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Institutional Investment Manager
Moors & Cabot, Inc.
Moors & Cabot, Inc. (CIK: 0001607239) incorporated in Massachusetts, located at One Federal St., Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 506 holdings with a total value of $541,289,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 Arrowhead Pharma Inc 30,200 179,000 0.03%
52 OLIN CORP 11,200 187,000 0.03%
53 STATOIL ASA 13,065 190,000 0.04%
54 ALLEGHENY TECHNOLOGIES INC 13,544 192,000 0.04%
55 ISHARES SILVER TR 14,229 196,000 0.04%
56 XEROX CORP 19,967 196,000 0.04%
57 CAPITOL FED FINL INC 16,482 198,000 0.04%
58 HCP INC 5,421 201,000 0.04%
59 ALPS ETF TR 16,940 208,000 0.04%
60 OMEGA HEALTHCARE INVS INC 5,927 209,000 0.04%
61 AVNET INC 4,911 210,000 0.04%
62 MCCORMICK & CO INC 2,594 211,000 0.04%
63 BIOGEN INC 715 211,000 0.04%
64 VANGUARD INTL EQUITY INDEX F 6,418 213,000 0.04%
65 CAMECO CORP 17,860 215,000 0.04%
66 V F CORP 3,162 215,000 0.04%
67 TEEKAY LNG PARTNERS L P 9,000 215,000 0.04%
68 FRONTIER COMMUNICATIONS CORP 44,963 216,000 0.04%
69 CHEMBIO DIAGNOSTICS INC COM NEW 54,193 218,000 0.04%
70 WELLTOWER INC 3,200 218,000 0.04%
71 GENERAL DYNAMICS CORP 1,580 218,000 0.04%
72 ISHARES TR 1,399 219,000 0.04%
73 NASDAQ OMX GROUP 4,203 223,000 0.04%
74 HARRIS CORP 3,061 224,000 0.04%
75 VANGUARD INDEX FDS 2,233 224,000 0.04%
76 UNILEVER N V 5,642 226,000 0.04%
77 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 8,540 228,000 0.04%
78 DBX ETF TR 7,175 229,000 0.04%
79 PINNACLE WEST 3,600 229,000 0.04%
80 CONNECTICUT WTR SVC INC COM 6,382 231,000 0.04%
81 LSB INDS INC COM 14,900 231,000 0.04%
82 HANESBRANDS INC 7,925 232,000 0.04%
83 VANGUARD WORLD FD 2,310 232,000 0.04%
84 LAKE SUNAPEE BK GROUP 15,937 232,000 0.04%
85 FIRST TR EXCHANGE TRADED FD 4,718 232,000 0.04%
86 INTERCONTINENTAL EXCHANGE IN 1,014 238,000 0.04%
87 VALERO ENERGY CORP NEW 4,004 240,000 0.04%
88 ISHARES 4,299 240,000 0.04%
89 ALIBABA GROUP HLDG LTD 4,050 241,000 0.04%
90 ONEOK INC NEW 7,515 242,000 0.04%
91 EOG RES INC 3,325 242,000 0.04%
92 VANGUARD WHITEHALL FDS 3,874 243,000 0.04%
93 WEC ENERGY GROUP INC 4,679 245,000 0.05%
94 CHESAPEAKE ENERGY CORP 33,824 246,000 0.05%
95 FORTRESS INVESTMENT GROUP LL 44,150 247,000 0.05%
96 THERMO FISHER SCIENTIFIC INC 2,062 249,000 0.05%
97 FISERV INC 2,895 250,000 0.05%
98 AETNA INC NEW 2,278 251,000 0.05%
99 BARNES GROUP INC COM 7,054 252,000 0.05%
100 FMC TECHNOLOGIES INC 8,250 254,000 0.05%
Page 2 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-002446, filed 2015.11.17).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.