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Institutional Investment Manager
Archford Capital Strategies, LLC
Archford Capital Strategies, LLC (CIK: 0001606609) incorporated in Delaware, located at 13 Wolf Creek Dr, Swansea, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001606609-14-000002) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
51 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDUSTRIAL AVERAGE 5,000 65,400 0.05%
52 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 5,000 62,715 0.05%
53 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 5,000 62,715 0.05%
54 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 5,000 62,715 0.05%
55 ADVANCED MICRO DEVICES INC 5,000 20,050 0.02%
56 RITE AID CORP 5,000 31,350 0.03%
57 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVERAGE 5,000 77,300 0.06%
58 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL EXP 03/29/16 5,000 66,820 0.06%
59 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS CMMODITY INDEX EXCESS RETURN 5,000 52,000 0.04%
60 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY EXP 04/28/15 MATY 4/28/2015 5,000 51,400 0.04%
61 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 5,000 60,450 0.05%
62 BANK AMER PLC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX ISIN#US06742A3059 5,000 61,800 0.05%
63 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 5,000 60,450 0.05%
64 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 04/29/16 5,000 64,050 0.05%
65 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 04/29/16 5,000 64,050 0.05%
66 BARCLAYS BK PLC CAPPED LEVERAGED INDEX RETURN NTS LKD GLOBAL EQUITY BASKET ISIN#US06742A7845 5,000 58,550 0.05%
67 VANGUARD WORLD FDS 4,917 223,871 0.19%
68 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 4,700 58,952 0.05%
69 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 4,700 58,952 0.05%
70 SELECT SECTOR SPDR TR 4,505 235,747 0.20%
71 SANGAMO THERAPEUTICS INCORPORATED 4,500 81,360 0.07%
72 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 4,500 63,675 0.05%
73 AT&T INC 4,350 152,555 0.13%
74 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 4,300 53,935 0.04%
75 CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22539T4076 4,200 48,901 0.04%
76 * SANDRIDGE ENERGY INC COM 4,175 25,635 0.02%
77 SELECT SECTOR SPDR TR 4,151 178,742 0.15%
78 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY EXP 04/28/15 MATY 4/28/2015 4,000 41,120 0.03%
79 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX MATY 4/24/2015 4,000 53,440 0.04%
80 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO GLOBAL EQUITY BSKT MTY 1/12/2015 4,000 44,240 0.04%
81 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX 4,000 43,640 0.04%
82 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 12/28/2015 4,000 55,664 0.05%
83 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 12/26/18 4,000 42,640 0.04%
84 BANK AMER CORP LOCK IN NTS LKD TO DOW JONES INDUSTRIAL AVERAGE EXP 02/02/16 4,000 48,280 0.04%
85 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD GLOBAL EQUITY 4,000 42,040 0.04%
86 CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 ISIN#US22539T8788 4,000 44,640 0.04%
87 TSINGTAO BREWRY CO LTD ORD SER 4,000 29,265 0.02%
88 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX 4,000 43,840 0.04%
89 UNITED PARCEL SERVICE INC 3,850 374,913 0.31%
90 Centrue Financial Corporation 3,782 3,555 0.00%
91 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO GLOBAL EQUITY BSKT 3,700 46,986 0.04%
92 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX 3,700 45,251 0.04%
93 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 05/27/16 3,625 46,636 0.04%
94 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 3,600 50,076 0.04%
95 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,600 43,308 0.04%
96 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 3,500 42,315 0.04%
97 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 02/26/16 3,500 48,195 0.04%
98 HSBC USA INC CAPPED LEVERAGED INDEX NTS LKD S&P 500 INDEX 3,500 39,305 0.03%
99 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 04/29/16 3,500 44,835 0.04%
100 BANK AMER N A MARKET PARTN CTF DEP LKD TO S&P 500 INDEX 3,500 52,500 0.04%
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