 0.04%
7782 TSINGTAO BREWRY CO LTD ORD SER 4,000 29,265 0.02%
7783 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 12/28/2015 4,000 55,664 0.05%
7784 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 12/26/18 4,000 42,640 0.04%
7785 BANK AMER CORP LOCK IN NTS LKD TO DOW JONES INDUSTRIAL AVERAGE EXP 02/02/16 4,000 48,280 0.04%
7786 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY EXP 04/28/15 MATY 4/28/2015 4,000 41,120 0.03%
7787 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO GLOBAL EQUITY BSKT MTY 1/12/2015 4,000 44,240 0.04%
7788 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD GLOBAL EQUITY 4,000 42,040 0.04%
7789 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX 4,000 43,840 0.04%
7790 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX 4,000 43,640 0.04%
7791 CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 ISIN#US22539T8788 4,000 44,640 0.04%
7792 SELECT SECTOR SPDR TR 4,151 178,742 0.15%
7793 * SANDRIDGE ENERGY INC COM 4,175 25,635 0.02%
7794 CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22539T4076 4,200 48,901 0.04%
7795 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 4,300 53,935 0.04%
7796 AT&T INC 4,350 152,555 0.13%
7797 SANGAMO THERAPEUTICS INCORPORATED 4,500 81,360 0.07%
7798 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 4,500 63,675 0.05%
7799 SELECT SECTOR SPDR TR 4,505 235,747 0.20%
7800 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 4,700 58,952 0.05%
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