| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 6,449,921 | 37,926,000 | 14.69% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 6,276,126 | 36,966,000 | 14.32% | ||
| 3 | MORGAN STANLEY | 5,118,810 | 30,099,000 | 11.66% | ||
| 4 | WELLS FARGO & COMPANY/MN | 3,797,970 | 22,332,000 | 8.65% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,451,297 | 20,294,000 | 7.86% | ||
| 6 | Karpus Management, Inc. | 3,436,629 | 20,207,000 | 7.83% | ||
| 7 | Relative Value Partners, LLC | 3,005,715 | 17,674,000 | 6.85% | ||
| 8 | Gramercy Funds Management LLC | 2,086,488 | 12,269,000 | 4.75% | ||
| 9 | 1607 Capital Partners, LLC | 1,337,130 | 7,862,000 | 3.05% | ||
| 10 | Ancora Advisors LLC | 941,622 | 5,537,000 | 2.15% | ||
| 11 | Advisors Asset Management, Inc. | 889,510 | 5,239,000 | 2.03% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 846,329 | 4,976,000 | 1.93% | ||
| 13 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 814,887 | 4,792,000 | 1.86% | ||
| 14 | Shaker Financial Services, LLC | 727,368 | 4,277,000 | 1.66% | ||
| 15 | 1832 Asset Management L.P. | 610,309 | 3,574,000 | 1.38% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 404,283 | 2,377,000 | 0.92% | ||
| 17 | Cetera Advisor Networks LLC | 299,131 | 1,768,000 | 0.68% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 280,790 | 1,664,000 | 0.64% | ||
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 193,410 | 1,137,000 | 0.44% | ||
| 20 | LPL Financial LLC | 163,135 | 959,000 | 0.37% | ||
| 21 | DOLIVER ADVISORS, LP | 156,890 | 923,000 | 0.36% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 156,505 | 920,000 | 0.36% | ||
| 23 | SG Americas Securities, LLC | 152,824 | 900,000 | 0.35% | ||
| 24 | BNP PARIBAS FINANCIAL MARKETS | 152,904 | 880,727 | 0.34% | ||
| 25 | CS MCKEE LP | 143,823 | 846,000 | 0.33% | ||
| 26 | UBS AG | 141,728 | 833,000 | 0.32% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 134,695 | 791,000 | 0.31% | ||
| 28 | BB&T SECURITIES, LLC | 13,069 | 768,000 | 0.30% | ||
| 29 | TFS CAPITAL LLC | 122,663 | 721,000 | 0.28% | ||
| 30 | Yakira Capital Management, Inc. | 99,645 | 586,000 | 0.23% | ||
| 31 | ROYAL BANK OF CANADA | 98,040 | 577,000 | 0.22% | ||
| 32 | Janney Montgomery Scott LLC | 96,090 | 565,009 | 0.22% | ||
| 33 | GUGGENHEIM CAPITAL LLC | 84,684 | 497,000 | 0.19% | ||
| 34 | SHEPHERD KAPLAN KROCHUK, LLC | 80,457 | 473,000 | 0.18% | ||
| 35 | Concert Wealth Management Inc. | 75,745 | 445,000 | 0.17% | ||
| 36 | Virtu KCG Holdings LLC | 65,255 | 384,000 | 0.15% | ||
| 37 | Raymond James Financial Services Advisors, Inc. | 59,742 | 351,000 | 0.14% | ||
| 38 | TRUIST FINANCIAL CORP | 57,607 | 339,000 | 0.13% | ||
| 39 | BANK OF MONTREAL /CAN/ | 56,486 | 332,000 | 0.13% | ||
| 40 | WFG Advisors, LP | 43,649 | 257,000 | 0.10% | ||
| 41 | HOLLENCREST CAPITAL MANAGEMENT | 41,147 | 242,000 | 0.09% | ||
| 42 | OPPENHEIMER & CO INC | 40,538 | 238,000 | 0.09% | ||
| 43 | Invesco Ltd. | 40,288 | 237,000 | 0.09% | ||
| 44 | BANK OF AMERICA CORP /DE/ | 38,976 | 229,000 | 0.09% | ||
| 45 | Prospera Financial Services Inc | 36,000 | 212,000 | 0.08% | ||
| 46 | SII INVESTMENTS INC/WI | 37,381 | 210,000 | 0.08% | ||
| 47 | D.A. DAVIDSON & CO. | 32,000 | 188,000 | 0.07% | ||
| 48 | Bank of New York Mellon Corp | 27,277 | 160,000 | 0.06% | ||
| 49 | JANE STREET GROUP, LLC | 22,594 | 133,000 | 0.05% | ||
| 50 | Private Advisor Group, LLC | 21,822 | 128,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
