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Institutional Investment Manager
Archford Capital Strategies, LLC
Archford Capital Strategies, LLC (CIK: 0001606609) incorporated in Delaware, located at 13 Wolf Creek Dr, Swansea, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001606609-14-000002) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
201 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 2,500 30,225 0.03%
202 EXXON MOBIL CORP 2,477 241,953 0.20%
203 BANK AMER CORP MKT INDEX TARGET TERM SEC LKD TO S&P 500 INDEX EXP 07/28/17 2,450 32,414 0.03%
204 SELECT SECTOR SPDR TR 2,414 156,234 0.13%
205 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO GLOBAL EQUITY BSKT 2,400 29,448 0.02%
206 VISA INC 2,400 518,064 0.43%
207 BANK AMER CORP LEVERAGED INDEX RETURN NTS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 2,400 30,720 0.03%
208 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 2,400 28,872 0.02%
209 CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22539T4076 2,400 27,943 0.02%
210 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO S&P 500 INDEX 2,400 27,936 0.02%
211 SELECT SECTOR SPDR TR 2,396 53,527 0.04%
212 VANGUARD WORLD FD 2,391 218,848 0.18%
213 Basic Energy Services 2,379 65,208 0.05%
214 Basic Energy Services 2,379 65,208 0.05%
215 CSX CORP 2,363 68,456 0.06%
216 DBX ETF TR 2,336 63,376 0.05%
217 EXXON MOBIL CORP 2,336 228,180 0.19%
218 VANGUARD WORLD FD 2,292 209,787 0.18%
219 AMERICA MOVIL SAB DE CV 2,282 45,366 0.04%
220 LIBERTY ALL STAR EQUITY FD 2,281 13,412 0.01%
221 AMERICA MOVIL SAB DE CV 2,270 45,128 0.04%
222 SELECT SECTOR SPDR TR 2,260 93,700 0.08%
223 BARCLAYS BK PLC CAPPED LEVERAGED INDEX RETURN NT LKD PHLX HSG SECTOR INDEX 2,260 27,730 0.02%
224 VANGUARD WORLD FD 2,258 206,675 0.17%
225 MCCLATCHY CO 2,247 14,426 0.01%
226 AMERICAN WTR WKS CO INC NEW 2,233 101,378 0.08%
227 DBX ETF TR 2,229 60,473 0.05%
228 Market Vectors Short Term Muni 2,225 39,138 0.03%
229 PULASKI FINL CORP COM 2,192 23,126 0.02%
230 ORACLE CORP 2,126 86,975 0.07%
231 SELECT SECTOR SPDR TR 2,111 47,160 0.04%
232 SELECT SECTOR SPDR TR 2,110 123,414 0.10%
233 VANGUARD WORLD FD 2,106 192,762 0.16%
234 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO S&P 500 INDEX 2,100 24,444 0.02%
235 Hewlett Packard Co 2,049 66,306 0.06%
236 VANGUARD INDEX FDS 2,048 159,969 0.13%
237 ORACLE CORP 2,022 82,720 0.07%
238 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 02/26/16 2,000 27,540 0.02%
239 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDL AVERAGW 2,000 25,376 0.02%
240 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDUSTRIAL AVERAGE 2,000 26,160 0.02%
241 BANK AMER CORP ENHANCED MKT LKD STEP UP NT LKD TO DOW JONES INDL AVG WITH (BUFFER) MATY 4/24/2015 2,000 25,300 0.02%
242 BANK AMER CORP MARKET INDEX TARGET TERM SEC LKD TO DOW JONES-UBS IDX EXCESS RETURN MTY 08/01/2016 2,000 19,400 0.02%
243 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY MATY 6/02/2015 2,000 21,320 0.02%
244 BANK AMER CORP MARKET INDEX TARGET TERMS SECS MATY 5/25/2018 2,000 25,260 0.02%
245 WAL-MART STORES INC 2,000 152,860 0.13%
246 BANK AMER CORP ENHANCED BUFFER MKT LKD STEP UP NT LKD TO DOW JONES INDL EXP 04/25/14 2,000 25,640 0.02%
247 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 2,000 24,060 0.02%
248 BANK AMER N A MKT PARTN CTF DEP LKD TO DOW JONES INDL AVG 2,000 31,600 0.03%
249 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX 2,000 24,460 0.02%
250 BANK AMER CORP ENHANCED BUFFER MKT LKD STEP UP NT LKD TO DOW JONES INDL EXP 04/25/14 2,000 25,640 0.02%
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